73 Regulatory Adherence Jobs

Role Overview: Our client, a dynamic and growing 100% export-oriented bio-diesel manufacturing company committed to sustainable energy solutions, is looking for a Finance & Banking Manager with a maximum of 15 years of experience to lead the finance and banking responsibilities at their Hyderabad office. As a seasoned professional, you will be responsible for overseeing the entire finance and banking department, ensuring compliance, efficiency, and strategic financial management. Your role will involve managing international trade finance, import, and export transactions, and leading the finance team to achieve the company's financial goals. Key Responsibilities: - Oversee all operations of ...

As a senior leader in Consumer Credit Risk, your role will involve driving strategy, governance, and execution across credit risk data, compliance, operations, and technology. You will be responsible for leading teams and programs, strengthening governance and controls, mitigating operational risk, ensuring regulatory adherence, overseeing data integration and transformation (including third-party data), driving innovation and automation, optimizing processes, managing stakeholders and vendors, and collaborating with legal, compliance, and audit teams. Key Responsibilities: - Lead teams and programs - Strengthen governance and controls - Mitigate operational risk - Ensure regulatory adherenc...

Company Description LIS Service is a recognized consultancy firm specializing in legal, audit compliance, and professional advisory services specifically designed for startups and MSMEs. Established in 2020, the organization is committed to helping young businesses navigate complex regulatory challenges and achieve sustainable growth. With an experienced team of over 25 professionals, LIS Service provides tailored solutions in legal, accounting, compliance, audit, and strategic advisory services. Having supported over 1,000 entrepreneurs, the firm has built a strong reputation as a trusted partner. Based in Chennai, LIS Service is dedicated to delivering expertise and personalized support to...

Role Overview: You will be responsible for ensuring efficient and accurate HR practices that are aligned with company goals and legal requirements. This role involves a blend of operational execution, strategic planning, excellent analytical skills, data analysis, MIS skills, presentation skills, and self-motivation as an individual contributor with high performance. Collaboration with finance as a major stakeholder will be required. Key Responsibilities: - Create and maintain accurate compensation data, including salary structures, bonus plans, and benefits. - Develop compensation projections and model scenarios to support budgeting and strategic planning. - Maintain and manage appraisal da...

Role Overview: As a Lead - Testing & Inspection in Quality Assurance QHSE at Sterlite Power Transmission Limited, you will be responsible for overseeing and ensuring product quality across all stages of manufacturing. Your role will involve implementing quality systems, driving continuous improvement initiatives, managing audits and compliance, and leading root cause analysis to resolve quality issues. You will play a vital role in maintaining customer satisfaction, regulatory adherence, and upholding the organization's quality standards. Key Responsibilities: - Ensure that tests strictly adhere to standard test methods - Ensure the technical validity of results - Control overall activities ...

You will be responsible for overseeing the clinical operations at Lyxaa's Calicut center. Your role will involve interpreting diagnostics, supervising treatment protocols, and collaborating with multidisciplinary teams to implement effective health optimization strategies. In addition, you will work closely with the internal technology team to ensure the accuracy and safety of all digital tools and health insights. Key Responsibilities: - Conduct patient consultations, both in-person and virtually - Design and approve personalized wellness and IV therapy plans - Interpret results from blood tests, gut microbiome, epigenetic panels, and wearables - Supervise clinical activities, guide nursing...

As the Head of Quality Assurance and Compliance at our Biopharmaceutical company, your role will be crucial in maintaining the highest standards of quality, compliance, and regulatory adherence across all operations. Reporting directly to the executive leadership team, you will play a vital part in upholding and improving our reputation for excellence in the industry. **Key Responsibilities:** - **Establish and Maintain Quality Systems:** Develop and maintain robust Quality Systems to support cGMP activities, ensuring compliance with regulatory requirements and industry standards. - **Manage Quality Control and Assurance Departments:** Direct and oversee the activities of the Quality Control...

Job Description You will be part of the team at Anand Rathi, a full-service investment bank with a wide range of financial services and solutions. Your role as a PCG Advisor and Relationship Manager (Sales) and Advisory in Delhi, India, will involve managing client relationships, offering investment advice, and driving sales growth. You will analyze client portfolios, provide tailored investment solutions, conduct financial planning, ensure customer satisfaction, and meet sales targets. Collaboration with internal teams to leverage research for better client outcomes is also part of your responsibilities. Key Responsibilities - Manage client relationships and provide high-quality investment ...

Job Title: Compliance OfficerIRDAI Certification Mandatory Location: Noida Employment Type: Full-Time We are looking for a Compliance Officer with mandatory IRDAI certification and hands-on experience in IRDAI compliance, reporting, and regulatory adherence .The candidate should have prior experience working with IRDAI guidelines , preparing regulatory submissions, ensuring process compliance, handling audits, and supporting internal governance frameworks. Job Purpose: To ensure organizational compliance with all applicable statutory, regulatory, and internal governance requirements, including oversight of internal processes, vendor risk, regulatory filings, and compliance training initiativ...

Operations Manager Banking Domain (Inbound Domestic Process) Strong knowledge of banking operations , RBI guidelines, KYC/AML compliance , and dispute resolution. Experience managing inbound customer service for banking products (savings/current accounts, credit/debit cards, loans, net banking). Familiarity with audit requirements , complaint management, and ombudsman escalation handling . Ability to ensure data security (PCI DSS for card data) and regulatory adherence.

Role Overview: As an experienced and versatile Manager, Operations & Administration at Expansion Desk in Kurali (Punjab), you will be responsible for overseeing the critical support functions of the company. With a minimum of 10 years of experience in an organized sector, you will demonstrate a comprehensive understanding of best practices in human resources, manpower management, accounts, and various company certifications and compliances. Reporting to the directors, you will play a crucial role in ensuring smooth and efficient operations to support manufacturing practices, the team, and regulatory adherence. Key Responsibilities: - Human Resources (HR): - Talent Management: Oversee employe...

About The Company One of India's leading old private sector banks, currently on a strong growth trajectory, is seeking dynamic and result-oriented professionals to join its leadership team. The institution operates with a legacy of trust and stability while pursuing modernization and expansion across financial services. Position Overview The Deputy Vice President (Secretarial Section) will lead the bank's secretarial and compliance functions, ensuring adherence to statutory and regulatory requirements. This senior role serves as the Compliance Officer for SEBI purposes and reports to the top management, driving governance excellence and corporate transparency. Key Responsibilities Serve as C...

As an Operations Manager at Citi, you will play a crucial role in supporting the strategic and operational leadership for Global Hospitality Services (GHS) across India. Your responsibilities will include: - Supporting Operations Excellence: Contribute to operations excellence and vendor management by overseeing performance, issue management, and corporate social responsibilities in the Indian region. - Strategic & People Management Support: Assist the Operations Manager in uplifting operational standards, people management, and project management initiatives. - Service & Compliance Oversight: Ensure continuous service improvement, operational compliance, and alignment with global standards ...

We are looking for a highly skilled and detail-oriented Process And Compliance Analyst to join our team at Innodata Inc. The ideal candidate will have 1-3 years of experience in process analysis and compliance, with a strong background in ensuring regulatory adherence. Roles and Responsibility Analyze and identify areas for improvement in existing processes to ensure compliance with regulatory requirements. Develop and implement new processes and procedures to enhance efficiency and effectiveness. Collaborate with cross-functional teams to ensure seamless execution of processes. Conduct regular audits and reviews to ensure adherence to established standards. Identify and mitigate potential r...

As an HR Specialist at our company, you will play a crucial role in ensuring efficient HR practices aligned with company goals and legal requirements. Your responsibilities will involve a mix of operational execution, strategic planning, and analytical skills. You will collaborate with finance as a key stakeholder to maintain accurate compensation data, ensure regulatory adherence, and provide data-driven insights for decision-making. Key Responsibilities: - Create and maintain accurate compensation data, including salary structures, bonus plans, and benefits. - Develop compensation projections and model scenarios to support budgeting and strategic planning. - Maintain and manage appraisal d...

As a Senior Analyst specializing in AML/KYC, you will be the Subject Matter Expert (SME) responsible for ensuring compliance with financial regulations and mitigating risks associated with money laundering and fraud. Your role will be crucial in upholding regulatory adherence and mitigating financial crime risks. Key Responsibilities: - Provide expert guidance on AML/KYC policies, procedures, and regulatory requirements. - Conduct thorough research on companies, financial data, individuals, and events using a variety of sources such as public databases, commercial databases, and the internet, with a primary focus on due diligence. - Efficiently plan research time and tasks to meet project ob...

Key Objective of the Job: To drive the collection process of receivables across multiple sources thereby reducing the total outstanding and the associated average number of days while continuing to make efforts to keep the client partnership intact. Major Deliverables: Correspond with multiple sources to negotiate payment schedules that suit the customer's current financial situation while still satisfying the debt. Keep track of the portfolio for specific buckets for the assigned area and control the delinquency of the area, bucket-wise & DPD wise as well as focus on non-starters. Provide efficient customer service regarding collection issues, process customer refunds, process, and review a...

Role Overview: As a Mutual Fund Business Distributors Development professional, your main responsibility is to identify, onboard, and manage relationships with distributors to expand the distribution network for mutual fund products. You will develop and implement strategies to strengthen business partnerships, drive sales, and achieve business growth objectives. Key Responsibilities: - Distributor Network Expansion: - Identify and prospect potential distributors such as financial advisors, banks, and wealth management firms. - Develop and maintain a robust pipeline of potential distributors. - Relationship Management: - Build and nurture strong relationships with existing and new distributo...

**Loan Coordinator / Processor** **Role Overview:** As a Loan Coordinator / Processor, you will play a crucial role in guiding mortgage applications through the initial processing stages. Your responsibilities will include verifying borrower documentation meticulously, coordinating with third parties, and ensuring the loan file is complete and ready for underwriting while strictly adhering to compliance policies. **Key Responsibilities:** - Thoroughly review the Uniform Residential Loan Application (1003) for accuracy and completeness. - Verify the authenticity and accuracy of income, asset, and credit documents submitted by applicants. - Proactively follow up with external vendors to obtain...

As a Pension Scheme Administrator at Tesco, you will be responsible for managing and administering defined benefit pension schemes for the Trustee of the Tesco PLC Pension Scheme. Your key responsibilities will include: - Providing accurate and efficient administration services for the pension schemes - Handling member queries promptly and effectively - Processing various member events such as retirements, deaths, transfers, pension increases, and benefit calculations - Ensuring compliance with scheme rules, legislation, and company procedures - Maintaining accurate records on pension administration systems - Responding to member queries via email or written correspondence and delivering exc...

Role Overview: As a Team Leader in Collateral Operations at Derivative Operations, you will have a key role in managing Margin call operations, ensuring regulatory compliance, and leading initiatives for continuous improvement. You will collaborate with various teams across the organization to support business operations and drive strategic projects. Key Responsibilities: - Manage Collateral Dispute and resolve issues efficiently. - Perform daily Margin Exchange including Same day Settlement and Exception management. - Implement supervisory controls to monitor Collateral exposure effectively. - Oversee MTM breaks, focusing on data quality, strategic projects, and collaboration with Middle Of...

Role Overview: As a Tax Analyst at Invesco, you will be a part of the Corporate Tax Team focused on Direct Tax compliance for the North America region. Your role will involve collaborating with cross-functional teams and external advisors to ensure efficient tax activities, compliance with regulations, and high standards of accuracy. You will be responsible for tax compliance and reporting, audit support, tax planning, research, and analysis. Key Responsibilities: - Assist in the preparation of tax-related financial data and footnotes to ensure compliance with accounting standards such as ASC 740. - Collaborate with onshore tax teams to ensure compliance with local tax regulations and suppor...

As a University Application and Visa Application Process Coordinator, your role is crucial in guiding students through their academic and immigration journeys. Your meticulous and highly organized approach will be essential in efficiently managing all aspects of university applications, visa filings, and critical documentation. Your strong attention to detail, excellent communication skills, and ability to multitask effectively will ensure a smooth and successful experience for our clients. - Oversee the end-to-end visa application process, including collecting all necessary documents, accurately completing application forms, and ensuring full adherence to relevant immigration regulations. -...

As an Assistant Manager in the Human Resources department at our company based in Gurugram, you will play a crucial role in various aspects of compensation management, regulatory compliance, knowledge management, HR systems administration, and data analysis. Here is a breakdown of your key responsibilities and qualifications: **Key Responsibilities:** - **Compensation Data:** Create and maintain accurate compensation data, including salary structures, bonus plans, and benefits. - **Compensation Projections:** Develop compensation projections and model scenarios to support budgeting and strategic planning. - **Appraisal Data:** Maintain and manage appraisal data to ensure it's accurately refl...

Role Overview: As a detail-oriented US Compliance Specialist, your primary responsibility will be to manage and ensure compliance with Hours of Service (HOS), DOT regulations, safety ratings, and IFTA requirements. You will be responsible for monitoring driver compliance, handling violations, maintaining documentation, and supporting safety standards. Freshers with strong analytical skills are encouraged to apply for this role. Key Responsibilities: - Monitor Hours of Service (HOS) and Department of Transportation (DOT) compliance. - Track and resolve violations, and implement corrective actions. - Manage safety scores and recommend improvements to enhance compliance. - Oversee IFTA fuel tax...