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55 Mifid Jobs - Page 3

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2.0 - 7.0 years

4 - 9 Lacs

Noida

Work from Office

The Role: We are looking for a someone who can provide exceptional customer experience to a broad range of clients and ensure the fast and effective management of client workflows to join the S&P Cappitech Support team. The ideal candidate will be comfortable in communicating with clients, answering regulatory queries, and resolving daily reporting issues. Ideally the candidate will have some experience in EMIR, MiFID, ASIC, CFTC, SEC and\or SFTR. The role is client facing and requires a high degree of technical competence. Responsibilities: Dealing with customer enquiries and requests and managing them efficiently and in a timely manner until resolution Helping clients understand how the so...

Posted 3 months ago

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8.0 - 13.0 years

25 - 40 Lacs

Bengaluru, Mumbai (All Areas)

Hybrid

Responsible for requirements gathering, workflow and gap analysis for Portfolio Solutions projects, focusing on equity/derivatives trade processing, clearing, and reporting Work with global teams and coordinate with trading, ops, risk, and compliance Required Candidate profile Proven experience in investment/trading, OMS (Fidessa pref), use case dev & translating business needs into tech solutions. Skilled in Agile, JIRA, SDLC, testing, data analysis, full trade lifecycle.

Posted 3 months ago

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3 - 8 years

5 - 10 Lacs

Pune, Ahmedabad, Bengaluru

Work from Office

Hiring Risk & Compliance Actimize with experience range 3 to 8 Years of experience Skills: KYC,AML, Actimize, Mantas, Client Risk Rating, KYC, Screening, Enhance Due Diligence (EDD) & Customer Due Diligence (CDD), CCAR, Basel III, GDPR, HKMA, MIFID, Bank Secrecy Act, OFAC, UAT Education: Btech/BE, BCA/MCA,Bsc/MSc

Posted 4 months ago

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5.0 - 9.0 years

5 - 10 Lacs

pune

Work from Office

Role & responsibilities Monitor tradability controls exception management notifications and provide exception management triage where required across the tradability controls - encompassing EMIR (Risk Mitigation, Reporting and LEI), Dodd Frank (P1, P2 and Reporting), MiFID, SEC, Core Deposits, UCSM, and other regional reporting like HKMA & MAS. Ensure timely resolution of by liaising with Sales, Wholesale Onboarding, Client Regulatory, Legal, and Business Management teams to obtain the missing reference data to ensure regulatory adherence. Prepare and maintain key procedures for BAU tasks according to Barclays policy. To be able to build effective relationships with various stakeholders incl...

Posted Date not available

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0.0 - 2.0 years

6 - 11 Lacs

bengaluru

Work from Office

Job Title: Regulatory Reporting Operations Analyst Role Description We are seeking a highly motivated and detail-oriented Operations Analyst to join our Regulatory Reporting team. The role involves executing a series of tasks to ensure compliance, accuracy, and efficiency in report preparation and submission. Processor needs to perform several key functions that support and control the business in complying with several regulatory requirements Executing assigned Regulatory Reporting BAU activities. Perform pre-checks to identify and resolve discrepancies in report, ensure 4 eye principles are being followed in the team. Conduct spot checks to ensure document adherence. Maintain accurate and ...

Posted Date not available

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