485 Nse Jobs - Page 20

Branch manager with expertise in sales, client acquisition, team management, compliance, and operations across equity, MF, HNI, and retail. Proven record in revenue growth and regulatory adherence.

Role & responsibilities We are seeking a skilled and experienced Dealer with in-depth knowledge and hands-on expertise in Equity Cash, F&O (Derivatives) segments of NSE & BSE, and Commodities Trading through MCX & NCDEX . The ideal candidate should be NISM certified and capable of efficiently operating trading terminals, handling client orders, and executing trades while ensuring compliance and client satisfaction. B. Com (Hons.) NISM Certifications Mandatory : NISM Series VII Securities Operations & Risk Management NISM Series VIII Equity Derivatives

Key Responsibilities: Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons / Affiliates/ Referral Partners including meeting them physically if required. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement for Authorised Persons/Affiliates/ Referral Partners. Prepare and submit regulatory filings, reports, and documentation as required by SEBI. Responsible for conducting regular training to the Business development team and Authorised Persons on compliance-related matters and promoting a culture of compliance within the organization. Collaborate with internal teams to gather necessary information for comp...

Job Title: Sr. Stock Market Faculty Job Location - DELHI ( West Delhi/ North Delhi), NOIDA Sector 2 Job Type: Full-Time Department: Financial Education / Training & Development Reports To: Head of Academics / Training Manager Job Summary: We are seeking a passionate and knowledgeable Stock Market Faculty to deliver high-quality training in equity markets, trading strategies, technical and fundamental analysis, derivatives, and portfolio management. The ideal candidate should have both theoretical knowledge and practical experience in the financial markets. Key Responsibilities: Design and deliver engaging training sessions on stock market fundamentals, technical & fundamental analysis, deriv...

Job Description: Role & responsibilities Develop, implement, and manage the companys Regulatory compliance requirements. Monitor and analyze trading activities for any irregularities or compliance. Conduct regular audits and risk assessments. Implementation of all regulatory changes Provide compliance training and support to employees. Stay updated with regulatory changes and ensure company policies are updated accordingly. Prepare and submit compliance reports to regulatory bodies. Collaborate with internal and external stakeholders to address compliance issues. Ensuring SEBI compliances for Broking, Research Analyst, PMS, Depository Participant. Co-ordinate with Exchanges, Depositories, SE...

We are an NSE and BSE-listed company. We are a Financial Consultant for Fund Raising, Equity Restructuring, Equity Creation, and Other allied activities. We are an emerging Fintech organization headquartered in Hyderabad. We provide expert Financial Solutions for retail investors, small to large scale companies for both listed and unlisted companies. Are you a Sales Branch Manager we are looking for You have considerable experience in generating AUM (Assets Under Management), selling unlisted shares and algo trading solutions. Are you hands-on in Direct Sales, indirect sales through sales distribution You have an inclination towards sales target achievement. You have a passion to develop a n...

Key Responsibilities: Assist in the implementation and maintenance of the companys compliance framework, policies, and procedures, ensuring they align with sectorial regulations and firmwide requirements. Stay up-to-date with changes in regulatory requirements and industry best practices in India, advising relevant teams on their impact. Provide guidance and training to employees on compliance-related matters, including new policies and regulatory updates. Collaborate with various departments, such as Business, legal, operations, and IT, to ensure compliance is integrated into business processes. Assist in managing and responding to regulatory inquiries and inspections. Maintain accurate and...

Operations Executive ( Mutual Fund Operation ) - HHCIL Operations Executive ( Mutual Fund Operation ) Job Title: Operations Executive ( Mutual Fund Operation ) Location: Ahmedabad, Gujarat Experience: 2 5 years Employment Type: Full-time About the Role: We are looking for an Operations Executive to handle end-to-end mutual fund operations, including client onboarding, transaction processing, back-office reconciliation, compliance support, and client servicing. Key Responsibilities: Assist with account opening, KYC, and document verification Process mutual fund transactions (purchase, redemption, SIP) Reconcile transactions and maintain updated records Generate client reports and maintain MIS...

The GCES team is looking for a talented individual to join its Hyderabad team as an Analyst/Associate ABOUT GOLDMAN SACHS Responsibilities and Qualifications Global Compliance Employee Services (GCES) is responsible for overseeing employee-related compliance matters such as licensing and registrations; employee disclosures; review and approval of employees outside brokerage accounts and the pre-clearance process for employees personal trading activities. Principal Responsibilities GCES team members work closely with business, legal and other compliance teams within the firm. While working to address various employee related compliance matters - the primary responsibilities of GCES team membe...

About Firstsource: Role and responsibilities Leading the social media mandate: Developing, executing, and implementing the annual/quarterly social media plan, aligned to strategic objectives. Thorough understanding of social media trends and a proactive approach to source content from multiple stakeholders (business, HR, CSR etc) and build engaging narratives. Online Reputation Management (ORM) and analytics : Using social listening tools to record and respond to conversations about the brand on social media. Leveraging social media platform analytics in monthly, and quarterly dashboards, to enable actionable insights and monitor growth and impact. Building and executing communications campa...