39 Operational Risks Jobs

Role Overview: You will assist in the planning of individual audit engagements by identifying key risks and controls to be audited and determining procedures to be performed. Following prescribed guidelines, you will conduct testing, analysis, and documentation of various business processes, risks, and controls. Specific audit procedures will be performed by you to complete the audit engagement, and you will document the conclusions reached from the audit work. Ensuring factual accuracy, you will draft audit conclusions for review with stakeholders. Ownership of specific elements of audit engagements will be taken as agreed with engagement supervisors. Additionally, building knowledge of the...

Role Overview: You will be joining a team that handles various products in Trade Finance Operations such as Letter of Credit, Collections, and Bank Guarantees. Depending on your interest in learning, you will have opportunities to explore multiple products and processes within Trade Finance Operations. Our subject matter experts will provide you with the necessary training to enhance your knowledge in this field. Key Responsibilities: - Process day-to-day activities related to Collections, Letter of Credit, and Bank Guarantees to meet customer service level agreements and address outstanding transactions efficiently. - Ensure compliance with internal policies, audit requirements, and regulat...

As a Tech Risk & Controls Associate in the Cybersecurity & Tech Controls team, you will play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. Your responsibilities will include identifying and mitigating compliance and operational risks in line with the firm's standards. You will provide subject matter expertise and technical guidance to technology-aligned process owners to ensure that implemented controls are operating effectively and in compliance with regulatory, legal, and industry standards. By partnering with various stakeholders, such as Product Owners, Business Control Managers, and Regulators, you will contribute to...

As a Sec & Derivatives Lead Analyst at our company, your role will involve processing orders and transactions from trading desks and branch offices, in coordination with the Operations - Transaction Services team. Your primary objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Experience in non financial regulatory reporting (SME) - Excellent understanding of OTC derivatives and investment products - Proficiency in spoken and written English - Strong presentation and communication skills, with the ability to adapt communication style for different recipients - Thorough understanding of operat...

Role Overview: You will be responsible for processing orders and transactions related to client securities and derivatives transactions in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of these transactions. Key Responsibilities: - Experience in non-financial regulatory and tax reporting (SME) - Possess excellent understanding of OTC derivatives and investment products - Demonstrate proficiency in using data analytics and QA tools; experience with automated QA testing frameworks is a plus - Knowledge and experience in writing disclosures to the Regulators - Lead audit reviews, including doc...

Job Description: - You will be responsible for execution of assigned work in client engagement. You can expect to work with high level client / internal client personnel to address compliance, financial, and operational risks as well as perform internal control testing, develop internal audit plans, and provide internal audit services on an outsourcing basis. - You will assess the clients current state internal controls and SOX framework to mitigate risk.,

You will be responsible for assessing risk events (i.e. Alerts) to identify unusual customer behavior and escalate such patterns for analysis. Processing of Alerts/cases should be within the turnaround time (TAT) and adhere to quality guidelines. You will share best practices with peers to create an FCC Risk Management Culture of Excellence. Additionally, you will ensure that technology/risk issues are reported and escalated to the Manager in a timely manner. Regulatory requests related to AML from the country will be promptly attended to by you. It is mandatory to complete all mandatory e-learning modules within stipulated timelines and attend nominated trainings. Upholding the values of th...

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. You will be responsible for monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. This role demands strong analytical skills, effective communication, and the ability to work independently in a dynamic environment. - Independently perform evaluation of assigned controls. - Review procedures, processes, and information to evaluate controls. - Perform side-by-side observations, supervisory examinations, or retesting as necessary. - Calibrate a control for its effectiveness ac...

As an Executive in the practice, your role involves managing assigned client engagements at an executive level. You will collaborate with high-level client and internal client personnel to tackle compliance, financial, and operational risks. Your responsibilities will include performing internal control testing, devising internal audit plans, and delivering internal audit services on an outsourcing basis. Additionally, you will evaluate the client's existing internal controls and SOX framework to minimize risks. **Key Responsibilities:** - Manage assigned client engagement/s at an executive level - Collaborate with high-level client/internal client personnel to address compliance, financial,...

As an executive level manager within the practice, your main responsibility will be to manage assigned client engagements. This will involve working closely with high-level client and internal personnel to address compliance, financial, and operational risks. Additionally, you will be required to perform internal control testing, develop internal audit plans, and provide internal audit services on an outsourcing basis. Key Responsibilities: - Manage assigned client engagement/s at an executive level within the practice - Work with high level client / internal client personnel to address compliance, financial, and operational risks - Perform internal control testing - Develop internal audit p...

As an executive in the practice, your role will involve managing assigned client engagements at an executive level. You will collaborate with high-level client and internal personnel to tackle compliance, financial, and operational risks. Additionally, you will be responsible for conducting internal control testing, creating internal audit plans, and delivering internal audit services through outsourcing. Key Responsibilities: - Manage assigned client engagements at an executive level - Collaborate with high-level client and internal personnel to address compliance, financial, and operational risks - Conduct internal control testing - Develop internal audit plans - Provide internal audit ser...

As a Securities & Derivative Analyst 1 at our company, your role will involve processing orders and transactions from trading desks and branch offices to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. **Key Responsibilities:** - Provide analytical and administrative support to Front Office Sales and Trading, specifically for the FX business - Support lifecycle activities including Trade Aggregation, Allocation, Cancel Rebooks, Matching, and Rollovers, and collaborate with Business, Firms Clients, Operations, and Technology for post-execution issue management - Perform control functions based on intermediary processing systems and rec...

Job Role Profitability Management - Maintaining optimizing profitability for the branch. Target setting management - Monitoring branch targets in numbers volumes. Portfolio quality management - through superior underwriting, working closely with collections. Cost management - managing all branch operating costs including cost of acquisition, operations etc. People management - Motivating team, handling HR administration function of the branch. Customer experience management - Ensuring superior customer experience and handling customer service in termsof collections, pre closures service issues Business Achieve contributed value targets set for the branch. Ensure sales volumes for multiple pr...

As a Requirements Engineer at UBS, you will play a crucial role in transforming the firm into an Agile-based DevOps organization. Your main responsibilities will include: - Collaborating with stakeholders to elicit, document, validate, and manage requirements. - Identifying Automation opportunities to improve processes. - Engaging with colleagues at all levels to meet business requirements. - Designing test cases, conducting tests, analyzing results, and effectively communicating observations. - Teaming up with technologists and Vendor Teams to drive delivery within an Agile framework. - Helping the team in the Agile journey to implement the best practices of DevOps. - Contributing to the re...

As a Sec & Derivatives Sr Analyst at our company, you will be responsible for processing orders and transactions related to client securities and derivatives in coordination with the Operations - Transaction Services team. Your role will involve facilitating the clearance, settlement, and investigation of these transactions. **Key Responsibilities:** - Experience in non-financial regulatory and tax reporting (SME) - Strong understanding of OTC derivatives and investment products - Proficiency in English language, both spoken and written - Excellent presentation and communication skills, with the ability to adapt communication style as needed - Understanding of operational risks and control f...

As an expert in data analytics, with a keen eye for detail and organizational skills, your role at UBS will involve: - Reviewing and challenging models used in operational risk management - Assessing the conceptual soundness and appropriateness of different models and conducting related outcome, impact, and benchmark analyses - Running analyses on implementations to assess correctness and stability - Carrying out and documenting independent model validation in alignment with regulatory requirements and internal standards - Interacting and discussing with model users, developers, senior owners, and governance bodies - Supporting regulatory exercises You will be a part of the Model Risk Manage...

Role Overview: As a Reconciliations Analyst at this company, your role will involve maintaining the integrity of custody and cash position data within internal systems by performing daily reconciliation processes. This includes reconciling, investigating, and resolving all breaks within specified SLAs and deadlines in a fast-paced environment. Your willingness to learn and utilize technology will be beneficial for this role. Key Responsibilities: - Accountable for allocated portfolios, proactively investigating and addressing queries from internal stakeholders, clients, counterparties, custodians, and administrators - Conducting custody transaction and position reconciliation against interna...

In this role, you will be working within the Reconciliations team to ensure the integrity of custody and cash position data is maintained within the internal systems through daily reconciliation processes. Your main responsibilities will include complete reconciliation, investigation, and allocation of all breaks within set SLAs and deadlines. This role requires you to thrive in a fast-paced environment with a strong emphasis on meeting tight deadlines. Having a strong interest in learning and harnessing technology will be beneficial for your success in this role. Your key responsibilities will include: - Being accountable for allocated portfolios and proactively investigating and following ...

Role Overview: As a Sec & Derivatives Sr Analyst at our company, you will be responsible for processing orders and transactions originating from trading desks and branch offices. Your main objective will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Experience in non-financial regulatory and tax reporting (SME) - Demonstrate an excellent understanding of OTC derivatives and investment products - Possess excellent spoken and written English skills - Showcase excellent presentation and communication skills, with the ability to adjust communication style to the recipient - Understand operational risks and...

As a Senior Executive at Syngene International Ltd. in Bangalore, you will be responsible for the commissioning & qualification, and QMS activities for biopharmaceutical manufacturing facilities. Your key responsibilities will include: - Performing validation of computerized systems and Electronic Records and Electronic Signature (ERES) Validation. - Timely preparation, review, and approval of URS, DQ, IQ, OQ, and PQ protocols and reports. - Coordinating the Calibration Program, Preventive Maintenance Program, and Alarm Management for manufacturing facilities. - Conducting investigation for equipment failure, root cause identification, and implementation of appropriate CAPA. - Participating ...

As a Risk professional with 4+ years of experience in the banking/NBFC sector, you will play a crucial role at Biz2X in building credit risk models and driving underwriting and credit decisions to optimize risk, pricing, and business growth. Your responsibilities will include: - Leveraging or building advanced credit risk models, including functional rule-based/heuristics and machine learning models, to lead critical credit decisions. - Assisting in drafting a detailed risk policy for the business loan business and ensuring strict adherence to it. - Working extensively with Credit Bureau, Bank statement, and financial data to identify and evaluate alternate data features for credit expansion...

Role Overview: As a Trade Processing professional, you will be responsible for managing transactions/trades between State Street and various Brokers/Clients. Your role will involve ensuring that all trades/trade instructions are settled/cancelled promptly and resolving any breaks that occur between State Street and Brokers. You will need to have a thorough understanding and knowledge of the complete Trade Life Cycle and various Market Systems such as DTC, BONY, EUROCLEAR, and BLOOMBERG. Additionally, you will assist in driving various firm and team initiatives to improve operational efficiencies, controls, and risk management. Key Responsibilities: - Manage transactions/trades between State ...

As an individual assisting in the planning of audit engagements, you will play a crucial role in identifying key risks and controls to be audited, as well as determining the procedures to be performed. Following prescribed guidelines, you will conduct testing, analysis, and documentation of various business processes, risks, and controls. Your responsibilities will include performing specific audit procedures necessary to complete the audit engagement and documenting the conclusions drawn from your audit work. It will be your duty to ensure the factual accuracy of the audit conclusions reached with stakeholders and take ownership of discrete elements of audit engagements as agreed upon with ...

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. You will be responsible for monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. This role demands strong analytical skills, effective communication, and the ability to work independently in a dynamic environment. The Markets Control Evaluation team is a utility performing Front Office control evaluation of in-scope LoBs. The team independently collaborates with Business Controls Managers (BCM), Business and Support teams to ensure Control evaluation is completed timely an...

As an Assistant Vice President at Barclays Internal Audit (BIA) in Mumbai, you will support the Audit Lead in the execution of regulatory-driven audits to ensure timely and efficient delivery of audit results. In this role, you will collaborate on audit reviews and provide guidance to junior team members. To be successful in this role, you should have at least 5 years of experience in Global Markets and/or Corporate Banking business. Additionally, experience in audit and business monitoring, particularly in areas such as financial crime, operational risks, technology, and cybersecurity, is essential. A good understanding of the regulatory and compliance environment in India, with knowledge o...