5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As a Regulatory Meetings specialist, your responsibilities will include ensuring that the composition, Terms of Reference (ToR), and agenda adhere to SEBI directives. You will be responsible for timely circulation of agenda papers and minutes, as well as coordinating with internal stakeholders to gather agenda papers and relevant supporting documents. In terms of Policies and Procedures, you will need to ensure that all policies are in alignment with regulatory requirements. It will be your responsibility to oversee the implementation of these policies, ensuring that Standard Operating Procedures (SOPs) and manuals are regularly updated. You will also be tasked with monitoring circulars and guidelines issued by regulatory bodies on a daily basis. Mapping these circulars and regulations to relevant stakeholders and coordinating with internal teams for timely compliance submissions on the Compliance portal will be crucial. Regularly publishing the implementation status to senior management is also part of your role. When it comes to SEBI Inspection, you will need to coordinate with the SEBI Inspection team, ensuring that inspection data (pre and post) is submitted within the prescribed timelines. Tracking the closure of SEBI inspection observations will also fall under your purview. Additionally, you will be responsible for liaising with both internal and external auditors, as well as working closely with IT teams for system enhancements. Providing training on Compliance of Exchange (COE) and Prevention of Money Laundering Act (PMLA) for internal staff will also be a part of your responsibilities. In summary, this role requires meticulous attention to detail, strong coordination skills, and a proactive approach to regulatory compliance and meeting requirements.,

Posted 1 day ago

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