Name: Jobpe
Address: T-Hub, Plot No 1/C, Sy No 83/1, Raidurgam panmaktha, Knowledge City Rd, Hyderabad, Telangana, 500081, IN
Telephone: +91-83339-09630
Price range: Free

Compliance Specialist groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a Compliance Officer at Groww Mutual Fund, your role will entail the following responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit processes. - Having a strong understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining a tracker to ensure compliance for daily SEBI recovery and folio freezing orders. - Keeping track of PIT approvals. - Monitoring compliance requirements regarding the website. - Providing support in compliance clearing marketing materials. - Maintainin...

Posted 16 hours ago

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Compliance Analyst groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a Compliance Officer at Groww Mutual Fund, your role will involve the following key responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit. - Understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining tracker and ensuring compliance for daily SEBI recovery, and folio freezing orders. - Keeping track of PIT approvals. - Monitoring the compliance requirements with respect to the website. - Supporting in compliance clearing marketing materials. - Maintaining policy tracker...

Posted 2 days ago

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