Compliance Manager The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Senior Manager/AVP Compliance at a leading Financial Institution in Mumbai, you will be responsible for ensuring compliance with SEBI (ICDR) Regulations and the Process of Preferential issue. Your role will involve verifying adherence to SEBI regulations, Exchange Checklists, and Guidelines, reviewing valuation reports, meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations, and updating the Exchange database post-share listing approvals. You will also be expected to respond to SEBI queries, submit data in a timely manner, generate internal management reports, and lead development projects to streamline processes. Additionally, you will oversee comp...

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