53 Regulatory Adherence Jobs

Role Overview: As a Team Leader in Collateral Operations at Derivative Operations, you will have a key role in managing Margin call operations, ensuring regulatory compliance, and leading initiatives for continuous improvement. You will collaborate with various teams across the organization to support business operations and drive strategic projects. Key Responsibilities: - Manage Collateral Dispute and resolve issues efficiently. - Perform daily Margin Exchange including Same day Settlement and Exception management. - Implement supervisory controls to monitor Collateral exposure effectively. - Oversee MTM breaks, focusing on data quality, strategic projects, and collaboration with Middle Of...

Role Overview: As a Tax Analyst at Invesco, you will be a part of the Corporate Tax Team focused on Direct Tax compliance for the North America region. Your role will involve collaborating with cross-functional teams and external advisors to ensure efficient tax activities, compliance with regulations, and high standards of accuracy. You will be responsible for tax compliance and reporting, audit support, tax planning, research, and analysis. Key Responsibilities: - Assist in the preparation of tax-related financial data and footnotes to ensure compliance with accounting standards such as ASC 740. - Collaborate with onshore tax teams to ensure compliance with local tax regulations and suppor...

As a University Application and Visa Application Process Coordinator, your role is crucial in guiding students through their academic and immigration journeys. Your meticulous and highly organized approach will be essential in efficiently managing all aspects of university applications, visa filings, and critical documentation. Your strong attention to detail, excellent communication skills, and ability to multitask effectively will ensure a smooth and successful experience for our clients. - Oversee the end-to-end visa application process, including collecting all necessary documents, accurately completing application forms, and ensuring full adherence to relevant immigration regulations. -...

As an Assistant Manager in the Human Resources department at our company based in Gurugram, you will play a crucial role in various aspects of compensation management, regulatory compliance, knowledge management, HR systems administration, and data analysis. Here is a breakdown of your key responsibilities and qualifications: **Key Responsibilities:** - **Compensation Data:** Create and maintain accurate compensation data, including salary structures, bonus plans, and benefits. - **Compensation Projections:** Develop compensation projections and model scenarios to support budgeting and strategic planning. - **Appraisal Data:** Maintain and manage appraisal data to ensure it's accurately refl...

Role Overview: As a detail-oriented US Compliance Specialist, your primary responsibility will be to manage and ensure compliance with Hours of Service (HOS), DOT regulations, safety ratings, and IFTA requirements. You will be responsible for monitoring driver compliance, handling violations, maintaining documentation, and supporting safety standards. Freshers with strong analytical skills are encouraged to apply for this role. Key Responsibilities: - Monitor Hours of Service (HOS) and Department of Transportation (DOT) compliance. - Track and resolve violations, and implement corrective actions. - Manage safety scores and recommend improvements to enhance compliance. - Oversee IFTA fuel tax...

Role Overview: An opportunity to work with The Sankalp Group assures you more than just job satisfaction, it inculcates a sense of diversity and humanitarian values needed to function in a hospitality sector. As a Senior Engineer in construction based in Ahmedabad, you will be responsible for overseeing construction project planning and execution, managing site operations to ensure safety and compliance, coordinating with contractors, architects, and vendors, monitoring project timelines, budgets, and quality standards, resolving technical issues, and providing engineering solutions. Additionally, you will conduct site inspections and ensure regulatory adherence. Key Responsibilities: - Over...

Job Description: As a RAN Hardware Engineer, you will be responsible for leading hardware design efforts for RAN solutions, with a focus on antennas, combiners, baseband systems, and small cell technologies. Your key responsibilities will include: - Conducting in-house evaluation of antenna and radio products, including FSI and FOA trials. - Prototyping and validating hardware designs to ensure compliance with industry standards and specifications, while optimizing performance. - Collaborating with cross-functional teams, such as software, firmware, and systems teams, to seamlessly integrate hardware solutions into larger systems. - Overseeing hardware integration during site builds to ensur...

About the Role: We are seeking a dynamic and experienced Regional Admin Lead to oversee and coordinate administrative and facility operations across multiple centers in the region. The ideal candidate will bring strong leadership, operational management expertise, and a proven ability to streamline processes while ensuring compliance, cost-effectiveness, and a safe, student-friendly environment. This role requires cross-functional collaboration with central teams, vendors, and local admin staff to deliver operational excellence. Key Responsibilities: Regional Operations & Facility Management Oversee the day-to-day functioning of facilities across all regional centers, ensuring seamless opera...

As a PCG Advisor and Relationship Manager (Sales) and Advisory at Anand Rathi, your role will involve managing client relationships, providing high-quality investment advice, and driving sales growth. You will be responsible for analyzing client portfolios, offering tailored investment solutions, conducting financial planning, ensuring customer satisfaction, and meeting sales targets. Collaboration with internal teams is essential to leverage research and improve client outcomes. **Key Responsibilities:** - Manage client relationships and provide investment advice - Analyze client portfolios and offer tailored solutions - Conduct financial planning and ensure customer satisfaction - Drive sa...

As a Medical Doctor at Lyxaa, a futuristic health optimization and longevity startup, your role will involve leading clinical operations at the Calicut center. You will interpret diagnostics, oversee treatment protocols, and collaborate with multidisciplinary teams to deliver safe and effective health optimization strategies. This position is ideal for doctors who prioritize preventive care, value innovation, and are eager to represent a new healthcare brand. In addition to clinical oversight, you will work closely with the internal technology team to ensure clinical accuracy and safety of digital tools, algorithms, and health insights. **Key Responsibilities:** - Conduct patient consultatio...

As a QA/QC Head, your role is crucial in ensuring the highest standards of quality and compliance in all construction projects within the company. You will be responsible for overseeing quality assurance and control processes, developing quality management strategies, and ensuring adherence to regulatory requirements. **Key Responsibilities:** - Develop and implement an effective Quality Management System (QMS) tailored to real estate projects, ensuring it meets industry standards and regulatory requirements. - Monitor and evaluate project execution to ensure adherence to quality standards and specifications, conducting routine inspections and audits to identify and address quality issues. -...

As the Head of Quality Assurance and Compliance at our Biopharmaceutical company, your role will be crucial in maintaining the highest standards of quality, compliance, and regulatory adherence. Reporting directly to the executive leadership team, you will play a critical role in upholding and enhancing our reputation for excellence in the industry. **Role Overview:** You will be responsible for establishing and maintaining robust Quality Systems to support cGMP activities, ensuring compliance with regulatory requirements and industry standards. Your role will involve managing the Quality Control and Quality Assurance departments, overseeing document control and training systems, and leading...

Role Overview: You will play a crucial role in ensuring efficient and compliant HR practices within the company. This position requires a combination of operational execution, strategic planning, strong analytical skills, and the ability to work independently with a focus on high performance. Collaboration with finance will be essential in this role. Key Responsibilities: - Create and maintain accurate compensation data, including salary structures, bonus plans, and benefits. - Develop compensation projections and model scenarios to support budgeting and strategic planning. - Maintain and manage appraisal data to ensure accurate reflection in compensation adjustments. - Ensure strict complia...

Role Overview: You have a great opportunity to join M/s. Arvindkumar R. Maniar, a professional services consultancy company in Rajkot with over 60 years of experience. Specializing in accounting, taxation, finance, and management, the firm values continuous improvement, employee development, and customer satisfaction. Integrity and transparency are at the core of our values. As a C.A. / CA Inter qualified or pursuing individual, you can grow your career in Accounting, Taxation, GST, Auditing at our on-site office in Rajkot. The role of Accounts-Audit-IT-GST Head involves managing audit and accounts departments, overseeing IT and GST compliance, handling financial reporting, and ensuring regu...

As an Internal Audit professional with 8-10 years of experience, your primary responsibilities will include the following: **Role Overview:** You will be a key member of the internal audit team, responsible for overseeing various aspects of audit planning, compliance, process improvement, reporting, risk management, IFC testing, training, and ad-hoc investigations. **Key Responsibilities:** - Designing and developing comprehensive audit programs - Assessing the effectiveness of internal controls - Ensuring compliance with Fintech industry regulations and internal policies - Recommending and implementing process improvements in operational areas - Preparing detailed audit reports with finding...

Job Title: Client Operations Specialist Audit & Client Services Company: Kiya.ai Location: Mumbai, Malad Experience Required: 3 -6 years Education Required: Masters Degree in Finance, Business Role Overview The Client Operations Specialist will manage client queries, produce audit statements, and ensure operational efficiency across global banking operations. The role involves close collaboration with internal stakeholders and client-facing teams to deliver high-quality services, maintain regulatory compliance, and continuously improve processes. Key Responsibilities Manage Client Queries Related to Audit Confirmations Process client requests regarding audit confirmations in line with servic...

Job Title: Client Operations Specialist Audit & Client Services Company: Kiya.ai Location: Bangalore, Bagmane IT park Experience Required: 3 -6 years Education Required: Masters Degree in Finance, Business Role Overview The Client Operations Specialist will manage client queries, produce audit statements, and ensure operational efficiency across global banking operations. The role involves close collaboration with internal stakeholders and client-facing teams to deliver high-quality services, maintain regulatory compliance, and continuously improve processes. Key Responsibilities Manage Client Queries Related to Audit Confirmations Process client requests regarding audit confirmations in lin...

Role Overview: As a Wealth Manager at FINVESTMENTS located in Noida, your primary responsibility will be to manage client portfolios, provide investment and insurance advisory, and ensure clients achieve their financial goals. This role involves investment advisory, financial analysis, client relationship management, and business development. To excel in this role, you should possess strong analytical abilities, sales acumen, and a client-centric mindset. Key Responsibilities: - Analyze client goals, risk appetite, and time horizon to recommend mutual funds, insurance products, and other financial instruments. - Construct and manage diversified portfolios aligned with client objectives. - Mo...

Role Overview: You will be responsible for conducting market research to identify potential Pediatrics and OBGY doctors, maintaining a database of doctors, and engaging with them for collaboration opportunities. Additionally, you will coordinate with HR for the seamless onboarding of doctors, oversee credentialing and privileging processes, monitor performance, organize meetings/events, manage relationships between administration and doctors, and ensure compliance with healthcare regulations. Key Responsibilities: - Conduct market research to identify and assess potential Pediatrics and OBGY doctors - Maintain a database of prospective and current doctors - Engage with identified doctors for...

The Senior Analyst will be a Subject Matter Expert (SME) in AML/KYC, playing a crucial role in ensuring compliance with financial regulations and mitigating risks related to money laundering and fraud. You will play a key role in ensuring regulatory adherence and mitigating financial crime risks. Your day-to-day responsibilities will include providing expert guidance on AML/KYC policies, procedures, and regulatory requirements. You will conduct research on companies, financial data, individuals, and events using various sources such as public databases, commercial databases, and the internet, with a focus on due diligence. Planning research time and tasks to meet project objectives will be e...

As a Credit Analyst, you will play a crucial role in the strategic decision-making process by establishing and implementing credit assessment policies, frameworks, and guidelines. Your responsibilities include advising management on risk-related issues and funding decisions. It is essential to build and maintain strong relationships with funders, corporates, and stakeholders, acting as a bridge between them to enhance the understanding of credit profiles. In the realm of Credit Analysis, you will be analyzing financial statements, balance sheets, profit & loss accounts, and cash flow statements to evaluate the financial health of corporates. Risk assessment is a key component of your role, w...

As a member of the Mr. Cooper Group team, you have a significant role in keeping the dream of homeownership alive. Collaborating with security administration teams, developers, and compliance stakeholders, you will be responsible for evaluating and ensuring security and compliance through rigorous testing, assessments, and audits. Your focus will be on identifying vulnerabilities, validating security controls, conducting internal User Access Review (UAR) testing, and coordinating with SecAdmin teams for compliance validation. Your efforts will be crucial in maintaining and improving the organization's security posture and regulatory adherence. Join us in Chennai, Tamil Nadu, India, and be pa...

About the Role: As a Manager of the Business Solutions & Enablement team within I&P CIB Front Office COO group, you will be responsible for overseeing team performance, deliveries, and functional operations. Your role will involve independently managing and executing end-to-end delivery of key projects across the COO organization. It is essential to actively engage in global team discussions, hiring activities, projects/process enhancement plans, and foster a culture of creative thinking within the team. Key Responsibilities: Your primary responsibilities will include managing and maintaining the performance of your team by overseeing functional end-to-end project management, conducting risk...

The Fraud Risk Compliance Manager position in Mumbai, Mulund requires 2-5 years of experience. As the Fraud Risk Compliance Manager, your primary responsibility will be to ensure that the organization's merchant onboarding and transaction monitoring processes adhere to internal policies and external regulations. You will analyze potential risks, implement fraud prevention strategies, and ensure compliance with industry standards. Collaboration with various departments is essential to establish a secure and compliant environment for all financial transactions. Your key responsibilities will include conducting thorough due diligence on new merchants, reviewing and verifying merchant documentat...

As a University Application and Visa Application Process Coordinator, you will play a vital role in assisting students as they navigate through their academic and immigration endeavors. Your meticulous and organized approach will be key in managing various tasks related to university applications, visa filings, and essential documentation. Your attention to detail, effective communication skills, and ability to handle multiple tasks simultaneously will ensure a seamless and successful experience for our clients. You will be responsible for overseeing the entire visa application process, from collecting necessary documents to accurately completing application forms while adhering to relevant ...