59 Nism Certification Jobs

As a Retail Sales Executive at our company, your role will involve increasing AUM, Net Sales, and Market Share of AMC at the Branch. You will be responsible for channel management across IFAs, National Distributors, and Banks. It will be your duty to ensure that standards of Customer Service and Compliance are met at the Branch. Key Responsibilities: - Increase AUM, Net Sales, and Market Share of AMC at the Branch - Manage channel relationships with IFAs, National Distributors, and Banks - Ensure standards of Customer Service and Compliance are maintained at the Branch Qualifications Required: - Ability to think through & implement necessary strategies to ensure healthy shares in the region ...

As a Relationship Manager with NISM certification, you will be responsible for managing client relationships and providing financial advice. - Develop and maintain client portfolios - Provide investment recommendations - Execute trades on behalf of clients - Monitor market trends and client accounts - Ensure compliance with regulatory requirements Qualifications Required: - NISM certification is mandatory for this role The company provides benefits such as: - Cell phone reimbursement - Health insurance - Provident Fund This is a full-time position with a day shift schedule. The work location is in person.,

Job Description: Junior Relationship Manager (Wealth Management & Mutual Funds) Location: Pune Experience: 3-5 Years About the Role: We are seeking a proactive and client-focused Junior Relationship Manager to join our Wealth Management team in Pune. The ideal candidate will have 3-5 Years of experience in financial services or investment advisory, with a strong interest in managing HNI/UHNI clients and building a long-term career in wealth management. Key Responsibilities: 1. Client Relationship Support ? Assist in managing a portfolio of HNI/UHNI clients. ? Understand client financial goals, risk profiles, and investment preferences. 2. Investment Advisory Support ? Recommend and explain s...

Srishti Financial Services is looking for a seasoned and high-performing Equity & Commodity Dealer to join our trading desk in Chennai . This is a critical, on-site role requiring a professional with proven experience in both equity and commodity markets who can drive revenue through expert execution and superior client service. Note: This is not a remote position. Candidates must be able to commute daily to our chennai office. Key Responsibilites: Trade Execution: Accurately and efficiently execute buy and sell orders for clients across Equity (Cash & Derivatives) and Commodity segments on trading terminals. Client Advisory: Provide timely and professional advice to clients based on in-hous...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Asset Management Global Asset Management, the investment management business of the HSBC Group, serves HSBC's worldwide customer base of retail and private clients, intermediaries, corporates and institutions invested in both segregated accounts and pooled funds. Global Asset Management fulfills its purpose of connecting HSBC's clients with investment oppo...

Head - AMC Sales Location: Bangalore About the Team The Investments team at Navi manages our portfolio of investment products, including mutual funds and digital gold. The team is responsible for conceptualizing new investment solutions and expanding the customer base for existing products, driving growth and accessibility in the investment space. About the Role The Head of Sales for an Asset Management Company (AMC) is a role focused on driving the growth of the firm's Assets Under Management (AUM). The key responsibilities in this role will include developing and leading the sales strategy across various distribution channels, including financial advisors, wealth managers, mutual fund dist...

Job Role : Investment Counselor Locatio n: Mumba i Experien ce: 37 years in Wealth Management (preferably Product or IC functio n) C TC: Up to ?40 La khs Role Over viewThe Investment Counsellor will be responsible for advising and guiding ultra-high-net-worth (UHNW) and high-net-worth (HNI) clients on investment strategies, asset allocation and portfolio construction. The role requires strong market understanding, relationship management skills, and the ability to deliver customized investment solutions aligned with client objecti ves. Key Responsibili ties:Provide comprehensive investment advisory and asset allocation guidance to HNI/UHNW cli ents.Assess client portfolios, risk profiles and...

As a Financial & Investment Analyst at the Group comprising of Asset Management, Alternative Investment Fund, and Financial Advisory, located in Phase II, Cyber City, Gurugram, your role will involve the following responsibilities: - Perform financial forecasting, reporting, and operational metrics tracking. - Analyze financial data, create financial models, and Credit Notes for decision support. - Report on financial performance and prepare for regular leadership reviews. - Analyze past results, perform variance analysis, identify trends, and make recommendations for improvements. - Work closely with the team to ensure accurate financial reporting. - Evaluate financial performance by compar...

Your role at FYERS is to ensure consistent branding across all platforms by maintaining the brand voice, content integrity, and enhancing scripts, carousels, and infographics. As a creative professional, you will be responsible for transforming content to align with the brand's standards. Key Responsibilities: - Develop and execute content strategies for FYERS" House of Trading YouTube Channel. - Create compelling content targeting experienced traders, ensuring audience engagement and retention. - Manage a content calendar meticulously, coordinating with internal and external teams for timely uploads. - Innovate content formats, structure scripts effectively, and simplify complex financial t...

Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business Descriptor International Wealth and Premier Banking (IWPB) helps deliver on HSBC's purpose of opening up a world of opportunity by providing our customers with borderless banking and world-class wealth management through best-in-class, mobile-first capabilities, and exceptional people. Our international network and breadth of expertise enable us to suppo...

Job description Key Responsibilities: - To identify potential clients and follow up regularly to grow the customer base. To use Trading Terminals to place and manage share market orders accurately. Focus on acquiring new clients to increase business volume. Manage all day-to-day activities at the branch to ensure smooth functioning. Follow all company policies and trading regulations. Skills & Requirements: - Strong communication and people skills to interact effectively with clients and team member. Ability to work independently and handle multiple responsibilities. Good knowledge of financial products and share trading. Must hold a valid NISM certification relevant to trading and market op...

Role Description This is a part-time remote role for a Partner - Mutual Fund Distributor. The Partner will be responsible for managing client relationships, assisting clients in investments, researching market opportunities, maintaining records of transactions, and keeping up-to-date with market trends. The role also requires providing clients with investment advice to align with their financial goals and ensuring compliance with relevant policies and regulations. Introducing a Secure High-Yield Lending Opportunity An exclusive lending product designed to deliver 1216% annual returns with robust downside protection through asset-backed structures. Risk Management & Security Overcollateralize...

Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Descriptors International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Private Bank, are present across the world's most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing capabil...

Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Descriptors International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Private Bank, are present across the world's most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing capabil...

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

Prior experience in Mutual Fund Inbound/outbound calling, customer service, or sales with NISM Certification is mandatory Strong relationship management and sales orientation. Basic understanding of Mutual Funds, NAVs, SIPs, and AMCs. Positive, and team-oriented mindset This job is provided by Shine.com

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business Descriptors International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Private Bank, are present across the world's most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing ca...

Brand: HSBC Area of Interest: Asset and Wealth Management Location: Thane, MH, IN, 400602 Work style: Office Worker Date: 24 Oct 2025 Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business Descriptor International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Private Bank, are present across the world's most important markets, booking ...

As an RMS Executive in the RMS Department, you will be responsible for monitoring and managing the risks associated with trading activities in the stock market. Your role will involve assessing, analyzing, and mitigating market and operational risks to ensure compliance with regulatory norms and safeguard the firm's financial interests. - Prepare Beginning of Day (BOD) and End of Day (EOD) reports from Exchange and Back Office systems. - Monitor margins at Exchange, Trader, and Branch levels. - Track trader positions, P&L, and exposure limits throughout the trading session. - Handle and resolve client queries related to orders, trades, holdings, and positions. - Maintain trade and order back...

At Franklin Templeton, everything we do is focused on one thing delivering better client outcomes. We do that by partnering closely with our clients, assessing their strategic needs, and identifying the solution or solutions that can meet the challenge. Over 9,500 employees working in 30 countries around the world are dedicated to servicing investment solutions for our clients in more than 155 countries. For more than 75 years our success has been a direct result of the talent, skills and persistence of our people, and we are looking for qualified candidates to join our team. What is the Sales Manager - Institutional Sales in Marketing Administration group responsible for The role will carry...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Description If you're looking for a role where you can continue to make an impression, take the next step at HSBC AMC where your contributions will always be valued. HSBC AMC is an emerging markets-led, client-focused business that provides investment solutions. Through our network, we connect institutional markets, covering key growth segments. We partner with o...

You will play a crucial role as an Equity Dealer, connecting clients with the stock exchange by executing trades accurately, providing timely market insights, driving revenue through cross-selling, and nurturing strong client relationships. Your responsibilities will include: - Executing client orders on stock trading terminals with precision - Furnishing clients with trade confirmations and market updates - Generating revenue through sales of financial products such as Mutual Funds, Insurance, and IPOs - Reviving inactive clients and onboarding new clients - Ensuring compliance with regulatory and risk management norms To qualify for this role, you need to meet the following criteria: - Any...

As a candidate for this role, your responsibilities will include: - Preparing the BOD files from Exchange and Back office - Preparing the EOD files from Exchange and Back office - Monitoring margins at Exchange level and Trader/Branch Level - Continuously monitoring Trader margin and P&L - Resolving any client queries regarding orders, trades, holdings, and positions - Backing up trades and orders from trading software The skills required for this position are: - Knowledge of Capital Market, F&O Market, CDS and MCX - NISM Certification Please note that this is a full-time position and the work location is in person.,

As the Head of East India Distribution Sales for our Client in the Mutual Fund Industry, you will be responsible for developing and executing strategic sales plans to achieve or exceed assigned sales targets. Your key responsibilities will include: - Prospecting and acquiring Distributors, Corporate Distributors, Individual MFDs, Family Offices, RIAs, and Fintech companies. - Conducting meetings and presentations to effectively communicate investment strategies and product features. - Staying updated on market trends, economic conditions, and regulatory changes impacting the mutual fund industry. - Contributing to the development and implementation of regional sales strategies. - Achieving a...