Assistant Compliance Officer Frontline Stock Brokers Pvt. Ltd.

1.0 - 2.0 years

4 - 5 Lacs

noida

Work from Office

Coordination with NSE & NSDL Preparing & sending replies for the inspections of NSE & NSDL All Back office Work for Trading, Stock Broking Compliances & Depository Systems Audits, Cyber Audits, Internal Audits of NSE & NSDL, Inspections of NSE & NSDL

Posted Date not available

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eSign Officer-For India's Largest Depository-Belapur CBD SGM Placements

2.0 - 7.0 years

2 - 5 Lacs

thane, navi mumbai, mumbai (all areas)

Work from Office

Monitor eSign platform performance and usage Maintain daily logs & generate reports on eSign transaction Ensure adherence to regulatory guidelines like IT Act, UIDAI, RBI directives Liaise with external vendors like NSDL, CDSL, or private players Required Candidate profile Understanding of digital signature frameworks (eSign, DSC, Aadhaar eSign, etc.) Familiarity with eKYC & UIDAI guidelines Degree in Computer Science, IT, Business Administration, or related field

Posted Date not available

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Senior Manager-Depository Operations Indiabulls Group

15.0 - 23.0 years

9 - 10 Lacs

gurugram

Work from Office

Job Title: Senior Manager Depository Operations Location: Gurugram Department: DP Key Requirements: Bachelor’s degree in Finance, Commerce, or related field; MBA or professional certification is a plus. 8–12 years of experience in capital markets with a focus on depository operations, including leadership experience. Strong understanding of depository systems (NSDL/CDSL), SEBI regulations, and clearing/settlement cycles. Hands-on experience with settlement software, reconciliations, and DP back-office systems. Excellent leadership, interpersonal, and team management skills. Strong analytical, problem-solving, and organizational abilities. Ability to work under pressure and meet regulatory deadlines. Well verse with computer – MS office / advance excel / Gmail Good communication skill – Speaking and writing NISM Series VI – Depository Operation Certification

Posted Date not available

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Corporate Service Provider-NCD High Career

0.0 - 3.0 years

3 - 6 Lacs

mumbai

Work from Office

Listing support to NCD & issuance ISIN creation support DLT support SEBI LODR Ongoing compliance support to listed NCDs under SEBI Filing of PAS-6

Posted Date not available

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Lead Structured Product & Solutions Yucollect

4.0 - 8.0 years

6 - 10 Lacs

chennai

Work from Office

Job_Description":" Job Description Yubi Securities acts as a merchant banker and deals into fixed income securities with execution of issuances and pass through certificates (PTC) for financial services and non financial services entities, which involves nuances around product structuring, execution, documentation, liaison with regulatory bodies like NSDL, CDSL, clearing corporations, DPs and so on. It involves understanding nuances around the structure of a PTC and bond-both plain vanilla and structured, and understanding of all regulatory guidelines under which these products are issued in the Indian parlance. Over a period of time, there has to be significantly strong relationships which may be built with all regulatory bodies that not only help us execute such trades, but also help us innovate. Responsibilities \u25CF Understand the deal contours and structuring the deal basis the investor and client requirements \u25CF Preparation of Term sheets, Cash Flows, Liasing with Lawyers for definitive Documentation \u25CF Understanding the law and regulations with respect to Yubi product offerings to facilitate the negotiations on complex legal documents. \u25CF Coordinating with multiple counterparties such as Issuer, Investors, Trustee, Law Firm, Rating Agency, Stock exchange, Depository, RTA, Auditor etc. to facilitate the execution process. \u25CF Addressing queries with regards to cash flows or Bond/PTC details to investors and/or Issuers \u25CF Helping Sales/Ops team with specific Bond/PTC related inputs, cash flows if needed \u25CF Have good relationship management skills, which is required to interact and manage issuers Requirements Required skills \u25CF CA or MBA with 4-8+ years of experience in financial services \u25CF Strong understanding of debt capital markets with experience on structured products \u25CF Structured finance desk of CRAs, DCM desks or bank RMs which who make product notes \u25CF Decent at mathematics, excel modelling & high level of analytical skills \u25CF Excellent communication and presentation skills \u25CF Possess a good eye for detail and ability to work effectively under pressure Demonstrate high level of analytical skills Benefits Benefits We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for employment without regard to race, colour, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, or age. ","

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