Internal Audit - NBFC Firm - Santacruz Kalina Kings Professionals Vision

2.0 - 4.0 years

10 - 15 Lacs

Mumbai Suburban, Mumbai (All Areas)

Work from Office

This role requires an understanding of risk management, internal controls, and regulatory compliance. The ideal candidate will identify the gaps and suggest areas of improvisation for enhancement of governance and mitigation of risk. Required Candidate profile CA with 2 - 4 years/ MBA with 4-5 years of work experience in internal audit of HFC /NBFC / Banking. Strong familiarity with Companies Act, RBI/NHB/other regulatory requirements.

Posted 2 months ago

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Manager Regulatory Compliance IIFL Home Finance

5.0 - 8.0 years

15 - 16 Lacs

gurugram

Work from Office

Role & responsibilities 1. Develop and implement an effective compliance program. 2. Review of policies, processes and control systems to ensure compliance with regulatory guidelines. 3. Tracking of new regulations and ensuring implementation in the business with relevant stakeholders. 4. Identify Compliance risks pertaining to the business and Conduct Compliance Risk Assessment. 5. Manage regulatory inspections, audits and ensure timely submission of data. 6. Managing, monitoring and tracking the compliance tool with report out and timely dashboards to the management. 7. Conduct testing of regulatory requirements and the control systems. 8. Any other job assigned by the management. Preferre...

Posted Date not available

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