Name: Jobpe
Address: T-Hub, Plot No 1/C, Sy No 83/1, Raidurgam panmaktha, Knowledge City Rd, Hyderabad, Telangana, 500081, IN
Telephone: +91-83339-09630
Price range: Free

Compliance groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

You will be responsible for the following Key Responsibilities: - Daily compliance activities and ad-hoc reporting w.r.t SEBI and AMFI. - Prepare/ review of policies and procedures for annual review. - Coordinate for Internal Audit. - Having an understanding of PMLA guidelines and STR reporting. - To review alerts generated on the proposed surveillance system. - To maintain tracker and ensure compliance for daily SEBI recovery, and folio freezing orders. - To keep track of PIT approvals. - Monitor the compliance requirements w.r.t website. - Support in compliance clearing marketing materials. - Maintain policy tracker and review policy compliance. - Support in committee meetings and Board me...

Posted 1 month ago

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Compliance Specialist groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a Compliance Officer at Groww Mutual Fund, your role will entail the following responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit processes. - Having a strong understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining a tracker to ensure compliance for daily SEBI recovery and folio freezing orders. - Keeping track of PIT approvals. - Monitoring compliance requirements regarding the website. - Providing support in compliance clearing marketing materials. - Maintainin...

Posted 1 month ago

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Compliance Analyst groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a Compliance Officer at Groww Mutual Fund, your role will involve the following key responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit. - Understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining tracker and ensuring compliance for daily SEBI recovery, and folio freezing orders. - Keeping track of PIT approvals. - Monitoring the compliance requirements with respect to the website. - Supporting in compliance clearing marketing materials. - Maintaining policy tracker...

Posted 1 month ago

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Senior Manager / AVP -PMS Operations - AMC Symphoni Hr

5.0 - 10.0 years

10 - 20 Lacs

mumbai, mumbai suburban, mumbai (all areas)

Work from Office

Key Responsibilities: Handle end-to-end PMS Operations fund accounting, subscriptions/redemptions & trade settlements. Manage bank & holding reconciliations , corporate actions, and KYC/account opening. Coordinate with auditors and ensure timely regulatory & compliance reporting . Prepare MIS reports , EOD/BOD activities, and peak margin instructions. Manage distributor commission & performance fee calculations . Support offshore operations including advisory fee computation & AUM reporting. Requirements: Graduate/Postgraduate with 2+ years’ experience in PMS, Mutual Fund, or Financial Services. Strong knowledge of SEBI regulations, AUM, KYC, and compliance . Proficient in Wealth Spectrum, M...

Posted 2 months ago

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Compliance groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a member of the Groww Mutual Fund team, you will be part of an organization dedicated to providing mutual fund schemes tailored to meet the diverse needs and objectives of our investors. Anchored by principles of simplicity, transparency, long-term wealth creation, and customer focus, we pride ourselves on identifying investment opportunities that offer growth potential with solid fundamentals. Our mission revolves around creating steady, long-term wealth for our investors by uncovering promising opportunities and designing innovative schemes. We prioritize simplicity and transparency in our communication, ensuring that our investors can make informed decisions with clarity. Consistency i...

Posted 5 months ago

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