18 Operational Risks Jobs

Role Overview: As a Trade Processing professional, you will be responsible for managing transactions/trades between State Street and various Brokers/Clients. Your role will involve ensuring that all trades/trade instructions are settled/cancelled promptly and resolving any breaks that occur between State Street and Brokers. You will need to have a thorough understanding and knowledge of the complete Trade Life Cycle and various Market Systems such as DTC, BONY, EUROCLEAR, and BLOOMBERG. Additionally, you will assist in driving various firm and team initiatives to improve operational efficiencies, controls, and risk management. Key Responsibilities: - Manage transactions/trades between State ...

As an individual assisting in the planning of audit engagements, you will play a crucial role in identifying key risks and controls to be audited, as well as determining the procedures to be performed. Following prescribed guidelines, you will conduct testing, analysis, and documentation of various business processes, risks, and controls. Your responsibilities will include performing specific audit procedures necessary to complete the audit engagement and documenting the conclusions drawn from your audit work. It will be your duty to ensure the factual accuracy of the audit conclusions reached with stakeholders and take ownership of discrete elements of audit engagements as agreed upon with ...

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. You will be responsible for monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. This role demands strong analytical skills, effective communication, and the ability to work independently in a dynamic environment. The Markets Control Evaluation team is a utility performing Front Office control evaluation of in-scope LoBs. The team independently collaborates with Business Controls Managers (BCM), Business and Support teams to ensure Control evaluation is completed timely an...

As an Assistant Vice President at Barclays Internal Audit (BIA) in Mumbai, you will support the Audit Lead in the execution of regulatory-driven audits to ensure timely and efficient delivery of audit results. In this role, you will collaborate on audit reviews and provide guidance to junior team members. To be successful in this role, you should have at least 5 years of experience in Global Markets and/or Corporate Banking business. Additionally, experience in audit and business monitoring, particularly in areas such as financial crime, operational risks, technology, and cybersecurity, is essential. A good understanding of the regulatory and compliance environment in India, with knowledge o...

The Securities & Derivative Analyst 1 role involves processing orders and transactions from trading desks and branch offices in coordination with the operations - Transaction Services team. Your main responsibility will be to assist in clearing, settling, and investigating client securities and derivatives transactions. You will provide analytical and administrative support to Front Office Sales and Trading, specifically focusing on FX business. This includes supporting lifecycle activities such as Trade Aggregation, Allocation, Cancel Rebooks, Matching, Early pickup / Utilization, Rollovers, and interacting with Business, Firms Clients, Operations, and Technology to manage post-execution is...

As the Manager Process Automation at Carelon Global Solutions India, you will be responsible for leading strategic process improvement initiatives across the organization. Reporting to the Associate Director Process Reengineering, you will work collaboratively with business units and leadership to analyze current processes, identify priorities, and develop new initiatives. Your role will involve conducting assessments to identify pain points, process gaps, and control deficiencies through data analysis, proposing future state recommendations, and working with stakeholders to create a business case and implementation roadmap. Your key responsibilities will include overseeing and supporting pr...

Biz2X is a prominent digital lending platform that empowers financial providers to drive growth through a modern omni-channel experience, top-notch risk management tools, and a comprehensive yet adaptable Servicing engine. By collaborating with financial institutions, the company supports their Digital Transformation endeavors with the Biz2X digital lending platform. Biz2X solutions aim to not only lower operational costs but also enhance lending growth by notably improving client experience, decreasing total turnaround time, and equipping relationship managers with valuable monitoring insights and alerts. In this role, your key responsibilities will include building credit risk models, stee...

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. Your responsibilities will include monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. Strong analytical skills, effective communication, and the ability to work independently in a dynamic environment are essential for this role. The Markets Control Evaluation team is a utility responsible for performing Front Office control evaluations of in-scope LoBs. You will collaborate independently with Business Controls Managers (BCM), Business and Support teams to ensure that con...

The Sec & Derivatives Lead Analyst is a senior-level position where you will be responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective in this role will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include having a good track record of experience in a tax-related area, a strong understanding of tax reporting and operational tax processes, and experience in Tax Operations (Direct/Indirect Tax, Withholding TAX, Goods and Services Tax, Trading Tax etc.). You should possess...

As a member of the Reconciliation and Cash Oversight team, you will play a crucial role in the daily review of cash and position reconciliation exceptions for your assigned accounts. Your responsibilities will include publishing cash balances within agreed deadlines and escalating any potential delays. It will be your duty to assign reconciliation exceptions to the appropriate party and ensure timely clearance within set timeframes. Collaboration with internal partners such as Portfolio Management, Public & Private Operations, and external parties like Global Custodians will be essential to ensure the prompt and accurate resolution of reconciliation exceptions. Adherence to team management's...

The Sec & Derivatives Lead Analyst position at our organization involves processing orders and transactions from trading desks and branch offices alongside the Operations - Transaction Services team. Your primary responsibility will be to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. You should have a strong background in tax-related areas with a good understanding of tax reporting and operational tax processes. Experience in Tax Operations, including Direct/Indirect Tax, Withholding Tax, Goods and Services Tax, and Trading Tax, is essential. Your role will require excellent multi-tasking, organizational, and time management skills...

The Securities & Derivatives Intmd Analyst position is an intermediate level role that involves processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. The main objective of this position is to facilitate the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Experience in non-financial regulatory and tax reporting with subject matter expertise - Strong understanding of OTC derivatives and investment products - Proficiency in spoken and written English, with excellent presentation and communication skills - Knowledge of operational risks and control f...

About Biz2X Biz2X is the leading digital lending platform, enabling financial providers to power growth with a modern omni-channel experience, best-in-class risk management tools, and a comprehensive yet flexible Servicing engine. The company partners with financial institutions to support their Digital Transformation efforts with Biz2X's digital lending platform. Biz2X solutions not only reduce operational expenses but also accelerate lending growth by significantly improving client experience, reducing total turnaround time, and equipping relationship managers with powerful monitoring insights and alerts. Key Responsibilities: You will be responsible for building credit risk models, drivin...

Role Description Its a popular perception that if you have experience in Trade Finance Operations, you are never out of job. We handle multiple products like Letter of Credit, Collections, Bank Guarantees etc. Depending on your appetite to learn, you will get enough opportunities to learn multiple products/processes. The learning never ends in Trade Finance Operations. Our subject matter experts will ensure that you get the necessary training on the products and processes. Your key responsibilities Day to day management of Process Service Delivery Serve as Internal/external escalation point Serve as technical operational expert for queries from clients/team members etc. Monitoring and contro...

Qualifications Bachelor's/Master's degree with 2-4 years of relevant experience, demonstrating proficiency in conducting detailed research and producing high-quality reports. Experience in managing projects and leading junior analysts. Skills Required Preparation of different levels of Due Diligence Reports for Global Clients. To conduct qualitative research in a timely manner on companies and individuals for the varying businesses and/or compliance requirements of the clients, performing due diligence checks. Preparing of reports with corporate records research, directorship, regulatory, bankruptcy and litigation checks for subject company/individual from various countries. Research and ana...

Qualifications Bachelor's/Master's degree with 2-4 years of relevant experience, demonstrating proficiency in conducting detailed research and producing high-quality reports. Experience in managing projects and leading junior analysts. Skills Required Preparation of different levels of Due Diligence Reports for Global Clients. To conduct qualitative research in a timely manner on companies and individuals for the varying businesses and/or compliance requirements of the clients, performing due diligence checks. Preparing of reports with corporate records research, directorship, regulatory, bankruptcy and litigation checks for subject company/individual from various countries. Research and ana...

Location- Delhi/ Mumbai Qualifications Bachelor's/Master's degree with 2-4 years of relevant experience, demonstrating proficiency in conducting detailed research and producing high-quality reports. Experience in managing projects and leading junior analysts. Skills Required Preparation of different levels of Due Diligence Reports for Global Clients. To conduct qualitative research in a timely manner on companies and individuals for the varying businesses and/or compliance requirements of the clients, performing due diligence checks. Preparing of reports with corporate records research, directorship, regulatory, bankruptcy and litigation checks for subject company/individual from various cou...

In this role, you will: Lead complex initiatives including creation, implementation, documentation, validation, articulation, and defense of highly statistical theory Qualify monitor markets and forecast credit and operational risks Strategize short and long-term objectives, and provide analytical support for a wide array of business initiatives Utilize stochastic, structured securities, spread analysis, with the expertise in the theory and mathematics behind the analysis Review and assess models inclusive of technical, audit, and market perspectives Identify structure and scope of review Enable decision making for product and marketing with broad impact and act as key participant to develop...