Client Onboarding - Associate - Core Services Morgan Stanley

3.0 - 7.0 years

0 Lacs

karnataka

On-site

As an Associate in the Client Onboarding team at Morgan Stanley, your role involves performing Client Due Diligence reviews to support the Firm's new client onboarding and existing client regular review in compliance with regulatory program requirements. You will partner with business units across the Firm to support financial transactions, implement controls, and develop client relationships. **Role Overview:** - Update Firm systems and databases with information and documentation obtained from clients - Handle inquiries and ad hoc requests from internal clients, including Compliance - Engage with business, client onboarding teams, Compliance, and Operations throughout the review life cycle...

Posted 1 week ago

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Risk Advisory - Senior Consultant Talent Placement By Simandhar

3.0 - 7.0 years

0 Lacs

chandigarh, all india

On-site

Role Overview: As a Senior Consultant in Risk Advisory, you will play a crucial role in handling SOX compliance audits, IFC, and Internal audit processes. Your primary responsibilities will include team handling on large projects related to SOX compliance, internal controls, and financial reporting. You will have the opportunity to interact with senior management, enhance technical competency, and manage clients effectively. Key Responsibilities: - Execute SOX compliance audits individually and as part of a team, including risk assessment procedures and identification of significant accounts and transactions. - Perform process walkthroughs, prepare SOX documentation such as process flowchart...

Posted 1 month ago

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Area Audit Manager Tvs Credit Services Ltd

4.0 - 8.0 years

6 - 10 Lacs

pune, maharashtra, india

On-site

Responsibilities Execute Area level audits as per the approved annual audit plan covering processes at Area or Branch level such as Sales, Credit, Collections, Residual Management, RCU, Admin, HR, Finance & Accounts, IT, and Legal. Determine the audit scope in consultation with seniors. Conduct process and system walkthroughs and prepare the Risk & Control Matrix. Draft audit observation reports and discuss findings with process owners. Ensure the entire audit is carried out using the Audit system, adhering to workflow and documentation standards. Travel to locations where area audits or special assignments are conducted. Proactively update seniors on significant observations found during au...

Posted 2 months ago

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Client Onboarding - Associate - Core Services Morgan Stanley

3.0 - 7.0 years

0 Lacs

karnataka

On-site

You will be joining the Client Onboarding team at Morgan Stanley as an Associate. Your role will involve performing Client Due Diligence review to support the Firm's new client onboarding and existing client regular review in compliance with regulatory program requirements such as Hong Kong, Singapore, Australia KYC requirements and eligibility standards. **Role Overview:** In the Operations division, you will collaborate with business units to facilitate financial transactions, establish effective controls, and nurture client relationships. Morgan Stanley, a global leader in financial services since 1935, is dedicated to evolving and innovating to better serve clients and communities in ove...

Posted 2 months ago

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2.0 - 5.0 years

12 - 13 Lacs

Hyderabad

Hybrid

Our reputed MNC Client is hiring for Internal Control role: Shift: Open to work in EMEA shift Notice Period: 0-30 days (Plz don't apply if your notice period is more than 30 days) NOTE: Should have experience working on SAP. Key Responsibilities: 1. Internal Control Guidance: Provide guidance and education to business/functional personnel on internal control-related issues. 2. SOX Compliance: Conduct assessments, monitor evaluation status, and ensure effective evaluation of SOX aspects. 3. KCA Database Administration: Administer KCA database, set up new control owners, and ensure adherence to timelines. 4. Audit Coordination: Coordinate with internal and external auditors, and support remedi...

Posted 6 months ago

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