Intern - Legal Location - Mumbai Job Purpose To assist in handling all the legal matters for the Exchange as per the instructions & directions of Head Legal. Key Result Areas Preparation & updating of Legal MIS (Litigation & Non-litigation) and related matters Maintain MIS of IPRs & maintain record of all the certificates with their status and connected matters Assist in drafting and vetting of the various Contracts and legal documents To research for the case laws, notifications, etc., on legal issues confronted in litigations Skills Required Essential knowledge of commercial & company laws Drafting and interpretation Legal research & analysis Functional Competencies required Knowledge and understanding of subject matter of Law Ability to grasp and interpret laws and legal documents Pro-active and Result oriented Legal Ethics & Professionalism Behavioral Skills required Achievement orientation Adaptability & Resilience Attention to detail
Job Purpose To analyze, document, and validate business requirements for Equity Cash, Equity Index, and Derivatives trading systems, ensuring alignment with business objectives, regulatory requirements, and technology capabilities. The role involves working closely with stakeholders, vendors, and internal teams to deliver enhancements and new functionalities that improve trading, clearing, and settlement processes. Key Result Areas Requirement Analysis & Documentation Lead requirement gathering sessions with business stakeholders. Translate business needs into clear functional specifications and user stories. Maintain and update Requirement Traceability Matrices (RTM). Solution Design Support Collaborate with solution architects and developers to ensure requirements are technically feasible. Participate in design walkthroughs and provide business context. Testing & Quality Assurance Prepare and review test cases for functional and UAT phases. Coordinate UAT execution, defect triage, and resolution tracking. Validate that delivered solutions meet agreed requirements. Stakeholder & Vendor Coordination Act as a bridge between business users, technology teams, and vendors. Manage requirement clarifications and change requests. Process Improvement Identify opportunities to streamline workflows and improve system usability. Recommend enhancements based on user feedback and market trends Knowledge Sharing & Mentoring Guide other team members in documentation standards, requirement gathering, and requirement analysis practices. Share domain knowledge on capital markets and trading systems. Preferred Profile: - Educational Qualification Bachelors degree in Computer Science, Information Technology, Finance, or related field. Professional certifications (e.g., CBAP, Agile BA, NCFM Capital Markets) preferred. Experience 3–6 years of experience as a Business Analyst in financial services or capital markets technology. Handson experience with trading platforms, order management systems, or exchange connectivity. Exposure to regulatory compliance in securities markets. Skills Required Strong understanding of capital markets, trade life cycle, and derivatives products. Proficiency in business analysis tools (Visio, JIRA, Confluence, MS Office). Working knowledge of SQL for data validation and analysis. Familiarity with APIs, FIX protocol, or market data feeds is an advantage. Solid grasp of SDLC, Agile, and Waterfall methodologies.
Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment of Surveillance systems, creating surveillance framework, SOPs. Drive the selection, implementation, and enhancement of surveillance platforms, analytics tools, and AI-based monitoring systems. Lead, mentor, and develop the surveillance team; ensure continuous skill enhancement in regulatory and analytical domains Benchmark against global best practices; introduce process improvements and automation to enhance efficiency. Present periodic surveillance reports, risk dashboards, and key metrics to the Board Committees, and seniors. Establish and periodically update surveillance policies, escalation protocols, and investigation frameworks. Ensure adherence to SEBI, stock exchange, and other regulatory guidelines; liasioning with regulators, interacting with market participants, other exchanges act as the primary point of contact for regulatory queries and inspections. Collaborate with Compliance, Risk, Technology, and Business teams to ensure integrated risk management and swift issue resolution. Stay ahead of regulatory expectations and market behaviors, acting pre-emptively to protect market integrity Knowledge of Excel, tableau, power BI, Python Educational Qualification MBA (in finance) , CA, CS Experience Minimum relevant experience of 5 - 10+ years. Skills Required Knowledge of equity and equity derivatives market Knowledge of tools and programming used for analysis and report creation. Functional Competencies required Knowledge and understanding of Exchange ecosystem and operations Integrating market knowledge with technical expertise for report automation Analytical thinker with detailed research proficiencies Pro-active and Result oriented field
Job Purpose Manage Network Infrastructure Roles & responsibilities Network Infrastructure Management for WAN and LAN Manages Outsourced team for daily operations/activities Performing Live DR activities and DR drills periodically. Working knowledge of server, storage and security architectures. Regulatory Compliance Effective mapping of new Technology to organization requirements. Up-to Date/error less asset inventory Educational Qualification BE/ BSC IT Experience - 8 to 11 years Functional Competencies required Determines network inefficiencies by reviewing. Upgrades network by implementing and maintaining security controls. Vendor Management/SLA Monitoring Defining, Planning, Scoping, scheduling, preparing complete work breakdown.
Job Purpose Management of DR operations Datacenter Management Inventory management of software licenses, software, hardware, and other IT supplies. Manage Outsourced team for daily operations/activities Performing Live DR activities and DR drills periodically. Regulatory Compliance Preferred Profile: - Educational Qualification B Tech / BE / MCA / MBA/B.Sc/M.Sc Experience 4 to 5 years