778 Rbi Jobs - Page 2

Ensure compliance with statutory and regulatory requirements. Oversee corporate governance practices and advise the board on legal matters. Prepare and maintain minutes of board meetings, AGM, and other corporate meetings. Handle the filing of necessary forms and returns with government authorities. Liaise with legal, financial, and regulatory bodies. Support the preparation of annual reports, legal documents, and company policies. Maintain and update company records, such as director details, share capital, etc.

Candidate should be able to handle the Statutory Audits /Limited Review/Tax Audit forSubsidiary of Listed Co, CA Qualified Fresher or CA with 2-3 years of experience preferably with DISA/CISAqualification Sound Knowledge of IND AS, IFRS and other Accounting Standards. Auditing Standard, guidance notes issued by ICAI, Documentation etc. Sound knowledge of LODR regulation for Quarterly and yearly submission having knowledge / experience in handling end to end Statutory Audits, Tax Audits for Listed, NBFC, Insurance and Large unlisted corporate clients etc. Sound knowledge of Excel, word, Power Point One can lead the team and handle the client interaction end to end Practical experience in Fina...

Role: Associate Manager - Treasury Location: Delhi Mode: 5 days WFO Shift: Day Shift Preference: Experienced with Indian banks , finTech , and technology-driven organizations Job Summary : The role will include managing end-to-end banking operations , international payments , regulatory compliance , and financial reporting across geographies. It acts as a key liaison between the organization and banks, auditors, consultants, and regulatory bodies, ensuring timely execution of financial transactions and adherence to statutory requirements. The position oversees domestic and cross-border fund management , supports investment structuring , and ensures the integrity of financial documentation an...

Hiring for AVP/VP Compliance role for a leading Pvt Bank Designation: Vice President Compliance Manager Industry: Banking Experience: 8+ Years in RBI compliance in Banking Location: Gandhinagar - GIFT City Key Responsibilities: Lead and manage the Compliance function at the GIFT City branch as an independent entity. Develop, implement, and monitor compliance frameworks and ensure timely reporting to senior management. Ensure accurate and timely submissions to both internal and external stakeholders, including: Head Office Compliance team Internal control and audit functions Local regulatory bodies at GIFT City Other relevant regulatory agencies Review and approve customer onboarding and clas...

Responsibilities: Organizing Board Meeting and preparing minutes thereof Keeping the Board Members updated about their legal responsibilities Annual ROC filing like MGT 7, AOC 4, etc. on timely manner Drafting Board Resolution and various other resolutions Organizing General Meetings Support in Finance and Accounts Day to day working Like AP and AR. Coordinate and liaising with Consultants, AD Banker and RBI. Required Skills Candidate must have valid membership number with ICSI. Prior experience in preparing board resolution and minutes Account and Finance experience is an advantage Good knowledge of MS office. Required Qualification: - CS

Responsibilities: Regulatory Filings & Compliance: Prepare and file documents, forms, returns, and applications with regulatory authorities such as the Registrar of Companies (RoC), Stamp Authority, Depository (NSDL), CDSL, RTA and RBI. Ensure compliance with listed company requirements, including stock exchange regulations and SEBI Act. Meeting Management: Prepare and circulate papers for board, committee, and shareholders' meetings, including notices, agendas, and draft resolutions. Conduct board and committee meetings, as well as shareholders' meetings, and facilitate postal ballot processes. Records Management: Maintain statutory books and registers, including minutes books, charges, mem...

Role Overview: You will be responsible for performing a critical role in the execution of Head office audits and the appraisal of the functioning of the Internal Audit Department of the company. Your main task will be to oversee the effectiveness of all policies, processes, procedures, and controls. Key Responsibilities: - Plan, execute, and monitor Head office audits. - Create initial audit planning memos and processes. - Develop innovative data analytic test approaches applicable to audit objectives. - Perform audit procedures, identify deviations from expected control activities, and effectively communicate observations to the audit team and business management. - Stay updated on changes ...

Ensuring RBI compliance by monitoring guidelines, reviewing proposals, advising stakeholders, preparing regulatory reports, and supporting audits while driving timely implementation of policies and process adherence across the organization. Required Candidate profile Candidate should Know RBI regulations, expertise in compliance management, policy review, regulatory reporting, & the ability to coordinate effectively across departments to ensure timely adherence.

Job Purpose The IT Outsourcing Manager will oversee the end-to-end lifecycle of IT outsourcing engagements, ensuring alignment with regulatory requirements, organizational policies, and strategic objectives. The role involves vendor management, contract governance, risk mitigation, and coordination with internal stakeholders to ensure seamless delivery of outsourced IT service Duties and Responsibilities 1) Identify, evaluate, and onboard IT vendors in line with business needs and compliance requirements. 2) Manage vendor relationships, performance reviews, and issue resolution. 3) Ensure vendors meet SLAs, KPIs, and contractual obligations 4) Maintain a centralized repository of outsourcing...

Job Purpose IT Outsourcing Compliance will be responsible for ensuring that all IT outsourcing activities within the NBFC are compliant with applicable regulatory guidelines (RBI ), internal policies, and industry best practices. This role involves close coordination with vendors, internal stakeholders, and audit teams to maintain a robust compliance framework Duties and Responsibilities 1) Ensure adherence to RBI Master Directions on IT Outsourcing and other relevant regulatory guidelines. 2) Monitor compliance with contractual obligations and SLAs of outsourced IT vendors. 3) Maintain documentation and audit trails for all outsourcing arrangements 4) Conduct due diligence and risk assessme...

Job Purpose The data analyst plays a crucial role in ensuring that organizations adhere to regulatory standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications. Duties and Responsibilities Preparation of weekly/ monthly / quarterly / half yearly /annual RBI returns Preparation of data required for Regulatory inspection requirement and adhoc data requirements from RBI Handling statutory, internal and regulatory audits w. r. t RBI reporting End to end handling of RBI Reporting related automation projects Analysis of various system cha...

Job Purpose This position is open with Bajaj Finance ltd. Duties and Responsibilities Assist in preparation of analysis & MIS on monthly basis for Financial Reporting. Periodic review of critical SOPs of finance department and adherence to same and reporting non-compliance with SOPs. Reviewing compliance with requirement of all Ind As and carve out deviations to IndAs and report. Ensure that risks are appropriately identified, documented and reported in compliance with laws, regulations and internal policies and standards. (including related party etc. ). Review of regulatory changes e. g. RBI notifications, other regulatory guidelines with a view of identifying impact on the accounting/fina...

Job Purpose This position is open with Bajaj Finance Ltd. Duties and Responsibilities Analysis and review of system data points pertaining to lending portfolio, exception reports and identification of gaps and assistance in finalization of remedial measures for closure of the same in co-ordination of various stakeholders Review of specific business function process w. r. t regulatory compliance requirements Assist in preparation and implementation of policies as per RBI Regulations Publishing of periodic MIS to management w. r. t key compliance requirements and their status of compliance for specific business and functions Analysis of new directions issued by Regulator and its impact assessm...

Job Purpose The prospective candidate shall handle work related to: RBI Inspections (Department of Supervision, DPSS, CSITE and Regulatory studies) Liaising with RBI, Internal and Group level stakeholders. Update KYC policy and handling of KYC/ AML references Assist in Internal Risk Assessment, Annual Review of Compliance, Inter-Regulatory Forum Prepare Notes to the Board/ ACB/ RMC Submission of Ad-hoc Regulatory Reportings Participation in Company/ Group level projects. Duties and Responsibilities Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes....

Job Purpose Lead the Integrated Compliance Framework (ICF) team and perform LHS-RHS activity with respective stakeholders including COEs, Business Compliance and horizontal support functions. Closely work with CDI and CMT teams within compliance. Validate and confirm closure of LHS-RHS response in compliance system. Duties and Responsibilities Major Activities carried out by the role 1. Major Activity 1 Lead and perform LHS-RHS activity closed for all required circulars and guidelines issued by regulators (Mainly IRDA). Create and execute annual LHS-RHS activity plan for all master circulars and guidelines. Work closely Businesses, COEs, Horizontal support functions for closure of LHS-RHS ac...

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance €“ Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Complia...

Job Purpose Compliance advisory role involves providing guidance and support to organisations on compliance matters. Compliance advisors stay up to date with legal and regulatory developments, assess their impact on the organisation, and provide recommendations to ensure compliance. Duties and Responsibilities Providing advice on all lending & deposit products to businesses Review policies/product /process notes and approve after verifying adherence to regulatory requirements. Review product journey / documentation and confirm before Go-Live. Advising management on the companys compliance with laws and regulations through detailed reports Researching industry compliance regulations and polic...

Job Summary: The position acts as Compliance Manager for NRFSI . Responsible for overseeing the regulatory and compliance activities of the organization. The position has direct access to the Board of Directors for advising and making recommendations to the Board about the regulatory compliance status. Design and maintenance of compliance framework, training on the regulatory and conduct risks, and effective communication of compliance expectations. MAJOR ACTIVITIES 1. Adherence to regulations by the regulatory authorities and Nissan: To apprise the Board and senior management on regulations, rules and standards and any further developments. To provide clarification on any compliance related...

Job Purpose This position is open with Bajaj Finance ltd. Act as a key team member of IT Compliance unit (2nd level of defense) for supporting external reviews, conducting internal reviews and tracking the actionable in all the activities Duties and Responsibilities Work as part of IT Compliance team for one of the largest, prestigious NBFC. Be part of Fintech Transformation journey of BFL Jointly execute & manage compliance reviews independently in the areas mainly comprising of €“ ITGC & Infra €“ Server, Database & End user Controls, Information & Cyber Security Application controls Technical €“ Change Mgt, User Mgt, Incident Mgt, VA/PT, TPRM, etc Application controls Functional €“ workflo...

Job Purpose This position is open with Bajaj Finance ltd. Act as a key team member of IT Compliance unit (2nd level of defense) for supporting external reviews, conducting internal reviews and tracking the actionable in all the activities Duties and Responsibilities Work as part of IT Compliance team for one of the largest, prestigious NBFC. Be part of Fintech Transformation journey of BFL Jointly execute & manage compliance reviews independently in the areas mainly comprising of €“ ITGC & Infra €“ Server, Database & End user Controls, Information & Cyber Security Application controls Technical €“ Change Mgt, User Mgt, Incident Mgt, VA/PT, TPRM, etc Application controls Functional €“ workflo...

Job Purpose This job exists to onboard vendors and manage code creation process across all businesses with specific emphasis on RBI regulatory requirements. Duties and Responsibilities ‚Ensuring completeness and accuracy of vendor related data ‚Provide data within internal / external teams for: a. RBI inspections / audits b. Internal audits of Credit Operations c. Internal audits of other departments within BFL ‚Managing a team setup at Outsourced/Inhouse location ‚Monitoring all partner onboarding channel TAT & SLAs. ‚Handle different type of queries from field team and Business. ‚Manage escalations from Businesses and other stakeholders. ‚Managing Quality performance of team. ‚Initiate mul...

Job Purpose The Role holder will be responsible for ensuring compliance with RBI regulations, assisting in regulatory inspections, and liaising with internal and group-level stakeholders Duties and Responsibilities Coordinate and manage inspections conducted by the Department of Supervision, DPSS (Department of Payment and Settlement Systems), CSITE (Cyber Security and Information Technology Examination), and Regulatory Studies. Ensure all regulatory requirements are met and maintained. Prepare for regulatory inspections by gathering necessary documentation and data. Address issues identified during inspections. Ensure timely and accurate submission of all required data and documentation to ...

About the role As an Auditor, you will be responsible to conduct audit as per the audit plan ensuring compliance with established internal control procedures by examining records, reports, operating guidelines and documentation. The role of internal audit is to provide independent, objective assurance on the effectiveness of internal controls, risk management and corporate governance, and to suggest improvements to add value. Auditor will be responsible for audit of Retail Branch Banking & Operations/Retail Assets/Wholesale Banking/Business Banking/Trade & Remittances/International Banking/Risk Management/Accounts & Finance/Digital Products and Payments/Corporate Centre. driving revenue, whi...

Role & responsibilities For Manager role Conceptualizing and structuring mergers & acquisition, and corporate restructuring strategies from tax and regulatory perspective Providing advice on relevant laws and statutes pertaining to mergers, acquisitions, corporate restructuring Key statutes handled include direct tax laws, Company Law regulations, securities laws, exchange control regulations, stamp duty laws Implementation support for scheme of mergers / arrangements Conducting due-diligence reviews on prospective target companies from a historical and future tax perspective Leading and managing client relationships to ensure seamless execution from start to end of project Coaching/ develop...

Location: Hyderabad or Mumbai Company: Early Bootstrap Startup Industry: Stock Broking / Financial Services Type: Full-time About the Client Our client is a new-age stock broking startup building a technology-driven investment and trading platform. The firm is in the process of obtaining SEBI registration and related regulatory approvals and is looking for a seasoned professional to lead and oversee all compliance functions. Key Responsibilities Lead and manage all regulatory and compliance activities for the stock broking business in accordance with SEBI, NSE, BSE, and other statutory bodies. Ensure the companys adherence to all applicable laws, circulars, notifications, and guidelines issu...