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5.0 - 10.0 years
11 - 18 Lacs
Chennai, Tamil Nadu, India
On-site
Job description Audit, Inspection, Compliance To conduct inspection & ensure timely submission of reports & subsequent compliances from Business Partners/Clients To complete the end-to-end process of monitoring receipt & review of all periodical submissions from BPs Required Candidate profile Pro-active action to ensure correct & timely compliance of all required submissions Co-ordinate & facilitate for BPs, HO & IT team
Posted 3 months ago
15.0 - 19.0 years
0 Lacs
pune, maharashtra
On-site
The role of BFSI - Agency Partner / Financial Planning Advisor at loadncode in Pune - PCMC is a contract hybrid position that offers flexibility for remote work. As a part of this role, you will be responsible for various day-to-day tasks related to financial planning, LA / LI Agency partnerships, recruitment, and advisory services. This position also presents a direct employment and career opportunity with BFSI Giants in the industry. To excel in this role, you must have knowledge of IRDA, RBI, SEBI regulatory guidelines. A basic graduation in any sector is a prerequisite, along with a minimum of 15+ years of experience in any industry. Your responsibilities will include daily meetings, cal...
Posted 3 months ago
3.0 - 8.0 years
3 - 8 Lacs
Panaji, Mumbai, Nagpur
Work from Office
- Order Punching on behalf of client, Terminal Handling, Advising the client - Client base is Provided by the company - Achieve target of brokerage generation - Cross selling of Mutual Fund, Demat A/c to existing client - popularplacement@gmail.com Required Candidate profile - Must have NISM 8 Certificate. - Should be ready to achieve Brokrage generation target - 1 Year of Dealing Experience in Stock Market. candidate can also send CV at popularplacement@yahoo.com
Posted 3 months ago
8.0 - 12.0 years
8 - 9 Lacs
Mumbai
Work from Office
Apply for job at Sushil Finance - Actionable Knowledge Institutional Dealer - Institution - Mumbai Qualifications Graduation Job Responsibilities Execute accurate and timely trades in Cash and Derivative segments for institutional clients via platforms like BOLT, NEAT, and CTCL. Actively engage with Mutual Funds (Active Passive), Insurance Companies, Banks, PMS, and other institutions to manage and expand client relationships. Identify business opportunities and promote in-house research, trade ideas, and execution services to institutional clients. Handle arbitrage trades, SR trades, and provide market insights and trade support aligned with client mandates. Coordinate closely with internal...
Posted 3 months ago
3.0 - 5.0 years
3 - 5 Lacs
Gurugram
Work from Office
About the Role: We are looking for a proactive and detail-oriented Operations Executive Investment Support with hands-on experience in mutual fund back-office operations . This is a critical role within our operations team, where you'll be responsible for ensuring smooth execution of client transactions, documentation, compliance, and coordination with internal and external stakeholders. Key Responsibilities: Handle end-to-end client onboarding including KYC verification, FATCA compliance, and documentation across mutual fund platforms. Execute and monitor Mutual Fund/SIP/Insurance transactions based on client instructions with accuracy and timeliness. Coordinate with clients and Relationshi...
Posted 3 months ago
5.0 - 10.0 years
15 - 20 Lacs
Kolkata
Work from Office
Execute trades in Equity & Fixed Income instruments on behalf of clients (retail/HNI/institutional).Monitor market movements & provide real-time updates to clients.Ensure compliance with SEBI regulations /internal risk controls .exp in derivatives. Required Candidate profile The ideal candidate should be well-versed in market operations, trading platforms, and client execution. Exposure to Derivatives (F&O) will be considered a strong advantage.must be NISM 8 certified .
Posted 3 months ago
6.0 - 8.0 years
5 - 7 Lacs
Mumbai, Mumbai Suburban, Navi Mumbai
Work from Office
WE'RE HIRING! We are looking to fill the position of Senior Surveillance Executive in our organization. Location: Santacruz, Mumbai Experience: 6 - 8 Years Qualification: Graduate / Postgraduate in Finance, Commerce, Economics or related field Certifications Preferred: NISM Certification KEY RESPONSIBILITIES: Monitor and analyze trading activities to identify instances of market manipulation, insider trading, front running, and other regulatory breaches. Review alerts generated from NSE / BSE surveillance systems and internal tools. Investigate anomalies and prepare detailed reports for internal review and regulatory filings. Liaise with Exchanges and internal teams for closure of alerts and...
Posted 3 months ago
6.0 - 8.0 years
5 - 7 Lacs
Mumbai, Mumbai Suburban, Navi Mumbai
Work from Office
WE'RE HIRING! We are looking to fill the position of Surveillance Officer in our organization. Location: Santacruz, Mumbai Experience: 6 - 8 Years Qualification: Graduate / Postgraduate in Finance, Commerce, Economics or related field (NISM Certifications Preferred) KEY RESPONSIBILITIES: Monitor and analyze client and proprietary trades to detect suspicious patterns such as market manipulation, insider trading, or front running. Investigate alerts generated by NSE / BSE surveillance systems and internal monitoring tools. Handle regulatory communications, inspections, and ensure timely closure of observations. Prepare comprehensive reports on surveillance findings for internal and regulatory ...
Posted 3 months ago
1.0 - 6.0 years
3 - 8 Lacs
Mumbai
Work from Office
Department Marketing No. of Openings 1 Age 21-25 Qualifications Any Graduate Experience in Years Fresher to 1 Year Job Responsibilities Plan & Execute Webinars, Offline/Online Events. Coordinate with Clients, Teams, & Speakers. Manage Post-Event Follow-up & Reminders. Support the Messaging System & Data Management. Assist B2B/B2C Campaigns and Social Media Awareness. Technical Competencies Proficient in MS Excel, Advanced Excel & Google Sheets. Strong skills in creating presentations using PowerPoint. Job Competencies Strong communication skills. Excellent relationship-building and client engagement skills. Team Player. Time Management. Multitasking. Candidate Profile Fluent in English, Hind...
Posted 3 months ago
2.0 - 5.0 years
2 - 5 Lacs
Jaipur, punchkula
Work from Office
Trade Execution: Accurately & efficiently execute buy & sell orders for clients in equities, derivatives Build & maintain long-term, trusting relationships with clients All trading activities adhere to SEBI regulations & internal compliance policies Required Candidate profile Graduate with 2-3 yrs experience in Stock Broking co as a Relationship manager/ Equity Dealer NISM Mandatory Strong analytical and problem-solving abilities. info.aspiringmantra@gmail.com
Posted 3 months ago
2.0 - 5.0 years
2 - 5 Lacs
Jaipur, punchkula
Work from Office
Trade Execution: Accurately & efficiently execute buy & sell orders for clients in equities, derivatives Build & maintain long-term, trusting relationships with clients All trading activities adhere to SEBI regulations & internal compliance policies Required Candidate profile Graduate with 2-3 yrs experience in Stock Broking co as a Relationship manager/ Equity Dealer NISM Mandatory Strong analytical and problem-solving abilities. info.aspiringmantra@gmail.com
Posted 3 months ago
1.0 - 6.0 years
7 - 7 Lacs
Surat
Work from Office
CS is one of the legal representatives of a company that performs and manages various regulatory functions. Company Secretary works as an in-house legal expert and compliance officer with the company.
Posted 3 months ago
3.0 - 5.0 years
5 - 9 Lacs
Hyderabad
Work from Office
Role Purpose The purpose of the role is to resolve, maintain and manage clients software/ hardware/ network based on the service requests raised from the end-user as per the defined SLAs ensuring client satisfaction Do Ensure timely response of all the tickets raised by the client end user Service requests solutioning by maintaining quality parameters Act as a custodian of clients network/ server/ system/ storage/ platform/ infrastructure and other equipments to keep track of each of their proper functioning and upkeep Keep a check on the number of tickets raised (dial home/ email/ chat/ IMS), ensuring right solutioning as per the defined resolution timeframe Perform root cause analysis of t...
Posted 3 months ago
8.0 - 13.0 years
16 - 20 Lacs
Bengaluru
Work from Office
Position Title: Network Engineer REPORTING TO Network Team Lead, Food, Feed & Agro Testing Europe GEOGRAPHICAL REPORTING LOCATION: India WORKING LOCATION: Bangalore, India NUMBER OF EMPLOYEES UNDER RESPONSIBILITY : 0 OVERALL OBJECTIVES: As a member of the IT Infrastructure Support Team at Eurofins Food, Feed & Agro Testing Europe, you will join a growing international crew to work on the maintenance of recently deployed segregated IT User Zones and Application Availability Groups. Your role will involve supporting daily operational tasks, including designing and implementing new infrastructure or migrating existing network components in line with current standards. You will collaborate with ...
Posted 3 months ago
2.0 - 7.0 years
2 - 5 Lacs
Mumbai
Work from Office
Job Purpose Compliance personnels work is to ensure that the activities of their employing companies adhere to guidelines established by the government or non-profit agencies that regulate them. Duties and Responsibilities Conducting CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person). Taking care of documentation for empanelment with various financial institutions. Registering authorized person. Cancellation of sub-brokers registration. Coordinating with various departments in regards to data collation which is required to be submitted with various authorities. Handling any other ad-hoc work assigned by senior/management. Taking care of various Compl...
Posted 3 months ago
7.0 - 10.0 years
15 - 20 Lacs
Mumbai, Mumbai (All Areas)
Work from Office
LOOKING FOR IMMEDIATE JOINEES Qualifications and Skills: In-depth knowledge of Indian corporate and commercial laws, including the Companies Act, SEBI SAST, FEMA, Lodr. Proven experience in handling regulatory compliance, corporate governance, and statutory filings. Excellent communication skills (both written and verbal) and a sharp analytical mindset. Ability to work independently while effectively collaborating with cross-functional teams. Strong proficiency in MS Office (Word, Excel, PowerPoint) and legal research databases. Roles and Responsibilities Ensure compliance with Companies Act, SEBI, RBI regulations and corporate governance guidelines. Provide secretarial support to the Board ...
Posted 3 months ago
12.0 - 15.0 years
10 - 14 Lacs
Pune
Work from Office
Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications, acting as the primary point of contact. Must have skills : SAP FI S/4HANA Accounting Good to have skills : NAMinimum 12 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Lead in SAP FICO, you will lead the effort to design, build, and configure applications, acting as the primary point of contact. Your typical day will involve collaborating with various teams to ensure that application requirements are met, overseeing the development process, and providing guidance to team members. You will also engage in p...
Posted 3 months ago
0.0 - 3.0 years
2 - 5 Lacs
Mumbai
Work from Office
Dealer - Client Management Team - Mumbai Client Management Team Apply for job at Sushil Finance - Actionable Knowledge Careers at Sushil Job Details Client Management Team No. of Openings Qualifications Any Graduate Experience in Years Execute trades promptly on BSE & NSE per client instruction Engage clients with portfolio updates & insights Reactivate dormant accounts via relationship building Ensure SEBI compliance with timely follow-ups Contribute to revenue through quality trade execution Technical Competencies: NISM-VIII certification Proficient in MS Office, ODIN, trading terminals Knowledge of SEBI/exchange compliance Job Competencies: Excellent communication skills High client-centr...
Posted 3 months ago
2.0 - 7.0 years
0 Lacs
Mumbai Suburban
Work from Office
Oversee compliance with SEBI, NSE & BSE rules Manage client onboarding process Ensure RIA registration & AMFI certification Conduct regular compliance reviews Prepare accurate SEBI reports Manage compliance audit queries Email - hr@planahead.in
Posted 3 months ago
2.0 - 6.0 years
4 - 8 Lacs
Bengaluru
Work from Office
If you are curious about financial markets, have a flair to think big, and interested in building and managing high growth business, then this is the opportunity for you. We are looking for an Account Manager to drive new business of Indias first and best real-time market data platform - The Cogencis WorkStation, to customers across the Banking and Financial Services, Corporate and other institutional segments. You will be responsible for New business acquisition, upselling/ cross-selling and retention of existing business. The role offers an excellent opportunity to meet CXO level and key decision makers and building a long-term relationship with end-users across organisations. This is an i...
Posted 3 months ago
4.0 - 8.0 years
6 - 10 Lacs
Mumbai
Work from Office
You will be responsible for New business acquisition, upselling/ cross-selling and retention of existing business. The role offers an excellent opportunity to meet CXO level and key decision makers and building a long-term relationship with end-users across organisations. This is an institutional sales role ranging from origination to closing of the deal. You need to have Excellent Communication, Interpersonal, and Presentation skills. Excellent Selling skills with a keen focus on target achievement. Willingness and Ability to learn. Good analytical, numerical, and account management skills. Relationship building capability. Good Negotiation and Influencing Skills. Ability to work under pres...
Posted 3 months ago
0.0 - 2.0 years
1 - 3 Lacs
Chennai
Hybrid
- Training existing clients regarding the features & functions of software - Troubleshoot and resolve client issues - Ensuring customer satisfaction by providing expert support to users - Opportunity to learn about technical analysis of stockmarket Required Candidate profile - Excellent Communication & Presentation Skills - Knowledge regarding sharemarket would be an added advantage - Languages Known : English, Tamil & Hindi - Freshers can apply
Posted 3 months ago
1.0 - 6.0 years
5 - 6 Lacs
Mumbai
Work from Office
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to ma...
Posted 3 months ago
5.0 - 15.0 years
2 - 5 Lacs
Hyderabad
Work from Office
Company Name: Aditya Birla Experience: 1+ Years Location: Hyderabad (WFO) Interview Mode: F2F Interview Date: 16th July (Wednesday) Interview Rounds: 1 Round Notice Period: Any Job description: Role & responsibilities To ensure active management of clients & achieve the target active AUM To be responsible for identifying customer needs, assessing their risk appetite, and providing them with investment options Responsible for new client acquisition To provide regular updates to the clients regarding the market changes and subsequent changes to the portfolio To achieve healthy revenues without compromising on client profitability To have a clear focus on client mining To conduct regular Client...
Posted 3 months ago
6.0 - 10.0 years
13 - 20 Lacs
Bengaluru, Delhi / NCR
Hybrid
Job Summary: We are seeking a highly skilled and experienced Senior Engineer to join our Security Operations team, specializing in Fortinet firewall technologies. The ideal candidate will be responsible for the design, implementation, monitoring, and support of Fortinet security infrastructure, ensuring the highest levels of availability, performance, and security. Key Responsibilities: Manage, configure, and troubleshoot Fortinet security appliances including FortiGate, FortiManager, FortiAnalyzer, and FortiAuthenticator. Lead firewall rule reviews, policy optimization, and change management processes. Monitor and respond to security incidents, alerts, and anomalies in real-time. Perform re...
Posted 3 months ago
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