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3 - 4 years

5 - 6 Lacs

Mumbai

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Associate - Merchant Banking There is an urgent requirement of Company Secretary having knowledge and experience of at least 3-4 years of various merchant banking services like main Board IPO, SME IPO, Open Offers, Buyback, Delisting, Right Issue etc. Requirement: *Well versed with Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax, FEMA, etc. *Ability to work in teams *Willing to travel to client location for due diligence *Well-presented & excellent oral and written communication skills. Role: * Conducting Due Diligence & Drafting of Offer Documents * Liaison with Clients, Legal Counsels, Registrar, share Transfer Agents, Auditors and other intermediaries. * Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. * Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. * Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations. Qualification: Fresher CS or other professionals can also apply if having desired knowledge as required. Please mention Notice period and current salary and expected CTC Interested candidates can share their resume to hr@capitalsquare.in Location: Andheri (East), Mumbai

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2 - 7 years

2 - 6 Lacs

Surat

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Drafting and vetting of contracts with banks, insurance companies, exchanges, depositories, software vendors and business associates. To prepare application forms, KYC documentations for broking services, depository services, pms services, insurance broking services etc. Ensuring reporting compliance to PFRDA, BSE, NSE, NSDL and CDSL for submission of periodical returns, responses and reports. To ensure regular compliance with state authorities for renewal of license of franking machine, filing returns and approval of agreements. To ensure proper maintenance of records, statutory registers, minutes of various meetings as per applicable laws, filing and other compliance with authorities including Ministry of Companies Affairs, Reserve Bank, SEBI in respect of various businesses. To handle suits and matters lying in regulators, tribunals, courts and consumer forums and to coordinate with local lawyers across India. Drafting and vetting various contracts with third parties including software license agreement, agreement to sell, sale deeds, scrutiny of land title and approvals etc. Job Overview (7350) Experience 36 Month(s). City Surat. Qualification BL/LLB Area of Expertise DOCUMENTATION Prefer Gender Any Function Compliance

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4 - 8 years

18 - 23 Lacs

Chennai

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[{"Company":"Yubi" , "Posting_Title":"Lead Structured Product Solutions" , "Is_Locked":false , "City":"Chennai" , "Industry":"Financial Services","Job_Description":" Job Description Yubi Securities acts as a merchant banker and deals into fixed income securities with execution of issuances and pass through certificates (PTC) for financial services and non financial services entities, which involves nuances around product structuring, execution, documentation, liaison with regulatory bodies like NSDL, CDSL, clearing corporations, DPs and so on. It involves understanding nuances around the structure of a PTC and bond-both plain vanilla and structured, and understanding of all regulatory guidelines under which these products are issued in the Indian parlance. Over a period of time, there has to be significantly strong relationships which may be built with all regulatory bodies that not only help us execute such trades, but also help us innovate. Responsibilities Understand the deal contours and structuring the deal basis the investor and client requirements Preparation of Term sheets, Cash Flows, Liasing with Lawyers for definitive Documentation Understanding the law and regulations with respect to Yubi product offerings to facilitate the negotiations on complex legal documents. Coordinating with multiple counterparties such as Issuer, Investors, Trustee, Law Firm, Rating Agency, Stock exchange, Depository, RTA, Auditor etc. to facilitate the execution process. Addressing queries with regards to cash flows or Bond/PTC details to investors and/or Issuers Helping Sales/Ops team with specific Bond/PTC related inputs, cash flows if needed Have good relationship management skills, which is required to interact and manage issuers Requirements Required skills CA or MBA with 4-8+ years of experience in financial services Strong understanding of debt capital markets with experience on structured products Structured finance desk of CRAs, DCM desks or bank RMs which who make product notes Decent at mathematics, excel modelling high level of analytical skills Excellent communication and presentation skills Possess a good eye for detail and ability to work effectively under pressure Demonstrate high level of analytical skills Benefits Benefits We are committed to creating a diverse environment and are proud to be an equal opportunity employer. All qualified applicants receive consideration for

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5 - 10 years

8 - 18 Lacs

Mumbai

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Job Purpose: The Digital Experience Analytics team is looking for skilled and motivated data scientists specializing in Generative AI and Machine Learning. The Data Scientist will design, develop and deploy advanced AI models to drive digital transformation, enhance customer experience, optimize operations and mitigate risks. This role requires a sound understanding of AI/ML techniques and their application to challenges such as customer engagement and process automation. The successful candidate will be an analytical problem solver, with a blend of technology understanding and business acumen. They should have hands-on experience with data analysis and model development using statistical techniques or machine learning methods. He/She should demonstrate a bias for action, have strong attention to detail, be vocally self-critical and capable of working in an ever-changing environment. Job Responsibilities (JR): 1. Generative AI Model Development: Develop and fine-tune Gen AI models (eg GANs, VAEs or transformer-based models) to implement process and system improvement opportunities. 2. Solution Deployment and Integration: Work with Engineering teams to deploy ML & Gen AI solutions into production environments, planning for scalability, reliability and regulatory compliance. 3. Research & Innovation: Stay updated on emerging AI/ML technologies and application in BFSI sector, including Explainable AI & Ethical AI. 4. Ensure AI solutions comply with banking regulations, including data privacy and model governance requirements. 5. Build tools for stress testing, scenario analysis and regulatory reporting. 6. Collaboration & Stakeholder Communication: Work closely with business units, technology units and customer facing channels to understand banking-specific challenges, use-cases and deliver effective solutions. Present technical solutions in a clear, actionable format to diverse stakeholders. Educational Qualifications: Between 4 - 10 years proven experience as a Data Scientist Bachelors or Masters degree in Computer Science, Engineering, Data Science or similar Quantitative field is required. Certifications in AI/ML, Financial Analytics, Cloud Computing. Key Skills: Strong programming skills in Python, R, Pyspark, SQL Experience with deep learning frameworks like TensorFlow, Pytorch or JAX Familiarity with MLOps pipelines and tools for model lifecycle management Expertise in working with cloud platforms (AWS, GCP, Azure) and financial-specific APIs (eg. UIDAI, NSDL, Bureaus etc) Experimental mindset, quest for continuous learning Knowledge of Banking Domain and Data is an advantage Strong analytical and problem-solving abilities with attention to detail Excellent communication skills to bridge the gap between technical teams and business stakeholders

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7 - 12 years

8 - 15 Lacs

Mumbai

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To undertake compliance testing for new circulars/ regulations and existing circulars / regulations to ensure compliance with respect to regulatory circulars issued by SEBI, NSDL, CDSL, NSE, BSE, MSE, ICCL, NCL etc. Liaison with regulators for seeking clarifications / guidance on specific matters. To disseminate regulatory guidelines to concerned units and to Issue guidelines / assist concerned teams on regulatory circulars. Ensure compliance to orders issued by SEBI and submit timely response to SEBI on various requirements. Coordination with Banks internal teams and external auditors for facilitating regulatory audits. Assist in issuance of compliance testing report in time bound manner. Close co-ordination with Operations and Business team of Custody, Depository and Treasury units for implementation of regulatory guidelines and periodic regulatory submissions. To undertake compliance testing for new circulars/ regulations and existing circulars / regulations to ensure compliance with respect to regulatory circulars issued by SEBI, NSDL, CDSL, NSE, BSE, MSE, ICCL, NCL etc. Liaison with regulators for seeking clarifications / guidance on specific matters. To disseminate regulatory guidelines to concerned units and to Issue guidelines / assist concerned teams on regulatory circulars. Ensure compliance to orders issued by SEBI and submit timely response to SEBI on various requirements. Coordination with Banks internal teams and external auditors for facilitating regulatory audits. Assist in issuance of compliance testing report in time bound manner. Close co-ordination with Operations and Business team of Custody, Depository and Treasury units for implementation of regulatory guidelines and periodic regulatory submissions.

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1 - 6 years

2 - 6 Lacs

Noida

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Rel. Manager (Equity Sales) - 10 no's: 1. Candidates will be responsible for Acquiring Clients (Sales) for Demat & Equity, etc. 2. Responsible for New Client Acquisition 3. Client Support 4. Revenue Generation 5. NISM Cert. is an added advantage Required Candidate profile * Strong knowledge of stock market * Good communication, multi-tasking & Organizational skills * Salary Range : Rs.25,000 to Rs.40,000 depends on the Experience * Customer Care Qual.: Any Degree Perks and benefits Attractive Performance Incentive

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8 - 10 years

45 - 55 Lacs

Mumbai

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There is an urgent requirement of Company Secretary having knowledge and experience of at least 8 to 10 years of various merchant banking services like main Board IPO, SME IPO, Open Offers, Buyback, Delisting, Right Issue etc. Requirement: *Well versed with Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax, FEMA, etc. *Ability to work in teams *Willing to travel to client location for due diligence *Well-presented & excellent oral and written communication skills. Role: Team handling * Conducting Due Diligence & Drafting of Offer Documents * Liaison with Clients, Legal Counsels, Registrar, share Transfer Agents, Auditors and other intermediaries. * Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. * Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. * Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations. Qualification: CS or other professionals can also apply if having desired knowledge as required.

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1 - 2 years

0 Lacs

Mumbai

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* Conducting Due Diligence & Drafting of Offer Documents * Liaison with Clients, Legal Counsels, Registrar, share Transfer Agent`s, Auditors and other intermediaries. * Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. * Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. * Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations.

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2 - 3 years

6 - 10 Lacs

Mumbai

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Associate - Merchant Banking (AIF Compliance) There is an urgent requirement of Company Secretary having knowledge and experience of at least 2-3 years of various merchant banking services like main Board IPO, SME IPO, Open Offers, Buyback, Delisting, Right Issue AIF Certification etc., also having experience and knowledge with respect to compliance with all relevant laws, regulations. Requirement: *Well versed with Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax, FEMA, etc. *Ability to work in teams *Willing to travel to client location for due diligence *Well-presented & excellent oral and written communication skills. Role: * Conducting Due Diligence & Drafting of Offer Documents * Liaison with Clients, Legal Counsels, Registrar, share Transfer Agent`s, Auditors and other intermediaries. * Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. * Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. * Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations. Qualification: Fresher CS or other professionals can also apply if having desired knowledge as required. Please mention Notice period and current salary and expected CTC Interested candidates can share their resume to hr@capitalsquare.in Location: Andheri (East), Mumbai

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0 - 5 years

1 - 4 Lacs

Navi Mumbai, Mumbai, Thane

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Graduate/Post Graduate (fresher or Exp)= may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 8169642494 Hritika email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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1 - 5 years

5 - 6 Lacs

Mumbai

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Role: Conducting Due Diligence Drafting of Offer Documents Liaison with Clients, Legal Counsels, Registrar, share Transfer Agent`s, Auditors and other intermediaries. Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations

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0 - 2 years

0 - 0 Lacs

Hyderabad

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Job Title: Operations Associate (CA/CS) Company: INVES 21 Stock Brokerage Firm Location: Hyderabad Experience: 0-2 Years About Us: INVES 21 is a leading stock brokerage firm dedicated to providing top-tier financial services to our clients. We specialize in equity, derivatives, and depository services, ensuring seamless trading experiences. Our commitment to regulatory compliance and operational excellence makes us a trusted name in the industry. Job Role: We are seeking a highly motivated Chartered Accountant (CA) or Company Secretary (CS) with 0-2 years of experience to join our team as an Operations Associate . This role involves handling back-office operations, depository participant (DP) functions, compliance tasks, and other operational aspects related to stock market activities. Key Responsibilities: Assist in back-office operations related to trading and settlements. Manage depository participant (DP) activities , including account maintenance & reconciliation. Work on compliance and regulatory filings as per SEBI and exchange requirements. Coordinate with clearing corporations, exchanges, and banks for smooth transactions. Handle client queries related to account operations and trade settlements. Ensure proper documentation and reporting for internal and external audits. Required Skills & Qualifications: Qualified CA or CS with 0-2 years of experience . Strong understanding of financial markets, balance sheets, and regulatory frameworks . Knowledge of depository operations (NSDL/CDSL) and SEBI regulations is a plus. Proficiency in Excel and accounting/financial tools . Excellent analytical, problem-solving, and communication skills. Ability to work efficiently in a fast-paced, detail-oriented environment. What We Offer: Hands-on exposure to stock market operations and compliance . A dynamic and growth-oriented work environment. Opportunity to learn from industry experts and gain deep market insights. If you are eager to build a career in stock market operations and meet the qualifications, wed love to hear from you! Apply now to be part of our dynamic team at INVES 21.

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2 - 3 years

9 - 14 Lacs

Mumbai

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There is an urgent requirement of Company Secretary having knowledge and experience of at least 2-3 years of various merchant banking services like main Board IPO, SME IPO, Open Offers, Buyback, Delisting, Right Issue AIF Certification etc., also having experience and knowledge with respect to compliance with all relevant laws, regulations. Requirement: *Well versed with Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax, FEMA, etc. *Ability to work in teams *Willing to travel to client location for due diligence *Well-presented & excellent oral and written communication skills. Role: * Conducting Due Diligence & Drafting of Offer Documents * Liaison with Clients, Legal Counsels, Registrar, share Transfer Agent`s, Auditors and other intermediaries. * Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per the requirement. * Manage proper documentation as required by Merchant Banker. *Advising clients on Good Corporate Governance practices and compliances to various applicable Acts and guidelines. * Framing policies as required under the Companies Act, 2013, SEBI (LODR) Regulations. Qualification: Fresher CS or other professionals can also apply if having desired knowledge as required.

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1 - 6 years

1 - 4 Lacs

Navi Mumbai, Mumbai, Thane

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 8169642494 yogesh email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Thane

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 8080126356 Shilpa email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 3 Lacs

Thane

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 3.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 3 Lacs

Navi Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 3.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Thane

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9137797705 Isha email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Navi Mumbai

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9137797705 Isha email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Mumbai

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9137797705 Isha email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Thane

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Navi Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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1 - 6 years

2 - 4 Lacs

Mumbai

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Des-Equity Advisor and Call and trade Executive Salary-3 lakh to 4.5 lakh JD Helps in Buying & Dealing of shares on behalf of Customers Confirmation & execution of orders Promoting financial products Ability to understand online trading platform Required Candidate profile Work Location- Call and Trade -Airoli Equity Dealer - Airoli and Lower Parel Payroll - Bank Payroll Receiving calls Graduate Fresher NCFM &NISM certified Call 81696424945 Chitra www.hyfly.in Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Thane

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9773553319 Simran email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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0 - 5 years

1 - 4 Lacs

Navi Mumbai

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Graduate/Post Graduate (fresher or Exp)+NISM Certificate may Apply Fluent Coms in English & hindi May apply Salary 14.5k for Fresher & upto 25k for Exp 9-6pm (sun+ alt Sat off Call 9773553319 Simran email- hyflyhr9@gmail.com www.hyfly.in Required Candidate profile Handling Inbound calls Making Outbound calls to allotted privilege customers Resolving Customers query for their Saving account, Demat Account etc Proactive Updates to customers on their investment Perks and benefits Medical Allowance + Daily Allowance

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