Compliance Manager The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Job Description: You are invited to join a leading Financial Institution in Mumbai in the role of Senior Manager/AVP Compliance. With at least 7 years of experience in SEBI (ICDR) Regulations or the Process of Preferential issue, you will play a crucial role in ensuring compliance with SEBI regulations and stock exchange guidelines. **Key Responsibilities:** - Verify that SEBI regulations, Exchange Checklists, and Guidelines are meticulously adhered to. - Review valuation reports, meet deadlines outlined in the Exchange Guidance Note and SEBI Regulations, and update the Exchange database post-share listing approvals. - Promptly respond to queries from SEBI, submit data to SEBI in a timely ma...

Posted 11 hours ago

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Senior Manager/AVP Compliance The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

As a Senior Manager/AVP Compliance with a leading Financial Institution in Mumbai, your role involves ensuring compliance with SEBI (ICDR) Regulations, SEBI (SAST) Regulations, SEBI (Delisting) Regulations, and SEBI Master Circular on Schemes. You will oversee the process for Preferential issue, Stock Exchange Compliances, and studying Valuation Reports. Your key responsibilities will include: - Ensuring adherence to SEBI Regulations, Exchange Checklist, and Guidelines. - Reviewing valuation reports as needed. - Meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations. - Updating the Exchange database upon share listing approval. - Responding to SEBI inquiries and submit...

Posted 12 hours ago

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Compliance Manager The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Senior Manager/AVP Compliance at a leading Financial Institution in Mumbai, you will be responsible for ensuring compliance with SEBI (ICDR) Regulations and the Process of Preferential issue. Your role will involve verifying adherence to SEBI regulations, Exchange Checklists, and Guidelines, reviewing valuation reports, meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations, and updating the Exchange database post-share listing approvals. You will also be expected to respond to SEBI queries, submit data in a timely manner, generate internal management reports, and lead development projects to streamline processes. Additionally, you will oversee comp...

Posted 2 months ago

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