233 Regulation Jobs - Page 5

As a member of the Markets Price and Credit Risk & Controls (PCRC) Execution team, your role will involve supporting the Price Risk data quality issue management and governance, data analytics, and strategic data initiatives. Price Risk encompasses market risk management across First Line and Second Line functions, with a focus on enhancing risk management controls and processes across Markets businesses and CTI. Your responsibilities within Price Risk Execution will revolve around managing operational risk, valuation risk, and governance components to ensure the quality of Price Risk. Collaboration with various stakeholders including Global Markets Trading Businesses, In-Business Risk (IBR)...

Whether you are at the start of your career or seeking your next adventure, your journey begins here. At Citi, you will have the chance to enhance your skills and contribute to one of the most globally recognized banks. We are dedicated to supporting your professional growth from the onset through comprehensive on-the-job training, exposure to senior leaders, and various learning opportunities. Additionally, you will have the privilege to engage in volunteer activities that positively impact our communities. ICG Risk Analysis (IRAUs) plays a crucial role within the Institutional Credit Management (ICM) organization. The IRAUs team is committed to providing top-tier credit risk analysis, moni...

At Times Internet, we focus on developing high-quality digital products that simplify and enrich the daily lives of individuals. As India's largest digital products company, we operate in various sectors such as news, entertainment, marketplaces, and transactions. Our portfolio includes leading and well-known brands like TOI, ET, Indiatimes, NBT, and Cricbuzz, which cater to diverse interests and aspirations. We continuously explore new opportunities and are committed to introducing innovative products, concepts, and technologies that empower people to maximize their everyday experiences. Join us at Times Internet and embark on a fulfilling and purpose-driven career. We are currently seeking...

The Underwriter is a strategic professional who stays abreast of developments within their field and contributes to directional strategy by considering their application in their own job and the business. Recognized as a technical authority for an area within the business, this role requires basic commercial awareness. Developed communication and diplomacy skills are essential to guide, influence, and convince others, particularly colleagues in other areas and occasional external customers. The Underwriter has a significant impact on the area through complex deliverables, providing advice and counsel related to the technology or operations of the business. Their work impacts an entire area, ...

Whether you are at the start of your career or seeking your next adventure, your journey commences here. At Citi, you will have the chance to enhance your skills and make an impact at one of the world's leading global banks. We are dedicated to supporting your growth and development from the outset through comprehensive on-the-job training, exposure to senior leaders, and traditional learning opportunities. Additionally, you will have the opportunity to contribute positively to our communities through volunteerism. The Global Leveraged Finance Underwriting Credit Team (LFU) in Institutional Credit Management (ICM) is looking for an Associate to join its Credit Assessment team. As an intermed...

The underwriter position requires excellent communication skills to negotiate internally, often at a senior level. You must possess developed communication and diplomacy skills to guide, influence, and convince others, including colleagues from different areas and external customers. You will be accountable for significant direct business results or authoritative advice regarding the business operations. Ideally suited for individuals working as Risk Approvers, Senior Analysts, Coverage Bankers, Transactors, or Product Specialists covering Structured Trade Products like Structured Receivable transactions. If you have experience in any of these roles or similar business areas, you are encoura...

The Risk Operations Analyst I is a trainee professional role that requires a good knowledge of the range of processes, procedures, and systems. You should have a basic understanding of the underlying concepts and principles relevant to your job tasks. It is important to have a good understanding of how your team interacts with others to achieve the area's objectives. In this role, you will make evaluative judgments based on the analysis of factual information and are expected to resolve problems by identifying and selecting solutions through your acquired technical experience, guided by precedents. You must be able to exchange information concisely and logically while being sensitive to audi...

Whether you are at the beginning of your career or seeking your next adventure, your journey starts here. At Citi, you will have the chance to enhance your skills and contribute to one of the world's most global banks. We are dedicated to supporting your development with comprehensive on-the-job training, exposure to senior leaders, and various learning opportunities. Additionally, you will have the opportunity to give back to the community through volunteerism. ICG Risk Analysis (IRAUs) is a vital component of the Institutional Credit Management (ICM) organization. IRAUs is tasked with providing top-notch credit risk analysis, monitoring, and credit administration in partnership with ICG Ri...

The Credit Portfolio Intermediate Analyst is responsible for managing and validating post-implementation processes and ongoing production monitoring for customer-facing credit risk platforms. This role ensures that all credit risk technology solutions align with regulatory requirements and business objectives, perform effectively, and are stable, reliable, and scalable. The Analyst validates model and platform performance, identifies areas for optimization, and ensures system stability. Key Responsibilities: Post-Implementation Validation: - Design and perform validation of customer-facing credit risk platforms post-deployment - Ensure platforms function as intended, align with business stra...

The Credit Risk Officer position provides full leadership and supervisory responsibility, overseeing the QC audit process, teams, and collaborating with the business. Your role involves applying in-depth disciplinary knowledge to offer value-added perspectives, developing processes, procedures, and plans within the overall function. Strong communication and diplomacy skills are essential, along with the ability to collaborate with multiple business functions. You will be responsible for ensuring quality, timeliness of audits, and accurate reporting, monitoring quality to ensure results remain within the risk appetite. In this role, your responsibilities will include: - Oversight of the audit...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Shape your Career with Citi Citi's Risk Management organization oversees Citi's risk governance framework and risk appetite, ensuring all risks generated by the firm's bu...

As an Underwriter C11 at our organization, you will be an integral part of the team, applying your in-depth disciplinary knowledge to contribute to the development of new techniques and the enhancement of processes and workflows within your area of expertise. Your role will involve integrating subject matter and industry expertise to support the objectives of the function and overall business effectively. Your responsibilities will include interfacing with and supporting bankers in underwriting requests for commercial credit extensions for new and existing clients. You will be responsible for making sound credit decisions while ensuring compliance with internal procedures, credit risk policy...

An individual in Enterprise Risk Management plays a critical role in managing the bank's diverse risks to ensure financial stability and sustained growth. This involves the identification and management of enterprise-level and cross-cutting risks, designing and executing stress tests, managing climate risk, and protecting against reputational risk. This integral role within the bank ensures operations are within a defined risk appetite and contribute to the overall objectives of the bank. Individuals responsible for In-business Risk Management oversee risk identification, assessment, measurement, monitoring, and reporting. They design and implement risk mitigation actions and focus on managi...

Whether you are at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you will have the opportunity to expand your skills and make a difference at one of the world's most global banks. We are fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You will also have the chance to give back and make a positive impact where we live and work through volunteerism. The Portfolio Risk Analyst is a key member of the in-business credit risk function responsible for managing the credit risk of Citigroup's wholesale and counterpart...

The Credit Portfolio Intermediate Analyst is responsible for the end-to-end management and continuous validation of all post-implementation processes and ongoing production monitoring for customer-facing credit risk platforms. The role ensures that all credit risk technology solutions perform effectively, align with regulatory requirements, and meet business objectives. This position involves validating model and platform performance, identifying areas for optimization, and ensuring stability, reliability, and scalability of systems in production. You will be required to have a good understanding of credit risk systems, customer impact, and technology operations. This includes post-implement...

The Credit Portfolio Officer is a senior-level position responsible for leading activities including credit review, credit approvals and monitoring the portfolio to identify credit migration in coordination with the Risk Management team. The overall objective of this role is to manage Citi's portfolio exposure to client and counterparties globally. Responsibilities: Develop a framework for portfolio risk assessment including the evaluation of credit and financial performance across varied lending products and industry segments. Understand applicable credit policies, industry regulations, and the requisite impact of those governance items to prospective new partners or product initiatives. Es...

The Model/Anlys/Valid Sr Analyst role is a senior professional position where you will apply your deep disciplinary knowledge to contribute to the development of new techniques and the enhancement of processes within the area or function. You will integrate subject matter expertise and industry knowledge within a defined domain, requiring a comprehensive understanding of how various areas collectively integrate and contribute to the objectives of the function and overall business. Your responsibilities will involve evaluating moderately complex issues with significant potential impact, requiring you to weigh various alternatives and balance conflicting situations using multiple sources of in...

As an Account Assistant at our broking firm, you will be instrumental in supporting the financial operations by maintaining accurate records, assisting clients, and ensuring compliance with regulatory requirements. Your responsibilities will encompass bookkeeping, client services, administrative support, compliance, team collaboration, and software proficiency. In the realm of bookkeeping and accounting, you will record financial transactions meticulously and reconcile bank statements to uphold the accuracy of financial records. Your client services duties will involve assisting clients with inquiries, transaction details, and account management, along with providing timely responses and sup...

Yokogawa is a renowned provider of industrial automation, test and measurement, information systems, and industrial services across various industries. We are committed to shaping a better future for our planet by supporting the energy transition, (bio)technology, artificial intelligence, industrial cybersecurity, and more. Our dedication to the United Nations sustainable development goals drives us to utilize our expertise in measurement and connectivity. Our team of 18,000 employees spread across over 60 countries shares a common mission of "co-innovating tomorrow". We are seeking dynamic individuals who are passionate about technology and environmental sustainability. In return, we offer ...

As an IT Security Engineer, you will play a crucial role in safeguarding company data and systems from potential threats. You should possess a degree in IT, Computer Science, or a related field, along with 6 months to 2 years of experience in using security tools such as firewalls and antivirus software. Your understanding of data protection laws and security standards will be essential in ensuring compliance within the organization. Your responsibilities will include setting up and managing security tools, monitoring systems for unusual activity, and responding to threats promptly. You will be required to test systems to identify and rectify security issues, as well as work collaboratively ...

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

Ensure compliance with all regulatory requirements (e.g., SEBI, NSE, BSE, RBI, IRDAI, or other applicable regulators). Maintain and update compliance policies, procedures, and manuals in line with regulatory changes. Conduct periodic internal audits, inspections, and risk assessments to identify gaps and recommend corrective actions. Prepare and submit periodic reports, returns, and filings to regulators and authorities. Monitor client onboarding (KYC/AML checks) and ensure adherence to Anti-Money Laundering (AML) and Prevention of Insider Trading guidelines. Review agreements, contracts, and internal processes for compliance risks. Conduct employee training and awareness sessions on complia...

As a key member of the team, you will be responsible for ensuring adherence to labor laws, regulations, and industry standards. This includes monitoring and enforcing HR policies to maintain compliance within the organization. Your role will also involve meticulous reporting and record-keeping to track and document all compliance activities effectively. Additionally, you will play a crucial part in promoting a culture of compliance throughout the organization. By fostering a work environment that prioritizes compliance with laws and regulations, you will contribute to a positive and ethical workplace culture. Furthermore, you will be tasked with promoting a safe work environment to ensure th...

The Finance Accounting Senior Analyst role is a senior professional position that requires in-depth disciplinary knowledge. In this role, you will contribute to the development of new techniques and processes, enhancing the efficiency of the area or function. Your expertise will be pivotal in integrating subject matter and industry knowledge within a defined area. You will need a profound understanding of how different areas integrate within the sub-function, aligning them with the objectives of the overall business. Your analytical skills will be put to the test as you evaluate moderately complex issues with substantial impact, weighing various alternatives and balancing conflicting situati...

As a Financial Data Entry specialist, your primary responsibility will be to accurately record financial transactions in the accounting system. You will be tasked with maintaining and updating financial records, ledgers, and journals to ensure the integrity of the financial data. Additionally, you will prepare and issue invoices to customers and reconcile bank statements to monitor and report on cash flow. Your role will also involve tracking and categorizing expenses, as well as assisting in the preparation of expense reports. You will contribute to the preparation of financial statements and generate and analyze financial reports to support decision-making processes within the organization...