123 Nsdl Jobs - Page 5

Account Opening, Dematerialization/Rematerialization,Transmission,Pledge,Margin Pledge/Freeze/Unfreeze,etc Verify and process client documentation in line with SEBI & DP norms Monitor & Manage DP systems(e.g., Local DPM, eDPM, NDML, IDeAS, DP Secure) Required Candidate profile DP Back Office Compliance & Doc. etc. Coordinate with RTAs,NSDL&internal Depts.,for Operational Activities Process DIS slips&oversees off-market/inter-Depository Transfers Male Candidate below age 35 Perks and benefits Performance Bonus

RESPONSIBILITIES DDP Function - To institutionalise the FPI registration, account opening and maintenance process so that is well defined for the implementation and servicing teams, as well as clients. To regularly monitor and maintain service standards. Regulatory timelines in terms of Applications and Reports to be adhered to, without any breaches. Device process along with colleagues and seniors to ensure Fresh Applications are processed timely. To instil alertness in self and team for any suspicious transactions and escalate the same. SEBI queries received to be tracked, reviewed, coordinated with Compliance, AFC, KYC and responded to SEBI in a timely manner. Implement procedures related...

Executive in Demat Division NSDL Location: Ahmedabad Experience: 2 - 3 Years Expand Job Details Duties & Responsibilities: Monthly, Quarterly, Half yearly, yearly Report submissions to NSDL Downloading and submitting NSDL PMLA report Modification and verification of Accounts, DIS slip, and DRFs Checking and reporting Grievance every month Preparation of MIS Pay-in & Pay-out BuyBack & Early Pay-in Qualifications: Experience in capital market preferably in DP/RTA or broking firm. Good communication skills. Proficient in Microsoft Excel, Word. NCFM DP Module certified preferred Salary: Best in Industry *Additional incentives based on Performance Apply Now

Job Description We are hiring for Company Secretaries - Monitoring roles from a statutory perspective deputed at our client (a venture capital & private equity firm) Qualification Qualified CS Client Description The client company is a Venture Capital and Private Equity Fund founded in 2006 and invests in technology companies targeting the Indian consumer and global enterprise market at the seed, early, and early growth stages. The Company has invested in several market-leading companies. The Company invests in entrepreneurs across sectors and is personally committed to helping build world-changing companies. The Company has advisory offices in Bangalore, Delhi, Mumbai, and Gift City in Indi...

Role : Company Secretary Department - CS & Legal Qualification - LLB & CS Experience - 8 - 10 Years Work Location - Gurugram (On Site) Preferred candidate - Equity Listed companies/NBFC Role & responsibilities To ensure compliance of the provisions of Companies Law and rules made thereunder; Thorough compliances with Secretarial Standards for Board / General Meetings. Thorough knowledge and experience of Listing and other SEBI related regulations like NCS Regulations, PIT, SAST and ESOP . Issuance and Listing of Non-Convertible Securities including Non-Convertible Debentures, Foreign Exchange Bonds etc. Involved in Fund raising from Banks/Financial Institutions etc . and interaction with fin...

To ensure compliance of the provisions of Companies Law and rules made thereunder; Thorough compliances with Secretarial Standards for Board / General Meetings. Thorough knowledge and experience of Listing and other SEBI related regulations like NCS Regulations, PIT, SAST and ESOP. Issuance and Listing of Non Convertible Securities including Non Convertible Debentures, Foreign Exchange Bonds etc. Involved in Fund raising from Banks/Financial Institutions etc. and interaction with finance department for legal documentation. Well versed with NSDL DLT platform and coordination with depositories for updation of documents. Liaising with MCA authorities, group companies, promoters, statutory and s...

Department: Regulatory Compliance Job Location: Bangalore,Jammu,Gandhinagar,Vadodara,Surat Education: Bachelor's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage. Experience: 6+ years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs. Preference will be given to Immediate / Early Joiners About Brickwork Ratings Brickwork Ratings (BWR) is one of India's leading credit rating agencies, committed to providing the investment community with products and services needed to make informed investment decisions. Established in 2007, Bri...

Role CFO (Chief Financial Officer) Reporting Manager Co Founder Work Arrangement (Onsite/Hybrid/Remote)Work from Office Location (City, Country)Bangalore, India Years of Work Experience (Approx.) 10+ years About the Company : - The Company is at the forefront of financial innovation with its cutting-edge fintech app and web platform tailored for traders. Leveraging AI and data science, the platform integrates a suite of professional-grade trading tools into a single, user-friendly interface. - This empowers both experienced traders and newcomers to make informed decisions and execute profitable trades. The team comprises seasoned leaders with a proven track record of scaling tech businesses,...

SKILLS AND KNOWLEDGE Educational Qualifications Minimum education qualifications for the position: CS; L.L.B. preferred Functional Skills Thorough understanding of Company Laws, Secretarial Standards, FEMA and other statutory Laws Excellent written as well as verbal communication and draft skills Logical and Analytical thinking Strong Interpretation skills Relevant and total years of Experience Overall experience: 2 years of experience PRINCIPAL ACCOUNTABILITIES Accountabilities Major Activities Drive and implement processes to ensure accurate and timely compliance to all corporate laws relevant to Apraava Energy with the objective of safeguarding the organization s business interests in Ind...

Job Title: Exim Executive Location: Seepz, Andheri, Mumbai Department: Export-Import (Exim) Reports To: Exim Manager / Operations Head Job Summary: We are seeking a detail-oriented and experienced Exim Executive to manage day-to-day export and import operations, including documentation, SAP entries, invoicing, and coordination with banks, customs, and internal departments. The ideal candidate will be proficient in export-import procedures, documentation compliance, and have hands-on experience with SAP, NSDL, ICEGATE, and DGFT portals. Key Responsibilities: SAP & Invoicing Operations: Update metal rates and create Exim invoices in SAP. Prepare re-export invoices (diamond, repair, returnable ...

Immediate Joiner Preferred. Role & Responsibilities: Set up the processes and manage the secretarial compliances for the main company and its subsidiary/associate companies. We are seeking a qualified Company Secretary to provide administrative and governance support to our Board of Directors. The successful candidate will ensure compliance with regulatory requirements, maintain accurate records, and provide guidance on corporate governance matters. 1. Ensure compliance with relevant laws, regulations, and corporate governance standards. 2. Prepare and maintain accurate and up-to-date records, including minutes of Board meetings. 3. Provide administrative support to the Board of Directors, i...

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

Hi, We are looking for a Broker Compliance (Stock Market) Designation - Broker Compliance (Stock Market) Location - Mumbai. Interview - Walking Salary - 40K - 45K Experience - 3 + Years (in Share market) Interested candidates, can share their CVs at ranjeet@dreamjobz.co.in or call me at 9031066404. Job Title - Executive - Compliance Job Purpose Compliance personnel work is to ensure that the activities of their employing companies adhere to guidelines established by the government or non-profit agencies that regulate them. Duties and Responsibilities Conducting CPE (Training Program) and Examination of all (Employees, Sub-brokers and Authorised Person). Taking care of documentation for empan...

Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9137797705 Isha email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

A leading Stock Broking Company is looking for a Head Operations: Role & responsibilities: The person should take care of the complete end-to-end all operations works including KYC, DP, RMS, Compliance, Settlements, Trade Processing. All the product and industry knowledge to support strategic decision-making. All regular day to day operations such as NSE & BSE trade settlements, IPO & Mutual Fund back end processing. Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE & CDSL Oversee client fund and security settlements, internal audits, margin obligations, and risk management. Maintain strong relationships with top clients Enhance operational efficiency by impl...

Responsible for day to day activities related to onboarding of issuer DP Participants Co-ordinate with SEBI/ exchanges/ market participants Prepare MIS/Reports and agenda & minutes of various meetings Working on SEBI queries/Regulatory submissions Required Candidate profile Min 10+ yrs exp in capital markets in DP-Ops/ Clearing & Settlement /Market Infra Institutions Team Leadership Experience is a must Good analytical and verbal & written Communication Skills Perks and benefits 40% additional Performance Bonus + Mediclaim

Lead the integration of Indian banking APIs (e.g., Yes Bank, ICICI, NSDL, Axis Bank) into our system. Manage relationships and onboarding processes with UPI, PPI, BBPS, IMPS, AePS, and major payment gateways (Razorpay, Cashfree, PayU, FreeKassa, Required Candidate profile 3+ years of experience in banking API integration, payment provider partnerships, or fintech BD. Strong familiarity with India’s payment systems, RBI regulations, UPI workflows, and PPI operations.

Coordination with NSE & NSDL Preparing & sending replies for the inspections of NSE & NSDL All Back office Work for Trading, Stock Broking Compliances & Depository Systems Audits, Cyber Audits, Internal Audits of NSE & NSDL, Inspections of NSE & NSDL

Monitor eSign platform performance and usage Maintain daily logs & generate reports on eSign transaction Ensure adherence to regulatory guidelines like IT Act, UIDAI, RBI directives Liaise with external vendors like NSDL, CDSL, or private players Required Candidate profile Understanding of digital signature frameworks (eSign, DSC, Aadhaar eSign, etc.) Familiarity with eKYC & UIDAI guidelines Degree in Computer Science, IT, Business Administration, or related field

Job Title: Senior Manager Depository Operations Location: Gurugram Department: DP Key Requirements: Bachelor’s degree in Finance, Commerce, or related field; MBA or professional certification is a plus. 8–12 years of experience in capital markets with a focus on depository operations, including leadership experience. Strong understanding of depository systems (NSDL/CDSL), SEBI regulations, and clearing/settlement cycles. Hands-on experience with settlement software, reconciliations, and DP back-office systems. Excellent leadership, interpersonal, and team management skills. Strong analytical, problem-solving, and organizational abilities. Ability to work under pressure and meet regulatory de...

Listing support to NCD & issuance ISIN creation support DLT support SEBI LODR Ongoing compliance support to listed NCDs under SEBI Filing of PAS-6

Job_Description":" Job Description Yubi Securities acts as a merchant banker and deals into fixed income securities with execution of issuances and pass through certificates (PTC) for financial services and non financial services entities, which involves nuances around product structuring, execution, documentation, liaison with regulatory bodies like NSDL, CDSL, clearing corporations, DPs and so on. It involves understanding nuances around the structure of a PTC and bond-both plain vanilla and structured, and understanding of all regulatory guidelines under which these products are issued in the Indian parlance. Over a period of time, there has to be significantly strong relationships which ...