Senior Member Technical - Java Support (Java, SQL) - Bangalore - Hybrid Broadridge Matrix Trust Company

0.0 years

0 Lacs

bengaluru, karnataka, india

On-site

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Functional Experience : Mandatory - Reviewing FINRA Consolidated Audit Trail (CAT) submissions for various rules and advise clients for repair and resubmission. Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities Key responsibilities : Responsible for the day-to-day maintenance of the application systems in operation, including tasks related to identifying and troubleshooting application issues and is...

Posted 3 months ago

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Senior Member Technical - Java Support Broadridge

5.0 - 9.0 years

0 Lacs

karnataka

On-site

At Broadridge, we have established a culture focused on empowering individuals to achieve more. If you are enthusiastic about advancing your career while supporting others in their journey, we invite you to join our team. In this role, you will be responsible for reviewing FINRA Consolidated Audit Trail (CAT) submissions to ensure compliance with various rules and providing guidance to clients for remediation and resubmission. Additionally, you should have experience in capital markets operations, compliance surveillance, or control involving derivatives, foreign exchange, and securities. Your key responsibilities will include the daily upkeep of application systems, such as identifying and ...

Posted 3 months ago

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