37 Regulatory Adherence Jobs

Job Title: Client Operations Specialist Audit & Client Services Company: Kiya.ai Location: Bangalore, Bagmane IT park Experience Required: 3 -6 years Education Required: Masters Degree in Finance, Business Role Overview The Client Operations Specialist will manage client queries, produce audit statements, and ensure operational efficiency across global banking operations. The role involves close collaboration with internal stakeholders and client-facing teams to deliver high-quality services, maintain regulatory compliance, and continuously improve processes. Key Responsibilities Manage Client Queries Related to Audit Confirmations Process client requests regarding audit confirmations in line with service level agreements. Maintain strong relationships with VIP clients to ensure high satisfaction. Produce Day-to-Day Audit Statements Ensure audit reports are accurately parameterized in systems according to current procedures. Monitor daily controls, ensuring timely production and distribution of audit statements across asset classes. Ensure Operational Efficiency Maintain, enhance, and develop operational policies and procedures. Identify, propose, and implement process improvements, including automation opportunities. Contribute to strengthening tools and processes, including active participation in User Acceptance Testing (UAT). Contributing Responsibilities Maintain Internal Network Collaborate with Relationship Managers, Back Office, and Middle Office teams to understand client needs and streamline problem-solving. Share and disseminate objectives to drive global client satisfaction. Achieve Client Satisfaction Advocate for clients while ensuring compliance with bank policy and industry regulations. Key Contributions Maintain and develop relationships with internal stakeholders (RM, CSD, Credit Team, Marketers). Contribute to system development and propose ideas to enhance functionality. Support operational risk mitigation and contribute to team knowledge sharing. Suggest ways to continually streamline and improve processes. Technical & Behavioral Competencies Minimum 2 years of client-facing experience in Global Markets or Global Banking Operations. Strong knowledge of end-to-end operational processes (pre- and post-trade) for financial services. Understanding of financial institutions and global banking products. Excellent client-focused mindset with strong communication and relationship management skills. Ability to coordinate, prioritize, and manage multiple tasks effectively. Experience interacting with clients via phone, email, and meetings. Strong analytical and problem-solving skills; ability to compile and present data. Clear and concise communicator. Qualifications Masters Degree in Finance, Business (or equivalent). Minimum 2+ years of client-facing experience. Advanced knowledge of Microsoft Excel (Pivot Tables, VLOOKUP, dashboards) and PowerPoint.

Role Overview: As a Wealth Manager at FINVESTMENTS located in Noida, your primary responsibility will be to manage client portfolios, provide investment and insurance advisory, and ensure clients achieve their financial goals. This role involves investment advisory, financial analysis, client relationship management, and business development. To excel in this role, you should possess strong analytical abilities, sales acumen, and a client-centric mindset. Key Responsibilities: - Analyze client goals, risk appetite, and time horizon to recommend mutual funds, insurance products, and other financial instruments. - Construct and manage diversified portfolios aligned with client objectives. - Monitor client portfolios and recommend rebalancing strategies as required. - Simplify complex financial products and guide clients on SIPs, tax-saving investments, and long-term wealth-building. - Conduct in-depth research on mutual funds, stock markets, insurance plans, and other investment options. - Track macroeconomic trends and industry developments for data-driven advisory. - Evaluate fund performance using NAV, risk-return metrics, and fund manager insights. - Compare insurance policies (life, health, term, ULIPs, etc.) to suggest optimal solutions. - Build and nurture strong client relationships with regular portfolio reviews and updates. - Onboard new clients by identifying financial needs and creating investment strategies. - Address queries related to investments, insurance, taxation, and regulations. - Drive sales of mutual funds, insurance, and financial services by tapping new opportunities. - Generate leads via referrals, networking, and marketing campaigns. - Collaborate with sales teams to enhance client acquisition and retention. - Ensure compliance with SEBI, AMFI, and IRDAI guidelines. - Maintain accurate records of transactions, client documents, and interactions. - Support audits and ensure transparency in all recommendations. - Prepare investment reports, portfolio summaries, and risk assessments. - Use financial modelling and analytics tools to track performance. - Share periodic updates with management on sales growth and client portfolio performance. Qualifications Required: - Bachelors or Masters degree in Finance, Economics, Business Administration, or related fields. - Certifications preferred: NISM Series V-A (Mutual Fund Distributors), CFP, CFA, or IRDAI Insurance Advisor License. - Experience: 6 months - 5 years in wealth management, financial advisory, or investment planning.,

Role Overview: You will be responsible for conducting market research to identify potential Pediatrics and OBGY doctors, maintaining a database of doctors, and engaging with them for collaboration opportunities. Additionally, you will coordinate with HR for the seamless onboarding of doctors, oversee credentialing and privileging processes, monitor performance, organize meetings/events, manage relationships between administration and doctors, and ensure compliance with healthcare regulations. Key Responsibilities: - Conduct market research to identify and assess potential Pediatrics and OBGY doctors - Maintain a database of prospective and current doctors - Engage with identified doctors for potential collaboration opportunities - Coordinate with HR for seamless onboarding - Ensure necessary documentation, contracts, and agreements are in place - Familiarize new doctors with hospital policies, procedures, and systems - Oversee credentialing processes ensuring compliance with standards - Manage privileging processes based on qualifications and experience - Update records related to doctors" credentials and privileges - Monitor performance using KPIs and feedback mechanisms - Provide reports on doctor performance with recommendations - Organize regular consultants meetings for effective communication - Act as the primary contact between hospital administration and doctors addressing concerns or issues - Foster strong professional relationships ensuring satisfaction - Ensure all processes comply with relevant healthcare regulations - Stay updated on changes in healthcare laws that may impact doctor relations Qualifications Required: - Bachelor's degree in a relevant field (e.g., healthcare management, business administration) - Previous experience in healthcare administration or similar role preferred - Strong communication and interpersonal skills - Ability to multitask and prioritize effectively - Knowledge of healthcare regulations and compliance requirements (Note: The job description does not include any additional details about the company.),

The Senior Analyst will be a Subject Matter Expert (SME) in AML/KYC, playing a crucial role in ensuring compliance with financial regulations and mitigating risks related to money laundering and fraud. You will play a key role in ensuring regulatory adherence and mitigating financial crime risks. Your day-to-day responsibilities will include providing expert guidance on AML/KYC policies, procedures, and regulatory requirements. You will conduct research on companies, financial data, individuals, and events using various sources such as public databases, commercial databases, and the internet, with a focus on due diligence. Planning research time and tasks to meet project objectives will be essential, as well as being an expert in public records databases and understanding the strengths, uses, and limitations of research tools. You will identify patterns and abnormalities, interpret their meaning within context, organize findings methodically for analysis and reporting, and verify pertinent findings. Additionally, you will stay updated on regulatory changes, generate reports summarizing risk assessments and compliance findings, review deliverables prepared by Analysts, maintain high-quality outputs, and support critical client onboarding cases or event-driven reviews. Your role will also involve contributing ideas to streamline workflows and enhance cost-efficiency, documenting processes, creating Standard Operating Procedures (SOP) and checklists, collaborating effectively in team huddles, and adhering strictly to organizational policies and compliance standards. Requirements: - Bachelor's degree (preferably in BAF, BFM, B. Com, BMS, BBI, BBA, etc.) or a Master's degree in Finance or Accounting. - 5-8 years of experience in financial crime compliance, risk management, or KYC/AML operations. - Strong understanding of global regulatory frameworks such as FATF, USA Patriot Act, EU AML Directives, GDPR, Asia-Pacific AML Regulations, and Financial Conduct Authority (FCA). - Strong understanding of KYC principles, AML regulations, and sanctions compliance, with knowledge of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD). - Strong research and analytical skills, MS Office proficiency, ability to summarize information concisely, prioritize projects, and meet deadlines. - Curiosity, desire to learn new skills, excellent communication, and problem-solving skills. Preferred: - CAMS or CKYCA certifications or Globally Certified KYC Specialist (GO-AKS) certification. About Kroll: Kroll is a global valuation and corporate finance advisor specializing in complex valuation, disputes, investigations, M&A, restructuring, and compliance consulting. The organization values diverse backgrounds and perspectives, fostering a supportive and collaborative work environment. Kroll is committed to equal opportunity, diversity, and recruiting based on merit. To be considered for a position, formal application via careers.kroll.com is required.,

As a Credit Analyst, you will play a crucial role in the strategic decision-making process by establishing and implementing credit assessment policies, frameworks, and guidelines. Your responsibilities include advising management on risk-related issues and funding decisions. It is essential to build and maintain strong relationships with funders, corporates, and stakeholders, acting as a bridge between them to enhance the understanding of credit profiles. In the realm of Credit Analysis, you will be analyzing financial statements, balance sheets, profit & loss accounts, and cash flow statements to evaluate the financial health of corporates. Risk assessment is a key component of your role, where you will assess creditworthiness based on metrics like leverage, liquidity, profitability, and solvency while identifying and quantifying associated risks. Additionally, studying industry trends, market conditions, and sectoral risks impacting corporates will be crucial in your analysis. You will be responsible for structuring financial covenants and monitoring mechanisms to mitigate credit risk effectively. Drafting comprehensive credit appraisal notes and proposals for funders, highlighting strengths, risks, mitigants, and transaction structures will be part of your routine tasks. Effective stakeholder communication is vital, where you will need to clearly present and explain credit cases to funders, addressing their concerns. Ensuring regulatory adherence and compliance with local regulations and funding institution policies is imperative in this role. Ongoing monitoring of credit facilities, overseeing performance reviews, covenant compliance, and identifying early warning signs are essential for risk management. To excel in this role, you must possess technical financial skills, risk management acumen, and the ability to effectively articulate business cases to stakeholders. By demonstrating proficiency in credit analysis and maintaining strong relationships with various stakeholders, you will contribute significantly to the overall financial health and risk management of the organization.,

As a member of the Mr. Cooper Group team, you have a significant role in keeping the dream of homeownership alive. Collaborating with security administration teams, developers, and compliance stakeholders, you will be responsible for evaluating and ensuring security and compliance through rigorous testing, assessments, and audits. Your focus will be on identifying vulnerabilities, validating security controls, conducting internal User Access Review (UAR) testing, and coordinating with SecAdmin teams for compliance validation. Your efforts will be crucial in maintaining and improving the organization's security posture and regulatory adherence. Join us in Chennai, Tamil Nadu, India, and be part of a team that works together, volunteers to make a difference, and challenges the status quo when needed. Everything we do is in the care and service of our teammates and customers. Make the dream of homeownership possible with us.,

About the Role: As a Manager of the Business Solutions & Enablement team within I&P CIB Front Office COO group, you will be responsible for overseeing team performance, deliveries, and functional operations. Your role will involve independently managing and executing end-to-end delivery of key projects across the COO organization. It is essential to actively engage in global team discussions, hiring activities, projects/process enhancement plans, and foster a culture of creative thinking within the team. Key Responsibilities: Your primary responsibilities will include managing and maintaining the performance of your team by overseeing functional end-to-end project management, conducting risk and control framework reviews, optimizing capacity, monitoring key performance metrics, implementing front to back process improvement plans, developing resiliency plans, assessing I&P location footprint, and leading critical projects/programs. Direct engagement with senior leaders across CIB will be required to drive diverse and challenging projects aligned with Regulatory Policies, Banking, CRE, and other domains. You will also play a crucial role in developing team members through coaching, mentorship, and fostering a unifying vision across the organization. Job Expectations: Strategic Execution and Delivery with CIB Domain knowledge: - Provide thought leadership and cross-functional expertise to address challenges and opportunities - Demonstrate a strong grasp of CIB domain and product knowledge in Banking and/or Markets - Lead multiple high-risk global CIB projects efficiently by navigating challenges, maximizing capacity, and offering guidance on complex initiatives - Translate business problem statements into scalable, reliable, and user-friendly solutions - Establish processes, procedures, and controls for teams and projects - Stay informed about external trends impacting the function and guide others on adapting to these changes Executive Communication: - Possess excellent verbal and written communication skills to collaborate with senior leaders globally - Deliver strategically important information to diverse audiences using various communication methods and tools - Manage complex issues and deliverables effectively through outcome-oriented conversations Change Mindset And Collaboration: - Lead and participate in change initiatives across the division by collaborating with global stakeholders - Identify opportunities for operational efficiencies and propose ideas for process improvements - Partner with teams to ensure regulatory adherence, implement process controls, and address key issues - Assist in projects involving data interfaces between systems and contribute to process improvement analysis and reporting - Encourage integration and partnership across the organization to enable collaboration and successful partnerships Risk & Control Mindset: - Monitor key risk governance efficiently according to policies and procedures - Analyze monitoring data across functions, identify trends, and recommend enhancements for risk and compliance monitoring - Ensure operational practices comply with relevant risk standards, policies, and regulations to maintain an effective control environment - Collaborate with operational risk teams to address issues of non-compliance and enhance risk assessment processes Team & People Management, Leadership: - Lead and manage teams closely, providing leadership and guidance - Focus on team productivity, training, succession planning, career development, and managing career opportunities - Conduct performance appraisals, develop action plans for people development, and mentor talent for future leadership roles - Manage training needs, ensure adherence to discipline, punctuality, and compliance within the team - Develop and lead strategic plans to drive engagement and enhance relationships across the organization - Foster inclusive environments and collaboration across teams and functions Required Qualifications: - 6+ years of Business Execution, Implementation, or Strategic Planning experience - 3+ years of Management experience - Experience in project management, business execution, and risk management - Strong verbal and written communication skills with a focus on accountability and attention to detail - Ability to work effectively in a dynamic environment, handling multiple tasks while maintaining quality and integrity - Experience presenting information to different audiences and negotiating solutions effectively - Ability to work in a global team environment and manage deliverables with varying complexities Desired Qualifications: - Experience in change initiatives, governance, and regulatory change - Proficiency in driving process improvements in complex environments - Ability to work with data and create risk-based analytics from multiple sources - Experience with BI tools like Alteryx and Tableau - Proven ability to implement successful strategies across risk programs Posting End Date: 7 Mar 2025 Job posting may come down early due to volume of applicants.,

The Fraud Risk Compliance Manager position in Mumbai, Mulund requires 2-5 years of experience. As the Fraud Risk Compliance Manager, your primary responsibility will be to ensure that the organization's merchant onboarding and transaction monitoring processes adhere to internal policies and external regulations. You will analyze potential risks, implement fraud prevention strategies, and ensure compliance with industry standards. Collaboration with various departments is essential to establish a secure and compliant environment for all financial transactions. Your key responsibilities will include conducting thorough due diligence on new merchants, reviewing and verifying merchant documentation and creditworthiness, and refining onboarding procedures to improve fraud detection and prevention. You will also be responsible for developing and maintaining transaction monitoring systems, analyzing transaction patterns for fraud identification, and investigating flagged transactions. Risk assessment and management are crucial aspects of this role, involving regular assessments to identify vulnerabilities in onboarding and transaction processes. You will develop and implement fraud prevention strategies, monitor their effectiveness, and ensure compliance with regulations set by the Reserve Bank of India and other regulatory bodies. It is imperative to stay updated on changes in laws affecting fraud risk management and prepare and submit reports to regulatory authorities. Collaboration with IT, Legal, and Operations teams to enhance fraud detection systems, providing training to staff on fraud detection and compliance best practices, and coordinating with external partners to stay informed about industry trends are key aspects of this role. You will also be responsible for maintaining comprehensive records of fraud investigations, preparing reports for senior management on fraud risks, and updating policies and procedures related to fraud risk management. If you are interested in this position, please share your CV at sujal.adhikari@prakharsoftwares.com or at 9289258122.,

As a University Application and Visa Application Process Coordinator, you will play a vital role in assisting students as they navigate through their academic and immigration endeavors. Your meticulous and organized approach will be key in managing various tasks related to university applications, visa filings, and essential documentation. Your attention to detail, effective communication skills, and ability to handle multiple tasks simultaneously will ensure a seamless and successful experience for our clients. You will be responsible for overseeing the entire visa application process, from collecting necessary documents to accurately completing application forms while adhering to relevant immigration regulations. Additionally, you will provide personalized support to prospective students, assisting them in selecting suitable academic programs and processing their admissions applications efficiently. Your role will involve preparing, reviewing, and organizing all required documentation for university and visa applications with utmost accuracy and completeness. Acting as the primary point of contact for clients, you will provide timely updates and address any queries or concerns they may have. It will be crucial for you to stay abreast of changing immigration laws and university application policies to ensure compliance at all times. Maintaining precise and confidential records of all university applications, visa filings, and associated documentation will be part of your responsibilities. You will also be expected to identify and implement process improvements to enhance the efficiency of our university application and visa filing procedures. Collaboration with colleagues to ensure smooth operational flow and deliver exceptional service to our clients will be essential for success in this role.,

The QA/QC Head position requires an experienced professional with 10 to 15 years of experience in quality assurance and control within the real estate or construction industry. As the QA/QC Head, you will be based in Mumbai and will be responsible for ensuring the highest standards of quality and compliance in all construction projects within the company. Your main responsibilities will include developing and implementing an effective Quality Management System (QMS) tailored to real estate projects, monitoring and evaluating project execution to ensure adherence to quality standards, and ensuring compliance with local, state, and national regulations. You will lead the QA/QC team by providing guidance, training, and supervision, fostering a culture of quality consciousness across all project teams. To excel in this role, you should have a Bachelor's degree in Civil Engineering (B.Tech/B.E.) or a related field, along with relevant certifications in quality management. Leadership skills are essential, as you will be leading and managing a QA/QC team, and strong attention to detail is required to identify quality defects and deviations from standards. Preferred qualifications for this position include certification in ISO 9001 Quality Management Systems and a Master's degree in Construction Management or a related field. The company offers a competitive salary package, professional development opportunities, flexible working hours, and the opportunity to work on high-profile real estate projects. This is a full-time position with day shift hours and requires in-person work at the designated location in Mumbai.,

As a Medical Sales Executive specializing in the Gynecology product segment at Life Scanners Health Care Pvt Ltd in Pune, Maharashtra, your primary role is to promote and sell medical devices associated with women's health. Your key responsibilities encompass developing and executing sales strategies to achieve set targets, identifying new market opportunities, and conducting market research to stay updated on customer needs and industry trends. Your focus will also involve establishing and nurturing strong relationships with key customers such as gynecologists, hospitals, and clinics. Providing exceptional customer service, engaging in clinic and hospital visits to promote products, and conducting product presentations and demonstrations are crucial aspects of this role. Additionally, you will be responsible for tracking sales performance, collaborating with internal teams, ensuring compliance with regulations, and upholding ethical standards. To excel in this position, a bachelor's degree in business, marketing, or a related field is required, along with prior experience in healthcare sales. Strong communication, negotiation, and relationship-building skills are essential, along with self-motivation, target-orientation, and the ability to work independently. This opportunity is ideal for individuals passionate about sales, healthcare, and customer engagement, offering a full-time, permanent position with day shift schedules and performance bonuses. If you are enthusiastic about pursuing a career in medical sales and possess the requisite qualifications and skills, we invite you to apply for this role at Life Scanners Health Care Pvt Ltd.,

The role involves managing and administering defined benefit pension schemes for the Trustee of the Tesco PLC Pension Scheme. Your responsibilities include providing accurate and efficient administration services, handling member queries, processing benefits, and ensuring regulatory compliance to deliver excellent service to members and support timely pension scheme operations. You will be responsible for following the Business Code of Conduct, acting with integrity and due diligence, and identifying operational improvements. You will be required to complete tasks and transactions within agreed KPIs, apply fundamental work theories in your areas of work, and ensure Scheme Administration by processing and validating various member events. Additionally, you will respond to member queries, generate statements and communications, and ensure compliance with relevant regulations. Key responsibilities include maintaining accurate records on pension administration systems, responding to member queries, ensuring compliance with regulations, and suggesting improvements to streamline administrative processes. You will also support the implementation of Trustee and scheme policy changes. To excel in this role, you should have a Graduate-level education (preferably in Commerce), knowledge of defined benefit pension schemes, experience in a customer service-based environment, and familiarity with basic MS Office tools such as Excel and Word. At Tesco, you can enjoy a unique and competitive reward package based on industry practices. The Total Rewards offered by Tesco are simple, fair, competitive, and sustainable, including a performance bonus, leave entitlement, retirement benefits, health and wellness programs, financial wellbeing support, and employee share ownership programs. Tesco in Bengaluru is a multi-disciplinary team focused on creating a sustainable competitive advantage through standardizing processes, delivering cost savings, and empowering colleagues to serve customers better. Tesco Business Solutions (TBS) is a global organization committed to driving value for the Tesco Group through decision science, innovation, and agility. TBS supports markets and business units globally, focusing on adding value and shaping the future of the business.,

Our client is a dynamic and growing 100% export-oriented biodiesel manufacturing company committed to sustainable energy solutions. With a strong presence in the market, they are expanding their operations and seeking a highly skilled and experienced Finance & Banking Manager (maximum 15 years of experience) to lead their finance and banking responsibilities at their Hyderabad office. Role Overview: This pivotal role demands a seasoned professional with a strong understanding of core financial principles, coupled with specific expertise in managing international trade finance, including import and export transactions. The ideal candidate will be a qualified Company Secretary with the ability to oversee the entire finance and banking department, ensuring compliance, efficiency, and strategic financial management. This role requires a proactive individual with excellent communication, negotiation, and problem-solving skills to ensure efficient and compliant financial transactions. Key Responsibilities: Financial Leadership and Banking Management: - Oversee all aspects of the finance department's operations, including accounting, budgeting, forecasting, financial reporting, and taxation. - Develop and implement robust financial policies, procedures, and controls to safeguard company assets and ensure the accuracy of financial information. - Prepare and present timely and accurate financial statements and reports to management, providing insightful analysis and recommendations. - Manage cash flow effectively, optimizing working capital and ensuring sufficient liquidity. - Lead and mentor the finance team, fostering a collaborative and high-performing environment. - Liaise with auditors, tax consultants, and other external stakeholders. Import and Export Transaction Management: - Oversee and manage all import and export transactions, ensuring adherence to company policies and regulatory requirements. - Handle the issuance, negotiation, and settlement of various trade finance instruments, including Letters of Credit (LCs), Standby LCs, and Bank Guarantees. - Develop and maintain strong relationships with banks and financial institutions for trade finance facilities. - Ensure meticulous documentation related to import and export activities, including invoices, packing lists, bills of lading, and customs declarations. Compliance and Regulatory Adherence: - Ensure strict compliance with all applicable international trade regulations, including INCOTERMS, Uniform Customs and Practice for Documentary Credits (UCP 600), Foreign Exchange Management Act (FEMA), and Reserve Bank of India (RBI) guidelines. - Stay updated on changes in trade regulations and implement necessary adjustments to processes. - Manage all aspects of customs clearance and ensure the timely submission of required documentation. Logistics and Stakeholder Coordination: - Address and resolve any discrepancies or issues related to trade finance and logistics. - Maintain clear and proactive communication with suppliers, customers, and other relevant stakeholders regarding financial aspects of international trade. Strategic Financial Planning: - Contribute to the development and execution of the company's overall financial strategy. - Provide financial insights and support for international business development initiatives. - Analyze the financial implications of import and export activities and recommend strategies to optimize costs and mitigate risks. Qualifications and Experience: - Qualified Company Secretary (CS) is preferable. - Bachelor's degree in Finance, Accounting, or a related field; a Master's degree or relevant professional certifications (e.g., CA, CPA, CFA) would be an advantage though not a must. - Minimum of 10 years of progressive experience in finance, with a significant portion focused on managing import and export trade finance. - In-depth knowledge and practical experience in handling Letters of Credit, Standby LCs, and Bank Guarantees. - Thorough understanding of international trade regulations (INCOTERMS, UCP 600, FEMA/RBI guidelines) and customs procedures. - Proven ability to manage the entire finance function, including accounting, budgeting, financial reporting, and compliance. - Strong analytical and problem-solving skills with meticulous attention to detail. - Excellent communication, interpersonal, and negotiation skills. - Proficiency in relevant accounting software and MS Office Suite (especially Excel). - Ability to work independently and as part of a team in a fast-paced environment. Industry: Renewable Energy Employment Type: Full-time,

The Derivative Operations team provides operational support across CIB, encompassing key product areas such as FX, OTC Derivatives, Principal Collateral, 3rd Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and CASS. As a Team Leader in Collateral Operations, your role will involve managing Margin call processes, ensuring Regulatory compliance, overseeing cross LOBs metrics and projects, as well as fostering a culture of continuous improvement across Back Office, Middle offices, and Global teams. Collaboration with various Operations & Technology teams within the organization will be essential to provide comprehensive business support. Responsibilities: - Managing Collateral Dispute resolution. - Executing daily Margin Exchange, Same-day Settlement, and Exception management. - Implementing supervisory controls related to Collateral exposure. - Overseeing MTM breaks, data quality, and strategic projects in partnership with Middle Offices, Credit risk, VCG, etc. - Focus on identifying and resolving upstream issues to minimize breaks. - Playing a pivotal role in ensuring regulatory compliance with CFTC, EMIR, NCMR, etc. - Enhancing process controls to ensure 100% accuracy and adherence to Regulatory rules. - Addressing new analysis requirements across multiple stakeholders and providing regular updates to senior management on BAU, projects, etc. - Supervising UAT testing and managing strategic automation projects. Qualifications and Skills: - CA/ MBA with 2 years / Graduate or Post-Graduate with 4 years experience in operations. - Proficiency in global bank's processes & operational environment, including management and external reporting. - Strong business knowledge in Investment Banking, OTC products, processes, and systems. - Strategic thinking abilities with attention to detail and the capacity for deep-dive analysis when required. - Results-oriented with hands-on approach. - Excellent verbal and written communication skills, capable of engaging with stakeholders at all levels. - Proficient in MS Office applications including Outlook, PowerPoint, Excel, Word, Access, and Project. - Ability to thrive in a dynamic environment with tight deadlines and prioritize tasks effectively. - Willingness to work global hours and travel globally if necessary. Preferred Skills: - Familiarity with CFTC, EMIR, NCMR regulations. - Experience with OTC Confirmations, Collateral Management, and Reconciliation platforms would be advantageous.,

The Lead Accountant position with our company based in Chennai is a full-time on-site role that involves overseeing daily accounting operations, managing financial transactions, ensuring compliance with accounting regulations, preparing monthly and annual financial reports, and conducting comprehensive financial analysis. Additionally, you will be responsible for supervising junior accounting staff, coordinating with external auditors, and supporting the budgeting and forecasting process. To excel in this role, you should possess proficiency in Accounting, Financial Reporting, and Financial Analysis. Experience with Tax Compliance and Regulatory Adherence is essential, along with strong skills in Budgeting, Forecasting, and Cost Management. Familiarity with Accounting Software and ERP systems is required, and excellent attention to detail and organizational skills are a must. Strong leadership and team management capabilities are crucial, as well as the ability to work independently and efficiently manage multiple tasks. Ideally, you should hold a Bachelor's degree in Accounting, Finance, or a related field; CPA certification is preferred. Experience in the retail or e-commerce industry would be advantageous. If you are a proactive and detail-oriented professional with a strong background in accounting and financial management, we encourage you to apply for this challenging and rewarding opportunity.,

Responsibilities Drafting notices and agenda of Board meetings, Committee Meetings and General Meetings and preparing minutes of the same Assisting the CS for all company secretarial functions, duties and responsibilities Assisting in Budgetary Support under GST along with CA Filing of Returns and Compliances with ROC, BSE, NSE, SEBI etc. Knowledge of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Conducting AGM & EGM of Listed Entity Knowledge of Share Transactions, Demat, Holding etc. Preparing Legal Documents & Agreements Keep Yourself updated about Regular changes in different acts related to Company. Coordination with SEBI & Stock Exchange for ESOP Scheme, obtaining in-principal approval etc. Analyzing of SEBI circulars and preparation of Impact Analysis Report Assisting in ROC Compliances Assisting CS for Compliances submission by the companies and taking actions as per latest Circulars Handling Inspection and Preparing Reply to Intermediaries Prepare Documents in regard to Merchant Banking Services like DRHP, Draft Letter of Offer, PA, DPS etc. Basic understanding of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Skills : - 1. Ensure legal and regulatory adherence, 2. Maintain statutory records, 3. Uphold corporate governance standards, 4. Provide advisory support on compliance matters, 5. Interact with clients and resolve their queries, 6. Facilitate meetings and prepare necessary documentation

Expansion: Plan and execute growth strategies to expand into new territories and increase market penetration. Develop strategic partnerships with local businesses and stakeholders to drive growth. Ensure compliance with local regulations and legal requirements during expansion activities. Hiring: Lead the recruitment process for hiring on-roll employees, ensuring alignment with organizational standards and goals. Design and implement strategies to recruit and maintain a robust team of riders. Develop retention initiatives to motivate and retain staff, focusing on rider satisfaction. Capacity Building to Scale Up: Train and upskill team members to manage increasing operational demands. Optimize processes to enhance productivity and operational efficiency. Align infrastructure development with growth plans, including hubs, warehouses, and delivery networks. Operations Metrics: Monitor and optimize first-attempt delivery success rates to enhance customer experience. Track and improve order conversions through effective sales and operational strategies. Identify and rectify breaches in operational KPIs and SLAs, ensuring operational excellence. Minimize Return to Origin (RTO) rates through effective operational strategies and customer engagement. Hygiene Management: Ensure secure handling, reconciliation, and timely deposits of Cash on Delivery (COD) payments. Maintain an efficient inventory management system to minimize shrinkage or discrepancies. Implement and sustain 5S standards across all workspaces for a clean and organized environment. Cost Control: Drive initiatives to optimize revenue while controlling costs. Manage rider compensations in line with market standards to optimize costs. Establish and monitor petty cash policies for optimal utilization. Improve rider productivity through KPI tracking and process improvements. Prevent revenue leakage, especially related to weight discrepancies. Team Management: Organize training and skill development programs for all staff, including riders. Develop recognition and reward programs to motivate and engage employees. Conduct regular performance appraisals and provide constructive feedback to drive continuous improvement. Customer Management: Address and resolve customer escalations promptly to ensure satisfaction. Continuously improve Net Promoter Score (NPS) through customer feedback and surveys. Deliver exceptional customer experiences through personalized service. Stakeholder Management: Collaborate with the sales team to align operational goals with sales objectives. Address operational issues impacting stakeholders promptly. Coordinate capacity planning across departments to meet demand. Provide feedback to the tech team for app improvement and feature enhancement.

We are seeking a qualified and experienced Chartered Accountant to join our Accounts team. The ideal candidate will have at least 4 years of post-qualification experience in auditing, accounting, financial reporting, taxation and statutory compliance Required Candidate profile The candidate will play a key role in ensuring financial accuracy, regulatory adherence and strategic financial planning.

The Compliance Intern (GRC - Cyber security) will support key compliance activities, including monitoring and audit preparation. Your role involves maintaining records, assisting with documentation, and collaborating across departments to help ensure regulatory adherence and support ongoing compliance projects. Support the implementation of compliance training programs and help maintain training materials. Participate in compliance monitoring activities and assist in preparing reports for management. Provide support during internal and external audits, including documentation and responses. Maintain organized compliance records and manage a centralized document repository. Collaborate with other departments on compliance efforts and support various projects as needed. Qualifications & Skills: - Bachelors/Masters degree in Computer Science, Information Technology, or related field. - Strong interest in compliance and regulatory affairs. - Excellent research and analytical skills. - Detail-oriented with strong organizational abilities. - Effective communication skills, both written and verbal. - Ability to work independently and collaboratively in a team environment. - Proficient in Microsoft Office applications.,

As a Claims Management Specialist at Accenture, you will be part of the Tower: UK Life and Pensions team, focusing on Claims processing within the UK Life, Pensions, and Investment domain. With over 8 years of experience in this field, you will be responsible for managing end-to-end service delivery, leading high-performing teams, and driving operational improvements. Your expertise in Claims processing and ability to deliver results will be crucial in ensuring accurate and timely administration of insurance policies. To excel in this role, you must possess a Bachelor's degree in any discipline and have a proven track record of successfully managing and leading teams in Life and Pensions Services. Strong leadership skills, effective communication abilities, and excellent problem-solving capabilities are essential. Proficiency in MS Office applications such as Word, Excel, and PowerPoint is required, along with strong organizational skills to manage multiple projects simultaneously. Your role will involve managing complex processes within the UK Life and Pensions sector, leading teams of professionals, and overseeing remote process transitions. You will be responsible for analyzing key process metrics, ensuring operational excellence, and implementing process improvements to optimize performance. Additionally, you will lead teams through challenging scenarios, maintain regulatory compliance, and foster a culture of continuous improvement. Key responsibilities include team leadership, process oversight, training and compliance, customer relationship management, regulatory adherence, reporting and continuous improvement, and cross-functional collaboration. By leveraging your domain expertise and leadership skills, you will drive individual and team success, maintain high-quality standards, and contribute to the overall success of the organization. Join Accenture's global professional services team and be part of a dynamic environment where technology and human ingenuity come together to create value and shared success. Visit www.accenture.com to explore exciting career opportunities and make a difference in the world of Claims Management.,

As a Business Development Manager/Sales Specialist at YAMARKETS based in New Delhi, you will be part of a dynamic and rapidly growing firm in the Forex trading industry. Your primary responsibility will be to drive business growth, expand the client base, and enhance revenue streams in the Forex market. Your key responsibilities will include conducting market research and analysis to identify potential clients, market trends, and competitive offerings. You will stay updated on global financial markets, regulatory changes, and economic indicators affecting the Forex industry. Additionally, you will develop strategies to acquire new clients, maintain strong relationships with existing clients, and achieve sales targets through effective sales techniques. You will be expected to collaborate with the sales team to develop and implement sales plans, identify new revenue streams, and stay well-informed about the company's products, services, and trading platforms. Compliance with industry regulations and legal requirements will be crucial, and you will need to ensure adherence to these regulations in collaboration with the compliance team. Moreover, you will play a key role in identifying and establishing strategic partnerships with financial institutions, introducing brokers, and other relevant entities. Reporting on business development activities, client acquisition, and revenue performance will also be part of your responsibilities, utilizing data analytics to make informed business decisions. To qualify for this role, you should have a Bachelor's degree in Business, Finance, Marketing, or a related field, with an MBA considered a plus. A minimum of 3 years of proven experience in business development within the Forex trading industry is required, along with a strong understanding of Forex markets, trading platforms, and financial instruments. Excellent communication, negotiation, and interpersonal skills are essential, as well as a demonstrated ability to achieve sales targets and drive revenue growth. Knowledge of regulatory frameworks, compliance in the Forex industry, and proficiency in using CRM software (MT4/MT5) and other business development tools are also necessary. If you are a highly motivated and experienced Business Development Specialist with a passion for the Forex trading industry, we encourage you to submit your resume and cover letter to careers@yamarkets.com. Highlight your relevant experience and achievements in your application. We are excited to review your application and potentially welcome you to our team at YAMARKETS.,

As an Accountant/Finance Executive at Megamind in Mangalore, Karnataka, you will be an integral part of a leading Creative Agency specializing in digital marketing services, brand development, corporate film production, and web and graphic design solutions. Your role will involve preparing accurate financial statements, MIS reports, and forecasts to support business decision-making. You will analyze financial data to identify trends, cost-saving opportunities, and areas for improvement. Ensuring tax compliance and regulatory adherence will be a key responsibility, which includes managing TDS records, GST calculations, and submitting tax returns. Collaboration with the accounts team for tax compliance and accurate financial documentation is crucial. Facilitating internal and external audits, maintaining accurate financial records, and ensuring data integrity and confidentiality are also part of your duties. Budget preparation, implementation, and monitoring of expenditures will be essential for alignment with the company's budget. You will track and categorize project expenses for proper allocation. Managing cash flow, reconciling financial accounts, and collaborating with other departments to provide financial insights will be integral to your role. To excel in this position, you should hold a Bachelor's degree in Finance, Accounting, or a related field, along with a minimum of 2 years of experience in financial management or accounts handling. Proficiency in accounting software and financial reporting tools is required. Strong communication abilities, attention to detail, and analytical skills are essential for preparing accurate financial reports. Joining Megamind offers you the opportunity to work in a dynamic and collaborative team within a creative work environment. You will have chances for professional growth and continuous learning while being involved in innovative projects with renowned brands and businesses. The positive workplace culture at Megamind includes regular employee engagement activities. If you are looking to be a part of a progressive organization that values creativity, teamwork, and professional development, Megamind is the place for you. Contact Information: Phone: +91 87929 33123 Address: 1st Floor, Mulliangana Complex, Bondel, Airport Road, Mangaluru, Karnataka, India- 575008 Job Type: Full-time Work Location: In person,

The RMS Manager plays a critical role in overseeing and managing the Risk Management System for a leading broking firm. You must be highly skilled in risk analysis and mitigation, particularly proficient in using ODIN and Greek software systems. Your responsibilities include ensuring compliance with regulatory requirements, optimizing risk protocols, and coordinating with different teams to maintain robust risk oversight across all trading activities. You will oversee and manage the firm's risk exposure, ensuring alignment with organizational risk tolerance. Develop and implement risk policies, controls, and reporting mechanisms to monitor trading and market exposure. Continuously monitor market movements and assess their impact on portfolio risk, especially for derivative and equity positions. Utilize ODIN and Greek software for managing trading and risk management activities. Ensure accurate data integration, reporting, and risk calculations within these systems. Provide expertise in system functionalities to optimize operational efficiency. Ensure the firm's trading and risk management activities are compliant with SEBI, NSE, BSE, and other relevant regulations. Prepare and present regular reports on risk exposures and control effectiveness. Coordinate with external auditors and regulatory bodies to ensure industry standard risk management practices. Work closely with trading, operations, compliance, and IT teams to identify and mitigate potential risks in trading and execution. Act as the key liaison between front and back office to ensure efficient and compliant processes. Train relevant teams on risk management tools and practices. Conduct risk assessments on portfolios and client accounts, identifying potential high-risk scenarios. Analyze historical data and current trends to forecast potential market risks. Develop and implement strategies to mitigate portfolio risk, including setting limits and conducting stress tests. Qualifications required for this role include a Bachelor's degree in Finance, Economics, Business, or related field; Master's or professional certification (e.g., CFA, FRM) is a plus. Minimum 5 years of experience in risk management, ideally within a broking firm or financial services. Key skills needed are proficiency in ODIN and Greek software, strong analytical skills, understanding of derivatives, equities, and financial products, and up-to-date knowledge of regulatory requirements within the broking industry. Key competencies for this role include analytical thinking, attention to detail, and effective communication with cross-functional teams and regulatory bodies.,

As an individual interested in the urgent vacancies for Banquet sales in Kolkata, you will be responsible for various key result areas including event planning and coordination, client consultation, team management, staffing, scheduling, logistics and setup, layout planning, dcor setup, culinary coordination, menu planning, food presentation, customer service, guest relations, quality control, financial management, budgeting, billing, vendor coordination, vendor selection, contract negotiation, health and safety compliance, regulatory adherence, emergency response, post-event evaluation, feedback collection, and analysis. Candidates with a background in Hotel Management and knowledge of Ids are encouraged to apply for this full-time position. Both male and female candidates are welcome to apply. The job entails close interaction with clients, ensuring seamless execution of events, maintaining quality standards in food and service, managing budgets, coordinating with vendors, and complying with health and safety regulations. In addition to the professional challenges, this role offers benefits such as food provision. As the job requires in-person presence, interested candidates are urged to contact the employer at the earliest opportunity.,

As a Project Coordinator, you will be responsible for overseeing various aspects of project management from planning to execution. Your role will involve project planning, resource management, time management, budget management, quality assurance, stakeholder communication, risk management, documentation, compliance, and regulatory adherence, as well as utilizing various systems and tools. Your attention to detail and ability to effectively coordinate between different teams and stakeholders will be crucial to the successful completion of projects. You will play a key role in ensuring that projects are completed on time, within budget, and meet quality standards while adhering to all compliance and regulatory requirements. Your strong organizational and communication skills will be essential in managing project timelines and deliverables.,