87 Mifid Jobs - Page 2

Your Role The QC analyst will review cases for full adherence with clients global AML & KYC Policy Standards & Operating Procedures Ensures case review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information on the case Recognize, document and assess key risks, control environments and applicable regulations; Identify and escalate critical issues to their Quality Control Team Head. Support consistent hiring and performance management practices for a team of ~25-30. Assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC Analysts case work Ensu...

As a Regulatory Reporting Specialist at M&G Global Services Private Limited, your role will involve ensuring accurate and timely submission of EMIR transaction reports, with future scope to support MiFID, SFTR, and other regulatory regimes. You will collaborate with Managers to achieve team objectives, contribute to business-wide initiatives, and maintain strong relationships with internal teams and third-party vendors. Additionally, you will be responsible for identifying and mitigating operational risks through effective processes, controls, and use of technology. Your role will also include driving continuous improvement in reporting processes and controls, supporting remediation efforts,...

Business Analyst JD- KYC An experienced Business Analyst is required by the Client Entity Enablement team to operate in an Agile squad involved in changes and rollouts to the Customer Due Diligence ecosystem of applications and services as part of the Technology and Innovation department. Key Responsibilities Plan the analysis approach, stakeholder engagement model, and governance plan for new projects and opportunities, identifying key performance improvement areas. Collaborate with key stakeholders to elicit solution requirements to ensure innovative, smart scalable solutions which adhere to the Banks standards are identified. Liaise and assist the wider Agile team members to ensure delive...

Department overview As a leading force in transaction reporting worldwide, the Cappitech team has been delivering Regulatory Technology solutions for over twenty years. Our cloud-based, cross-regulation Software as a Service (SaaS) platform empowers banks, brokers, hedge funds, asset managers, insurance companies, and corporates to meet global regulatory standards seamlessly. With a diverse workforce representing our global clientele, we embody S&P Global's values of inclusivity, collaboration, and integrity. Our management is committed to fostering a workplace that nurtures the growth and potential of our colleagues. As our support team expands, you will play a pivotal role in sustaining ou...

Role Overview: As a key member of the asset management team at Invesco, you will be responsible for handling the day-to-day activities related to reporting, reconciliations, and exception monitoring. Your role will involve analyzing reconciliation results, investigating trade and transaction reporting breaks, and ensuring the accuracy and completeness of reporting. You will also play a crucial part in developing and maintaining relationships with regional stakeholders and various business areas. Key Responsibilities: - Analyze reconciliation results and investigate trade and transaction reporting breaks - Ensure accuracy and completeness of reporting - Develop and maintain relationships with...

Position Purpose This role is intended to provide data analysis and setup the automated reporting, controls and monitoring for the Smart Data Analytics team or assimilate (Compliance, top management, IG, Business) on an ad hoc and a regular basis using a variety of analytical tools and SQL. The SDA Team is part of GM IT, which looks to satisfy the requirements related to Client Contribution and related control & monitoring asked by end users represented by Sales and Marketing Teams as well: Data Analysis : Perform and document analysis, review and study on specified regulatory topics. Understand business change and requirement needs, assess the impact and the cost. Data visualization : Data ...

About Business line/Function: Client Engagement & Protection team delivers a comprehensive range of solutions to various business lines of the Group across the globe. The services include referential data management, Know Your Customer (KYC), Due Diligence preparation (client recertification and onboarding), credit administration and post-trade client services, AML transaction monitoring and support Position Purpose Regulatory Onboarding and Support, and performing Regulatory Remediation Exercises Responsibilities Direct Responsibilities Regulatory Onboarding and Support Facilitating and follow up with client onboarding Tackling regulatory blocks that prevent trading Addressing queries from ...

Job Role Mandatory Skills : Minimum 4 years of working experience in Capital Markets as QA with back office experience Hands on Front office / middle office trading applications - Equity, Options, Convertible Bonds Good understanding of Trade Life Cycle, FIX protocol Excellent written and verbal communication - Ability to present test plans / Issues / Demos to mixed audiences - Client, development & business stakeholders Able to write Functional, Integration and Regression test plans for complex requirements Test Automation: experience in developing and maintaining test frameworks using Java / Springboot Basic Linux commands Hands-on database querying skills; Experience with relational datab...

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide from offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

Job Description: You will be responsible for overseeing end-to-end financial crime backend operations, stakeholder management, team management, and delivery management. Your role will involve ensuring compliance with Anti-Money Laundering requirements, including EU/UK and international regulations. You must have a thorough understanding of regulatory regimes such as AMLD, MIFID, and FATCA. Your primary objective will be to ensure that all financial crime operations efforts align with applicable laws, regulations, and compliance standards. Key Responsibilities: - Manage end-to-end financial crime backend operations - Oversee stakeholder management and team management - Ensure compliance with ...

HIRING for AML/KYC Trainer LOC-Noida EXP-10+years 2-3 years relevant exp as a trainer is mandatory CTC-15LPA NP-Imm-60 days SKILLS- AML,KYC,AML KYC Trainer,International regulations Complaince training Drop your CV's at rashibimaginators@gmail.com

Job Description: Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). Your key responsibilities Understanding and defining the Transaction Reporting logic which exist front to back, and how new rules and regulation...

Project description We've been engaged by a large Australian financial institution to assist in the build-out of their Financial Markets Regulatory reporting software to support additional functionality required for Mifid 2 and G20 reporting (Dodd-Frank, ASIC, EMIR ) This engagement is part of a multi-year project to expand the capabilities of the existing software to support the ongoing stream of new regulations impacting financial markets derivatives (FX, FXD, IRD, FI, ..) We require an experienced Business Analyst with strong knowledge of Regulatory Reporting and broad exposure to financial markets (Including derivative trades). You will be working as a subject matter expert in a team of ...

Join us as a Trade & Transaction Reporting Associate You'll be at the forefront of protecting the bank and supporting with the design, development, and undertaking of assurance activity on an end-to-end basis This is a varied role, where youll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work This role is available at senior analyst level What you'll do In your new role, youll be supporting with trade and transaction reporting and executing a variety of processes. This will include ...

Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore ...

You are a strategic thinker passionate about driving solutions in Regulatory Change & Controls. You have found the right team. As a Change Manager in the GRCC team, you will be a strategic thinker passionate about promoting solutions in Regulatory Change & Controls. You will partner with multiple internal stakeholders to define, implement, and provide ongoing support for strategic programs that meet business and regulatory requirements. This position addresses both European and UK regulatory requirements, offering you the opportunity to manage project initiatives for these changes, develop strong partnerships with Technology for initiative delivery, and become a subject matter expert in regu...

Excellent Communication Skills - ability to clearly express ideas, ask clarifying detailed probing questions, and also take feedback from the audience in the room to be able to adjust communication as needed.Given we have very challenging clients, some of whom do not always ask questions when they are confused, and rather look perplexed, it's imperative that the person can answer a question and also ensure the client understands the answer. Business Analyst experience and skills - some skills include beingable to elicit requirements, write user stories, do current state analysis, produce process flows, write business requirements documents, converse with cross functional teams as needed, wor...

Your Role: Oversight of the engagement delivery for KYC risk analysts/officers who perform data quality reviews of KYCs for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, and audit requirements of the bank, FI or Fintech being supported Monitoring overall queues and reports to meet established Service Level Agreements including follow-up analysis and reconciliation Ensure standard processes across roles and responsibilities of the AML/KYC team while meeting / exceeding overall engagements SLAs/KPIs across quality and throughput Support consistent hiring and performance management practices for a 100+ team size Analyze and r...

About FYNXT FYNXT is transforming the global broking industry with innovative SaaS solutions. We empower brokers worldwide with multi-asset trading platforms, seamless payments, and scalable engagement tools. Our culture blends startup agility with structured execution to shape the future of fintech. The Role Were hiring an Engineering Manager – Data & Platform to lead a high-performing team building our real-time streaming platform and trading infrastructure. You’ll drive architecture decisions, mentor engineers, and build mission-critical systems like PAMM/MAMM, Copy Trading, and Introducing Broker platforms. Key Responsibilities Lead & scale a specialized data/platform engineering team Ar...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Citi's Risk Management organization oversees Citi's risk governance framework and risk appetite, ensuring all risks generated by the firm's businesses are measured, revie...

Join MSBC as a FIX Onboarding Specialist to deliver seamless client experiences in the capital markets. MSBC is seeking an experienced and proactive professional to oversee the end-to-end onboarding of institutional clients in capital markets, trading, and fintech sectors. In this role, you will be instrumental in ensuring that client onboarding is compliant, timely, and frictionless by collaborating with various teams and utilizing your domain expertise. Your responsibilities will include managing the complete onboarding lifecycle for institutional and HNI clients, coordinating with internal departments to facilitate timely onboarding, collecting and maintaining documentation in adherence t...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. In this role, you're expected to: The Program Management Lead is a strategic professional who stays abreast of developments within their own field and contributes to dire...

Inviting applications for the role of Manager, Market Regulation & Agile BA! In this role, The Agile Business Analyst (BA) with Relevant experience in end-to-end business analysis life cycle: requirement elicitation, documentation, gap analysis and stakeholder management. Strong experience working in agile environments; active participation in backlog grooming, sprint planning, reviews and retrospectives. Adept at writing epics, user stories and acceptance criteria aligned with regulatory and product change requirements. Product knowledge of Equities, Fixed Income Instruments and OTC Derivatives. Familiarity with client onboarding, and client classification under regulatory regimes. Understa...

Responsibilities: * Collaborate with stakeholders on trade life cycle management * Define product backlog & prioritize features * Ensure compliance with MIFID regulations * Manage product roadmap & release plan