3 Legalcompliance Jobs

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1.0 - 5.0 years

0 Lacs

maharashtra

On-site

As a part of Morgan Stanley's industry-leading deposits and cash management team, your main focus will be on supporting the expansion of the Deposits and Cash Management business by quickly learning the product set and relevant risk control management facilities. Your role will involve managing risk and operational issues that arise from the products, ensuring that business, risk, regulatory, and compliance expectations are met. **Key Responsibilities:** - Assist in resolving identified product issues, executing remediation processes, and enhancing controls by collaborating with key stakeholders. - Manage business controls, policies, procedures, self-assessment process, and respond to legal ...

Posted 5 days ago

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1.0 - 5.0 years

0 Lacs

maharashtra

On-site

As a member of Morgan Stanley's expanding deposits and cash management team, you will play a crucial role in developing a cutting-edge offering that leverages the recent acquisitions of E*TRADE and Shareworks. Your primary goal will be to familiarize yourself with the product suite and relevant risk control management mechanisms to facilitate the growth of the Deposits and Cash Management business. Your efforts will be pivotal in ensuring that the business aligns with risk, regulatory, and compliance standards, while also managing risk and operational challenges that may arise from the products. Collaboration will be a key aspect of your role as you work closely with the Product Management t...

Posted 2 months ago

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5.0 - 9.0 years

0 Lacs

maharashtra

On-site

As a Conduct Risk Associate at Morgan Stanley's U.S. Banks, you will play a crucial role in supporting key governance and management risk deliverables related to the banking and lending activities of Financial Advisors and the Private Bank's Distribution Sales Team. Your responsibilities will include creating various reports and materials, coordinating timelines for deliverables, and ensuring compliance issue logging and tracking are completed in a timely manner. You will be responsible for tasks such as creating the Bank's quarterly Dual Employment Oversight Committee materials, the quarterly Private Bank Distribution Sales Team Risk report, and assisting in compiling the Bank's quarterly C...

Posted 3 months ago

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