101 Mifid Jobs - Page 3

HIRING for AML/KYC Trainer LOC-Noida EXP-10+years 2-3 years relevant exp as a trainer is mandatory CTC-15LPA NP-Imm-60 days SKILLS- AML,KYC,AML KYC Trainer,International regulations Complaince training Drop your CV's at rashibimaginators@gmail.com

Job Description: Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). Your key responsibilities Understanding and defining the Transaction Reporting logic which exist front to back, and how new rules and regulation...

Project description We've been engaged by a large Australian financial institution to assist in the build-out of their Financial Markets Regulatory reporting software to support additional functionality required for Mifid 2 and G20 reporting (Dodd-Frank, ASIC, EMIR ) This engagement is part of a multi-year project to expand the capabilities of the existing software to support the ongoing stream of new regulations impacting financial markets derivatives (FX, FXD, IRD, FI, ..) We require an experienced Business Analyst with strong knowledge of Regulatory Reporting and broad exposure to financial markets (Including derivative trades). You will be working as a subject matter expert in a team of ...

Join us as a Trade & Transaction Reporting Associate You'll be at the forefront of protecting the bank and supporting with the design, development, and undertaking of assurance activity on an end-to-end basis This is a varied role, where youll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work This role is available at senior analyst level What you'll do In your new role, youll be supporting with trade and transaction reporting and executing a variety of processes. This will include ...

Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore ...

You are a strategic thinker passionate about driving solutions in Regulatory Change & Controls. You have found the right team. As a Change Manager in the GRCC team, you will be a strategic thinker passionate about promoting solutions in Regulatory Change & Controls. You will partner with multiple internal stakeholders to define, implement, and provide ongoing support for strategic programs that meet business and regulatory requirements. This position addresses both European and UK regulatory requirements, offering you the opportunity to manage project initiatives for these changes, develop strong partnerships with Technology for initiative delivery, and become a subject matter expert in regu...

Excellent Communication Skills - ability to clearly express ideas, ask clarifying detailed probing questions, and also take feedback from the audience in the room to be able to adjust communication as needed.Given we have very challenging clients, some of whom do not always ask questions when they are confused, and rather look perplexed, it's imperative that the person can answer a question and also ensure the client understands the answer. Business Analyst experience and skills - some skills include beingable to elicit requirements, write user stories, do current state analysis, produce process flows, write business requirements documents, converse with cross functional teams as needed, wor...

Your Role: Oversight of the engagement delivery for KYC risk analysts/officers who perform data quality reviews of KYCs for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, and audit requirements of the bank, FI or Fintech being supported Monitoring overall queues and reports to meet established Service Level Agreements including follow-up analysis and reconciliation Ensure standard processes across roles and responsibilities of the AML/KYC team while meeting / exceeding overall engagements SLAs/KPIs across quality and throughput Support consistent hiring and performance management practices for a 100+ team size Analyze and r...

About FYNXT FYNXT is transforming the global broking industry with innovative SaaS solutions. We empower brokers worldwide with multi-asset trading platforms, seamless payments, and scalable engagement tools. Our culture blends startup agility with structured execution to shape the future of fintech. The Role Were hiring an Engineering Manager – Data & Platform to lead a high-performing team building our real-time streaming platform and trading infrastructure. You’ll drive architecture decisions, mentor engineers, and build mission-critical systems like PAMM/MAMM, Copy Trading, and Introducing Broker platforms. Key Responsibilities Lead & scale a specialized data/platform engineering team Ar...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Citi's Risk Management organization oversees Citi's risk governance framework and risk appetite, ensuring all risks generated by the firm's businesses are measured, revie...

Join MSBC as a FIX Onboarding Specialist to deliver seamless client experiences in the capital markets. MSBC is seeking an experienced and proactive professional to oversee the end-to-end onboarding of institutional clients in capital markets, trading, and fintech sectors. In this role, you will be instrumental in ensuring that client onboarding is compliant, timely, and frictionless by collaborating with various teams and utilizing your domain expertise. Your responsibilities will include managing the complete onboarding lifecycle for institutional and HNI clients, coordinating with internal departments to facilitate timely onboarding, collecting and maintaining documentation in adherence t...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. In this role, you're expected to: The Program Management Lead is a strategic professional who stays abreast of developments within their own field and contributes to dire...

Inviting applications for the role of Manager, Market Regulation & Agile BA! In this role, The Agile Business Analyst (BA) with Relevant experience in end-to-end business analysis life cycle: requirement elicitation, documentation, gap analysis and stakeholder management. Strong experience working in agile environments; active participation in backlog grooming, sprint planning, reviews and retrospectives. Adept at writing epics, user stories and acceptance criteria aligned with regulatory and product change requirements. Product knowledge of Equities, Fixed Income Instruments and OTC Derivatives. Familiarity with client onboarding, and client classification under regulatory regimes. Understa...

Responsibilities: * Collaborate with stakeholders on trade life cycle management * Define product backlog & prioritize features * Ensure compliance with MIFID regulations * Manage product roadmap & release plan

Position Purpose This role is intended to provide data analysis and setup the automated reporting, controls and monitoring for the regulatory reporting team or assimilate (Compliance, top management, IG, Business) on an ad hoc and a regular basis using a variety of analytical tools and SQL. The ODIN Team is part of ITO GM IT, which looks to satisfy the requirements related to regulatory reporting control & monitoring asked by end users represented by OPS Regulatory Reporting or/and C.M.I on four pillars : Data Analysis : Perform and document analysis, review and study on specified regulatory topics. Understand business change and requirement needs, assess the impact and the cost. Data visual...

Job Title: PMO Analyst Regulatory Change (Global Markets) Role Overview: We are seeking a highly motivated PMO Analyst to join our Global Markets Regulatory Change Portfolio team. The successful candidate will support the delivery of large-scale, regulatory-driven programmes, ensuring robust governance, reporting, and project control standards are maintained. Key Responsibilities: Governance & Reporting: Ensure timely and accurate reporting across change initiatives, aligned with internal standards and regulatory expectations. Project Controls: Implement and maintain project control standards including change control, financial tracking, risk and issue management, and dependency tracking. Po...

Role Description Reg BA (JD) CMT Trade Reporting team is responsible for change management, analysis, definition and delivery of solutions for business requirements resulting from the introduction of new and updated Trade Reporting rules by the various Global Regulatory Bodies, such as HKMA, MIFID2, CFTC, EMIR, and SFTR, working closely alongside the IT function The industry remains under increased regulatory pressure across our businesses as these reporting obligations are put into effect; therefore a substantial amount of cross functional change is required, and is coordinated by the CMT Trade Reporting team to ensure bank adhere to regulatory objectives in the most time, cost, controlled ...

Your Role: Oversight of the engagement delivery for KYC risk analysts/officers who perform data quality reviews of KYCs for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, and audit requirements of the bank, FI or Fintech being supported Monitoring overall queues and reports to meet established Service Level Agreements including follow-up analysis and reconciliation Ensure standard processes across roles and responsibilities of the AML/KYC team while meeting / exceeding overall engagements SLAs/KPIs across quality and throughput Support consistent hiring and performance management practices for a 100+ team size Analyze and r...

About The Role : Job TitleEmbedded Risk Manager Risk, DCO/Risk team, VP Location Mumbai, India Role Description The Embedded Risk Team is an independent Risk Management group aligned to IB and Cross Product Operations, with the responsibility of supporting Operational Risk & Control for Investment Bank & Cross Product Operations. You will be aligned primarily to work with operations teams that support DBs Money Market & Treasury Operations business globally, with primary responsibility for Risk Management, Risk Reporting, and Incident & Finding Management, alongside broader control-led initiatives. You will partner with our global risk team and work collaboratively with 1st line operational ...

Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients acrossbanking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services industry. MAKE AN IMPACT Innovative thin...

KYC AML Manager Skill-KYC,AML,FCC Delivery,Service Legal Agreement,Compliance Audit,AML Operation EXP-16+Years (3+YRS As Manager Exp) Min120+members team handling Exp. PKG Upto-38LPA Noida NP-Imm-30Days Ritika-8587970773 ritikab.imaginators@gmail.com Required Candidate profile 3+Years As Manager On Paper Exp Skill-KYC,AML,FCC Delivery, Service Legal Agreement, legislations across NA,EU&APAC, Compliance Audit, Risk Assessment, AML Operation, BSA,OFAC,SEC,MIFLD,FATCA,

Analysis of the business requirements, proposing functional solutions, estimation of efforts, testing, supporting UAT, post-production support and ensuring optimal performance of the system Drive adoption of TPS platform for the key regulatory and compliance needs (MMSR, MiFid, EMIR and similar regulations) Provide business expertise in capital markets/investment banking domain specifically pre and postrade areas and lead the functional design for new initiatives and enhancements Drive transformation initiatives focused on Northstar and work with other systems like DISTRIB, TOP in studies/analysis and proposals to move to target Communicate with stakeholders: Upstream and Consumer IT teams, ...

As an Avaloq Developer with 3 to 8 years of experience, you will be responsible for designing, developing, and maintaining Avaloq solutions related to the Broking domain. This includes working on order management, execution, clearing & settlement, and trading workflows. You will customize the Avaloq core banking suite to support brokerage products, compliance, and risk management processes. Additionally, you will integrate Avaloq with external broking and market platforms using Avaloq's interface architecture. Your key responsibilities will include developing scripts and parameterizations for securities handling, trade lifecycle events, and reporting. You will collaborate with product owners...

Hi All, Looking for an AML and KYC professional with a deep understanding of US regulations (such as DFA,FINRA,MIFID,IBOR or QFC. JD: Role & Responsibilities : Act as a control group for sales and trading desk. • Coordinate day-to-day activities for access configuration, inventory/access management. • Coverage assignment for Sales and Trading desks enabling them to execute and book the trades and manage fees. • Proficient on all regulatory, legal, and operational rules/policies impacting client data. • Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc. • Independently research and analyze regulatory reporti...

Hi All, Looking for an AML and KYC professional with a deep understanding of US regulations (such as DFA,FINRA,MIFID,IBOR or QFC. JD: Role & Responsibilities : Act as a control group for sales and trading desk. • Coordinate day-to-day activities for access configuration, inventory/access management. • Coverage assignment for Sales and Trading desks enabling them to execute and book the trades and manage fees. • Proficient on all regulatory, legal, and operational rules/policies impacting client data. • Strong Knowledge of the banking regulatory reporting rules and US regulations FINRA,QFC,Dodd Frank Act, SBS, SEC15a6, MSRB,MIFID II etc. • Independently research and analyze regulatory reporti...