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5.0 - 15.0 years
2 - 5 Lacs
Hyderabad
Work from Office
Company Name: Aditya Birla Experience: 1-8 Years Location: Hyderabad (WFO) Interview Mode: F2F Interview Rounds: 1 Round Notice Period: Any Job description: Role & responsibilities To ensure active management of clients & achieve the target active AUM To be responsible for identifying customer needs, assessing their risk appetite, and providing them with investment options Responsible for new client acquisition To provide regular updates to the clients regarding the market changes and subsequent changes to the portfolio To achieve healthy revenues without compromising on client profitability To have a clear focus on client mining To conduct regular Client Meetings & update the same in the meeting tracker To attain maximum reach of investment ideas/stock calls initiated Keep abreast of the market news, financial trends, and current affairs attend post result con-calls, and analyst meets for improved client servicing. Preferred candidate profile Graduate/postgraduate with 1 years experience\should have good communication skills should be self starter NISM8 Mandatory
Posted 3 weeks ago
4.0 - 9.0 years
5 - 10 Lacs
Bhubaneswar, Kolkata, Mumbai
Work from Office
* Responsible for client profiling and sharing in house calls and other information to mapped clients * Responsible for increasing revenue from the Axis Burgundy and Private clients. Required Candidate profile * Min 1 year experience in Equity dealing (terminal handling) with any Indian Broking Company *** (On Job Experience with Indian Broking Company)*** *** No Self Trading Experience ***
Posted 3 weeks ago
0.0 - 2.0 years
4 - 7 Lacs
Hyderabad
Work from Office
" Job Title: Finance & Market Operations Executive Location : Hyderabad Department : Finance / Investment / Operations Job Type : Full-Time Experience : 0-2 Years (Freshers can apply) Job Summary: We are seeking a dynamic and detail-oriented B.Com graduate with strong computer skills and a good understanding of the stock market. The ideal candidate will assist in day-to-day financial operations, market tracking, data analysis, and support investment activities. Key Responsibilities: Monitor daily stock market trends and prepare relevant reports Assist in investment operations and trade executions Maintain and update financial databases, reports, and dashboards Perform basic technical and fundamental analysis of stocks Coordinate with internal teams and external brokers or financial institutions Handle data entry and reconciliation tasks Prepare and maintain MIS reports and financial statements Support compliance and documentation work related to investments Required Skills & Qualifications: Bachelor s degree in Commerce (B.Com) Good knowledge of the stock market, trading platforms, and financial instruments Strong computer skills - MS Excel, Word, PowerPoint, and internet research Analytical mindset with attention to detail Good communication and coordination skills Preferred Qualifications: Certification in stock market or trading (e.g., NISM, NSE Academy) is a plus Experience with any trading simulation software or real-time market analysis tools Knowledge of accounting software like Tally or ERP systems ",
Posted 3 weeks ago
15.0 - 19.0 years
0 Lacs
pune, maharashtra
On-site
The role of BFSI - Agency Partner / Financial Planning Advisor at loadncode in Pune - PCMC is a contract hybrid position with the flexibility for remote work. Your responsibilities will include tasks related to financial planning, LA / LI Agency partnerships, recruitment, and advisory services. This role offers the opportunity for direct employment and career growth with BFSI Giants in the industry. It is essential to have knowledge of IRDA, RBI, SEBI regulatory guidelines. A basic graduation in any sector is required along with a minimum of 15+ years of experience in any industry. Your daily tasks will involve conducting meetings and calls to provide updates to customers on financial products. You will be responsible for KPI/KRA management and should have previous experience in cold calling and marketing BFSI products, which will be considered an advantage. Candidates with prior experience as LIA with IR 38 are welcome. To be successful in this role, you must have financial planning expertise, strong communication skills, and knowledge of the BFSI sector. Experience in agency partnerships and certifications in financial planning or related fields like IR38, NSE, etc., are desirable. If you are interested in this opportunity, please submit your resume here or email it to JPBhatia@loadncode.com. You can also contact us at Ph: +91 7021209092.,
Posted 3 weeks ago
1.0 - 3.0 years
3 - 7 Lacs
Bengaluru
Work from Office
Role Purpose The purpose of the role is to provide effective technical support to the process and actively resolve client issues directly or through timely escalation to meet process SLAs. Do Support process by managing transactions as per required quality standards Fielding all incoming help requests from clients via telephone and/or emails in a courteous manner Document all pertinent end user identification information, including name, department, contact information and nature of problem or issue Update own availability in the RAVE system to ensure productivity of the process Record, track, and document all queries received, problem-solving steps taken and total successful and unsuccessful resolutions Follow standard processes and procedures to resolve all client queries Resolve client queries as per the SLAs defined in the contract Access and maintain internal knowledge bases, resources and frequently asked questions to aid in and provide effective problem resolution to clients Identify and learn appropriate product details to facilitate better client interaction and troubleshooting Document and analyze call logs to spot most occurring trends to prevent future problems Maintain and update self-help documents for customers to speed up resolution time Identify red flags and escalate serious client issues to Team leader in cases of untimely resolution Ensure all product information and disclosures are given to clients before and after the call/email requests Avoids legal challenges by complying with service agreements Deliver excellent customer service through effective diagnosis and troubleshooting of client queries Provide product support and resolution to clients by performing a question diagnosis while guiding users through step-by-step solutions Assist clients with navigating around product menus and facilitate better understanding of product features Troubleshoot all client queries in a user-friendly, courteous and professional manner Maintain logs and records of all customer queries as per the standard procedures and guidelines Accurately process and record all incoming call and email using the designated tracking software Offer alternative solutions to clients (where appropriate) with the objective of retaining customers and clients business Organize ideas and effectively communicate oral messages appropriate to listeners and situations Follow up and make scheduled call backs to customers to record feedback and ensure compliance to contract /SLAs Build capability to ensure operational excellence and maintain superior customer service levels of the existing account/client Undertake product trainings to stay current with product features, changes and updates Enroll in product specific and any other trainings per client requirements/recommendations Partner with team leaders to brainstorm and identify training themes and learning issues to better serve the client Update job knowledge by participating in self learning opportunities and maintaining personal networks Mandatory Skills: Institutional_Finance_Buy_Side_Others. Experience:1-3 Years.
Posted 3 weeks ago
5.0 - 7.0 years
9 - 13 Lacs
Mumbai
Work from Office
Select with space bar to view the full contents of the job information. Manager - Compliance Job Details | TATA Digital Search by Keyword Search by Location Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Manager - Compliance Mumbai Job Summary As a Compliance Manager , you will be responsible for overseeing and managing compliance across the Company s business verticals, including stock broking, registered investment advisory, and distribution of investment products (mutual funds, bonds, FDs, etc.). You will ensure adherence to regulatory requirements and internal policies, while providing guidance on compliance matters to management and employees. Key Responsibilities Develop, implement, and oversee the compliance program to ensure adherence to SEBI regulations and circulars/mandates issued by other regulatory or quasi-regulatory bodies. Monitor regulatory changes and update company policies and procedures accordingly. Prepare and submit regulatory reports and filings to SEBI, stock exchanges, depositories, and other relevant bodies. Liaise with regulatory authorities and respond to inquiries in a timely and accurate manner. Investigate and resolve compliance-related issues, including internal and external complaints. Prepare, review, and submit applications for licenses, registrations, and approvals. Monitor and review transactions to identify potential compliance issues. Conduct regular compliance reviews to detect and mitigate regulatory risks. Develop and deliver compliance training programs to promote awareness of regulatory requirements and internal policies. Collaborate with other departments to integrate compliance requirements into business processes. Qualifications & Experience Bachelor s degree in Law, Company Secretary, or a related field. 5 7 years of experience in compliance roles within the stock broking and investment distribution industry. In-depth knowledge of SCRA, SEBI regulations, and other relevant regulatory frameworks. Experience with regulatory portals/platforms such as Member Portal, NSE ENIT, IMS, NMASS, etc. Hands-on experience with day-to-day exchange compliance. Understanding of Company Law compliance is an added advantage. Strong analytical skills and attention to detail. Excellent communication, interpersonal, and time-management skills.
Posted 3 weeks ago
2.0 - 4.0 years
1 - 4 Lacs
Kolkata
Work from Office
Job Overview , a publicly listed company on the NSE-SME platform and a pioneer in lightweight gold jewellery manufacturing, is hiring a proactive and experienced Human Resource Executive . This role is ideal for HR professionals looking to work in a growth-oriented and compliant corporate environment that values people, performance, and purpose. Key Responsibilities Handle end-to-end recruitment: job postings, screening, interviewing, and onboarding. Maintain and update employee records in compliance with company policies and legal requirements. Assist in payroll processing and resolve employee queries related to salaries, benefits, and leave. Develop and implement HR strategies, initiatives, and policies aligned with the overall business strategy. Coordinate training and development programs to enhance employee performance. Support performance appraisal processes and provide administrative support during review cycles. Address employee grievances professionally and maintain a positive work environment. Ensure compliance with labor laws and HR best practices. Organize employee engagement activities, welfare events, and internal communications. Qualifications Bachelor s degree in Human Resources, Business Administration, or related field (MBA in HR preferred). 2-4 years of proven experience in an HR role, preferably in the retail or manufacturing industry. Sound knowledge of labor laws and HR best practices. Strong interpersonal and communication skills. Proficient in MS Office and HR software (e.g., Keka, Zoho People, GreytHR, etc.). Ability to work independently and manage multiple tasks efficiently. High level of professionalism, discretion, and integrity. Office Hours: 10 AM 7:30 PM What We Offer: A dynamic and collaborative work environment. Opportunities for professional growth and development. Competitive salary and benefits package. The chance to be part of a company that values innovation and excellence. Why Join Us? As a listed company, Pushpa Jewellers offers a stable, transparent, and growth-focused environment. Be part of a legacy brand committed to quality craftsmanship, employee development, and operational excellence. Excited to make an impact in HR at a growing listed company? Apply now and become a key part of our golden legacy. Job Category: Human Resource Job Type: Full Time Job Location: Kolkata Apply for this position Full Name * Email * Phone * Permanent Address * Upload CV/ Resume/ Portfolio * Upload CV/ Resume/ Portfolio * Allowed Type(s): .pdf, .doc, .docx Gender * Marital Status Nationality Date Of Birth Highest Qualification * Work Experience * Last Drawn CTC Expected CTC * Physically Challenged? * Notice Period (If any) Any Criminal Proceeding Against You? * By using this form you agree with the storage and handling of your data by this website. * Recent Posts Pushpa Jewellers Ltd Reinvents Lightweight Gold Jewellery Manufacturing for
Posted 3 weeks ago
1.0 - 3.0 years
3 - 7 Lacs
Bengaluru
Work from Office
Responsibilities: Hands on experience with asset servicing, processing principal activities like Drawdown, Paydown, Interest in Geneva Reconcile cash and positions across all funds on daily basis using DUCO platform Reviewing upcoming activities exceptions from Geneva WSO accelerator, contract modifications as per the agent notices. Work across multiple groups to troubleshoot technical and accounting problems Ensure all the activities are processed and updated in Geneva. Reach out to Agents / Trustee / Internal team for resolving exceptions on daily basis. Escalation of unresolved cash and position breaks to Manager and onshore team Create SOP and participate in training program Liaise with global teams and support ongoing projects, system integration, perform UAT, as needed Desired Candidate Profile: Knowledge of Syndicated Bankloan/ Private Credit / CLOs Processing experience of using Geneva as a software tool for Syndicated Bankdebt Module Reconciliation experience of Cash and Position using DUCO or any other Recon platform Hands on experience of processing activities manually in Geneva related to Credit Facilities in Geneva Awareness of Agents Banks, Trustees and Custodian role in supporting Private Credit Strong Microsoft Office skills (MS Excel, MS PowerPoint and MS Word) with high proficiency in Microsoft Excel Highly motivated and the ability to effectively work as an individual contributor and possess strong analytical, problem solving, critical thinking and decision-making skills, multitask and deliver under tight deadlines The profile involves effective communication across Clients' facilities globally and hence possessing excellent interpersonal and communication skills in verbal and written English is a must A demonstrated ability to write effectively and summarize large amounts of information succinctly and quickly A desire to work in an international team environment, often under pressure and with multiple stakeholder Mandatory Skills: Institutional_Finance_Buy_Side_Others. Experience: 1-3 Years.
Posted 3 weeks ago
3.0 - 8.0 years
3 - 8 Lacs
Panaji, Mumbai, Indore
Work from Office
- Order Punching on behalf of client, Terminal Handling, Advising the client - Client base is Provided by the company - Achieve target of brokerage generation - Cross selling of Mutual Fund, Demat A/c to existing client - popularplacement@gmail.com Required Candidate profile - Must have NISM 8 Certificate. - Should be ready to achieve Brokrage generation target - 1 Year of Dealing Experience in Stock Market. candidate can also send CV at popularplacement@yahoo.com
Posted 3 weeks ago
2.0 - 7.0 years
3 - 6 Lacs
Rajkot
Work from Office
1. Evaluating and assisting in achieving the Teams Targets. 3. Accomplishment of Account opening targets of Relationship Manager, Assistant Relationship Manager, and Senior Relationship Manager. 4. Number of corporate tie-ups and HNI lead generated Required Candidate profile Must have experience of Team handling in broking industry Interested can share CV on shweta.rajput@tradebulls.in or WhatsApp on 8422827225
Posted 3 weeks ago
9.0 - 14.0 years
5 - 15 Lacs
Panaji, Mumbai, Mumbai Suburban
Work from Office
- Order Punching on behalf of client, Terminal Handling, Advising the client - Client base is Provided by the company - Achieve target of brokerage generation - Cross selling of Mutual Fund, Demat A/c to existing client - popularplacement@gmail.com Required Candidate profile - Must have NISM 8 Certificate. - Should be ready to achieve Brokrage generation target - 1 Year of Dealing Experience in Stock Market. candidate can also send CV at popularplacement@yahoo.com
Posted 3 weeks ago
2.0 - 6.0 years
5 - 8 Lacs
Belgaum
Work from Office
Responsibilities: Be the frontline expert - Manage and maintain multiple customer cloud environments, ensuring uptime and performance. Own the customer experience - Resolve support tickets efficiently while keeping customers informed and confident in your expertise. Think fast, act faster - Identify, troubleshoot, and escalate high-priority issues to prevent downtime and disruptions. Collaborate to innovate - Work with senior engineers, account teams, and project managers to resolve complex cloud and networking challenges. Stay hands-on - Provide direct support via phone and email, ensuring quick, effective resolutions that keep businesses running smoothly. Drive solutions, not just fixes - Deliver lasting resolutions that enhance system stability, security, and customer success. Required Qualifications: High School Diploma/GED (or equivalent experience), with less than 2 years of professional experience, OR a minimum of 2 years of relevant experience in a technical support role. Basic knowledge
Posted 3 weeks ago
5.0 - 10.0 years
5 - 8 Lacs
Kolkata
Work from Office
Role & responsibilities IT support required for in house server system, proprietary trading and client trading. Knowledge of RMS will be preferred. Preferred candidate profile Experienced in the field of Stock Broking Business. Immediate joining.
Posted 3 weeks ago
2.0 - 5.0 years
10 - 12 Lacs
Bengaluru
Work from Office
Responsible for reactivation of dormant clients. Ensure growth in clientele by converting leads Conduct meeting with clients as part of client servicing and cross selling other financial product Understand the market updates for the day to provide accurate information to the client Profile customers based on their investment trends and past record available with us Attend calls and execute the orders on behalf of clients by doing Pre trade and post trade confirmation. Develop and maintain a long-term relationship with customers to maintain a high level of retention of the existing customer and also focus on generating new business. Pitch clients for other investment products offered by the company To maintain a synergistic relationship with Relationship Managers - Sales, by supporting their sales efforts to enhance business Update clients visit and all other communication with the client in the CRM software Work towards building a network and expanding the client base. Key Result Areas Call Management Ensure all calls received at the desk are handled effectively and without waiting period Reactivating dormant clients Continuously work towards reactivating dormant clients Cross Sell Third Party Products Develop avenues through networking with active and reactivated clients to sell third party products Data Management Accurately record key information of the client to build revenue generation plan
Posted 3 weeks ago
3.0 - 4.0 years
2 - 3 Lacs
Mumbai
Work from Office
We are looking for a skilled and experienced Options Dealer to join our dynamic dealing desk in Mumbai. The ideal candidate will have a strong understanding of equity and derivatives markets, demonstrated experience in Options Trading, and a proven ability to manage HNI and UNI clients effectively. A valid NISM Series VIII (Equity Derivatives) certification is mandatory, along with a minimum of 34 years of relevant experience. Key Responsibilities Execute trades in Equity and Derivatives (Options) on behalf of clients with 0% dealing errors. Efficiently handle and manage HNI and UNI clients with a focus on timely trade execution and exceptional service. Operate trading terminals such as Neat, Kambola, Greeke, and ODIN with proficiency. Provide real-time order updates and confirmations to clients over recorded communication lines. Engage consistently with clients, including the reactivation of dormant accounts. Promptly address and resolve client queries in a professional manner. Maintain accurate trade execution records and client interaction logs using internal CRM tools. Collaborate with internal branches for revenue generation and effective issue resolution. Ensure strict adherence to Risk Management, Settlement, and Compliance protocols. Comply with SEBI regulations, exchange rules, and internal company policies. Acquire and onboard quality clients through strategic networking, referrals, and market insights. Execute orders using Bloomberg or equivalent trading platforms. Required Skills & Qualifications Minimum 4 years of experience in Institutional Dealing. Valid NISM Series VIII (Equity Derivatives) Certification. Comprehensive knowledge of equity and derivatives (options) trading. Proficiency in using trading terminals and software (e.g., Bloomberg, ODIN). Strong client servicing and relationship management skills.
Posted 3 weeks ago
3.0 - 8.0 years
8 - 15 Lacs
Thane
Work from Office
We have an opening for a Company Secretary & Compliance Officer for our client in Thane. Experience: Minimum 3 to 5 years of experience as a Company Secretary in a listed company, preferably on the NSE. Location: Wagle Estate, Thane West
Posted 3 weeks ago
10.0 - 12.0 years
35 - 40 Lacs
Bengaluru
Work from Office
Number of Openings* 2 ECMS Request no in sourcing stage * 525115 525116 Duration of contract* 6 Months Total Yrs. of Experience* 10 Relevant Yrs. of experience* (Total and Relevant cannot be the same which results in sourcing irrelevant talents) 8+ Detailed JD *(Roles and Responsibilities) We are seeking an experienced SAP S/4HANA Archiving Consultant to design and implement enterprise-level data archiving strategies that enhance system performance, ensure regulatory compliance, and optimize storage costs. Expertise in OpenText Content Server, DART, and SAP archive object configuration is essential. Familiarity with SAP HANA Native Storage Extension (NSE) for warm/cold data tiering is a strong advantage. Key Responsibilities 1. OpenText Content Server Configuration Integrate and configure OpenText with SAP S/4HANA for secure document storage and retrieval. 2. DART (Data Retention Tool) Management Set up and enhance DART structures for audit and compliance needs. Perform import/export of DART files via the content server. 3. Archive Object Setup Configure and manage standard/custom archive objects (FI, MM, SD, etc.) aligned with data retention policies. 4. Archive Access & Transaction Setup Enable archived data access through standard SAP transactions (e.g., SARA, VA03). Ensure seamless retrieval and usability of archived information. 5. Job Execution & Scheduling Execute write and delete jobs to manage historical data. Schedule recurring archiving jobs and monitor performance. 6. Project Planning & Documentation Develop detailed project plans, track milestones, and maintain comprehensive configuration documentation. 7. Cross-functional Collaboration Coordinate with business and functional teams for testing, training, and obtaining user sign-offs. Qualifications: Proven experience in SAP S/4HANA Data Archiving and OpenText Content Server / ArchiveLink integration. Strong knowledge of DART configuration, archive object setup, and archiving job management. Excellent problem-solving, documentation, and communication skills. Ability to work independently and collaboratively with cross-functional teams. Experience with SAP HANA Native Storage Extension (NSE) for cost-effective warm/cold data tiering. Exposure to SAP ILM (Information Lifecycle Management). Relevant SAP certifications (e.g., DVM, Data Archiving, ILM Mandatory skills* SAP ABAP Desired skills* S4Hana - S4 Fashion experience a plus Domain* SAP ABAP
Posted 3 weeks ago
2.0 - 5.0 years
4 - 8 Lacs
Pune
Work from Office
About Gruve Gruve is an innovative software services startup dedicated to transforming enterprises to AI powerhouses. We specialize in cybersecurity, customer experience, cloud infrastructure, and advanced technologies such as Large Language Models (LLMs). Our mission is to assist our customers in their business strategies utilizing their data to make more intelligent decisions. As a well-funded early-stage startup, Gruve offers a dynamic environment with strong customer and partner networks. Position Summary: We re looking for a motivated and talented individual interested in working on Next generation firewalls. Key Responsibilities: Create and follow SOP for changes (configuration and process) Security design review Security HLD and LLD review and management NGFW implementation NGFW migration NGFW configuration assessment Configuration as per the industry best practices. Planning and executing critical changes. TAC case raise, track and closure end-to-end Customer engagement withstand up meeting / weekly meeting / challenges hurdle / concerns / optimization. Preferred Qualifications: Education: BE-Computer Science/IT OR MCA OR University degree equivalent 2-5 years of experience in security and network security. Hands on Experience on major NGFW players in market such as Palo Alto, Cisco FTD, FortiGate, Checkpoint. Understanding of Networking and Network Security technologies and features. Adaptability in understanding and implementing new technology/vendor. Certification: PCNSA, PCNSE, NSE-1, NSE-2, NSE-3, NSE-4 Why Gruve At Gruve, we foster a culture of innovation, collaboration, and continuous learning. We are committed to building a diverse and inclusive workplace where everyone can thrive and contribute their best work. If you re passionate about technology and eager to make an impact, we d love to hear from you. Gruve is an equal opportunity employer. We welcome applicants from all backgrounds and thank all who apply; however, only those selected for an interview will be contacted.
Posted 4 weeks ago
1.0 - 3.0 years
3 - 5 Lacs
Mumbai
Work from Office
Role & responsibilities Job Title-Back Office Operations Executive Role and Responsibilities: 1) NSE, BSE & FNO Trade Processing. 2) Follow Up With Custodian, Clearing House & Fund Houses To Confirm The Trades 3) Checking & Allocation Of Dividend, Rights, Bonus & All Corporate Action. 4) OFS/ OTB Process. 5) Margin Reporting 6) Daily Holding Reporting. 7) Daily Pay-in/ Payout Shortage Reporting. 8) Daily MTF Reporting To Exchange.
Posted 4 weeks ago
4.0 - 9.0 years
6 - 9 Lacs
Gurugram
Work from Office
Compliance Officer QuantaNova Technologies LLP Location: Onsite – Golf Course Road, Gurgaon (Full-Time) About QuantaNova Technologies QuantaNova Technologies is a new-age quantitative trading firm with a bold vision: to build a world-class, AI-first investment firm excelling across global markets, guided by scientific principles and academic rigor.. Founded by graduates from the Massachusetts Institute of Technology (MIT), with extensive experience managing multi-million-dollar portfolios at leading global hedge-funds, we are poised to redefine the investing landscape. Role Overview: We are seeking an experienced Compliance Officer to oversee all regulatory compliance functions, ensuring strict adherence to the rules laid down by SEBI, Stock Exchanges (NSE, BSE, MCX, NCDEX), Depositories (CDSL, NSDL), and other governing bodies. The ideal candidate will have deep expertise in regulatory frameworks, market operations, and risk management across capital markets. Key Responsibilities: Regulatory & Trading Compliance: Ensure firm-wide adherence to all SEBI, Exchange, and Depository regulations. Manage the full lifecycle of algorithmic trading compliance, from strategy approvals and real-time monitoring to maintaining complete audit trails. Oversee compliance for all trading platforms (NEAT, TWS, CTCL), ensuring robust risk management controls are in place. Implement and maintain stringent Anti-Money Laundering (AML) and Know Your Customer (KYC) processes. Audits & Reporting: Lead reporting obligations to regulatory bodies, manage surveillance and grievances. Direct technology compliance, including adherence to SEBI's cybersecurity framework and coordinating all periodic system and network audits. Conduct regular internal compliance audits, reviews, and training. Oversight & Engagement: Act as the primary, independent liaison with SEBI and Exchanges, for inspections Maintain expert knowledge of evolving regulations, with a special focus on rules impacting quantitative trading/ HFT Serve as the independent authority on compliance matters Ensure all staff meet and maintain mandatory certifications (e.g., NISM-Series-III A). Eligibility Criteria Graduate from a recognized institution (Law, Commerce, Finance, Economics, etc., preferred). Minimum 4+ years of regulatory compliance experience in stockbroking or financial services. Mandatory Certification: NISM-Series-III A: Securities Intermediaries Compliance. In-depth knowledge of SEBI, Exchange, and Depository regulations and hands-on experience with trading platforms (NEAT, TWS, CTCL), RMS, back-office, AML, and KYC norms. Strong understanding of Indian securities markets, risk principles, and regulatory frameworks. Must meet SEBI's "fit and proper" criteria as per circular NSE/COMP/54600 and participate in mandatory half-yearly compliance training. Compensation: Salary at par with the best in the industry
Posted 4 weeks ago
3.0 - 8.0 years
2 - 6 Lacs
Hyderabad, Chennai, Bengaluru
Work from Office
- Order Punching on behalf of client, Terminal Handling, Advising the client - Client base is Provided by the company - Achieve target of brokerage generation - Cross selling of Mutual Fund, Demat A/c to existing client - popularplacement@gmail.com Required Candidate profile - Must have NISM 8 Certificate. - Should be ready to achieve Brokrage generation target - 1 Year of Dealing Experience in Stock Market. candidate can also send CV at popularplacement@yahoo.com
Posted 1 month ago
2.0 - 7.0 years
7 - 8 Lacs
Mumbai
Work from Office
We are seeking a dynamic and detail-oriented Qualified Company Secretary (CS) to join our team and lead compliance and secretarial functions related to the Initial Public Offering (IPO) process The ideal candidate will play a critical role in managing legal, regulatory, and governance aspects, ensuring full compliance with SEBI, ROC, and stock exchange requirements Key Responsibilities: IPO Preparation & Execution: Coordinate with merchant bankers, legal advisors, auditors, and other intermediaries involved in the IPO process Prepare and review offer documents, DRHP, RHP, and other regulatory filings Ensure compliance with SEBI ICDR Regulations, Companies Act, and stock exchange guidelines Regulatory Compliance: File necessary documents and returns with ROC, SEBI, NSE/BSE, and other authorities Ensure adherence to listing obligations post-IPO Board and Shareholder Meetings: Organize and document board meetings, committee meetings, and general meetings Draft agendas, notices, resolutions, and minutes Corporate Governance: Advise the Board on corporate governance best practices Maintain statutory registers and ensure timely filings and disclosures Liaison and Communication: Act as the point of contact between the company and regulatory bodies Assist in communication with stakeholders during the IPO process Required Qualifications: Qualified Company Secretary (ICSI) 35 years of post-qualification experience, preferably in IPOs or listed company compliance Strong knowledge of SEBI regulations, Companies Act, and listing obligations Excellent communication, drafting, and coordination skills Ability to manage multiple stakeholders and work under tight deadlines Preferred Qualifications: Experience working with companies that have undergone IPO or are listed Additional legal or finance qualifications (LLB, CFA, CA Inter) will be a plus Compensation: As per industry standards and experience
Posted 1 month ago
8.0 - 12.0 years
22 - 30 Lacs
Gurugram
Work from Office
The incumbent will be responsible to manage the company s litigation and other potential dispute resolution procedures. Position Demands LLB 8-12 Years of extensive Work Experience in handling litigation Good work experience in Power sector Knowledge of construction/EPC/ Infrastructure sector Candidate preferably from Infrastructure Sector or with law firm background Key Accountabilities / Responsibilities Experience in handling litigation including matters pertaining to RoW compensation under Electricity and Telegraph Act, Land Acquisition, Arbitration, Constitutional matters, claims, contractual disputes and criminal cases. Hand on experience in representing or assisting in matters before Writ Courts, District Courts, DRT, Claim Tribunal, Consumer Courts etc Ability to draft, vet and finalise SLP, writ petitions, civil suits, criminal complaints, Claim petitions, counter affidavits, replies and replications. Briefing senior and external legal counsels on matters. Coordinating and following up on daily updates on pending matters with external counsel. Preparing/Monitoring of Legal MIS to use it as a control mechanism for monitoring and controlling litigation/legal cases. Manage and strategize litigation as per the company s objective and in case of contingencies appearing on behalf of company Deliver advice on legal positions in case of litigation backed with latest position on law and decisions from the courts Ensure pragmatic, prompt and cost-effective disposal/resolution of legal issues in the Company Ability to manage critical/ high stake litigation Draft and negotiate contracts as per business requirement and ensure that contracts comply with applicable laws. Review contract terms and create / update standard templates Ensures company s compliance with all statutory and legal requirements by advising management of the Company s legal rights, risks and liabilities Should be able to do thorough risk analysis before entering into various types of commercial & financial agreements and should also have the ability to draft legal agreement Good in depth knowledge of law especially related to Electricity and telegraph Act. Thorough with the procedural practice of courts and knowledge of related statutes. Competencies Behavioural - Achievement Orientation Behavioural - Altrocentric Leadership Behavioural - Analytical Decision Making Behavioural - Customer Service Orientation Behavioural - Impact and Influence Behavioural - Information Seeking Behavioural - Initiative Behavioural - Innovative Thinking Functional - Financial Functional - Operational Functional - People Functional - Strategic
Posted 1 month ago
1.0 - 5.0 years
1 - 6 Lacs
Mumbai
Work from Office
Responsibilities: * Manage mutual fund operations from NISM compliance to PMS reporting. * Oversee BSE/NSE listings, FATCA adherence, AMCS management. Annual bonus Health insurance Provident fund
Posted 1 month ago
1.0 - 6.0 years
3 - 5 Lacs
Kolkata, Shillong, Dhanbad
Work from Office
LOOKING FOR NISM VIII CERTIFICATION FOR THE ROLE OF EQUITY DEALER Location - Kolkata, Shillong, Dhanbad CTC Budget - 3.5 lacs -5.5 lacs Experience - 1 to 10 years *Job Description* Communicating Intra-day Trading Calls And Investing Customers Individually Operate NSE/BSE Terminals Ability To Advise The Clients From Time To Time Based On The Research Advices. Achieve Laid Down Budgets W.r.t Revenue Generation And Client Activation. Interested candidate can share their updated cv manasi.s@sbicapsec.com or contact on 7736562628
Posted 1 month ago
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