Compliance Manager - Regulatory Change Management The Premier Consultants ( Recruitment Company )

3.0 - 6.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Hi, This is regrading job opportunity with leading pvt. bank Designation: Compliance Manager - Regulatory Change Management Location: Mumbai Experience: 3-6 years Role & Responsibilities: -To keep an eye out for new regulations as they emerge and to quickly notify pertinent internal stakeholders of them. -Proactively assess the effects, assign tasks to company owners, and offer implementation advice. -Test the actual implementation of circulars to make sure the updated procedure and controls are enough to satisfy regulatory requirements from the standpoints of design and operational efficacy. -When necessary, help top stakeholders prepare notes for interactions with regulators in order to ga...

Posted 2 weeks ago

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Deputy Manager - Compliance - Gurugram Canara HSBC Life Insurance Company

3.0 - 8.0 years

7 - 11 Lacs

gurugram

Work from Office

Impact on the Business / Function Disseminate new regulations/exposure drafts to the respective functions and have meetings with them and ensure timely implementation of the new regulations via Compliance Monitoring Tool To do Compliance Risk Assessment with respect to Penalty /Warning Orders issued by the Authority to other insurers. Handing representations to Life Council / IRDAI and such other forums Provide inputs to business proposals to ensure compliance and regulatory risks are restricted Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan To support in preparation of Regulatory Update and Compliance Dashboard for the Chief Compliance Officer of the Co...

Posted 1 month ago

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Assistant Vice President - Compliance - Gurugram Canara HSBC Life Insurance Company

10 - 20 years

15 - 25 Lacs

Gurugram

Work from Office

Provide inputs to business proposals to ensure compliance and regulatory risks are restricted. Disseminate new regulations/exposure drafts to the respective functions and have meetings with them. Ensure timely implementation of the new regulations Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan. To do Compliance Risk Assessment with respect to Penalty /Warning Orders issued by the Authority to other insurers. To make representations and collate comments from various functions for sending the same to the Authority. To prepare Regulatory Update and Compliance e Dashboard for the Chief Compliance Officer of the Company To track and monitor the Compliance iss...

Posted 7 months ago

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