4 Kri Jobs

ROLE PURPOSE & OBJECTIVE To assist Head Internal Audit & Vigilance in efficient management of Internal Audit activities in the Bank as per organizational needs. To assist in performance of annual risk assessment for development of audit universe and RBAP. To ensure completion of RBAP KEY DUTIES & RESPONSIBILITIES OF THE ROLE Business/ Financials To identify key risks to achieve business objectives including regulatory compliances To provide inputs for development of RBAP To ensure zero deviation in scope and timelines of RBI mandated audits To ensure timely completion of RBAP To review work papers of audits by team and ensure compliance to IADs processes/manuals To evaluate auditable data for completeness, integrity, accuracy and relevance by self and ensure the same by team Ensure to release draft audit reports and final audit reports on agreed timelines with functional heads To work with auditee in a consulting role to add value To ensure SMART action plans from management on audit report To inform or update Head Internal Audit & Vigilance of cases where management accepts risk. To assist Head Internal Audit & Vigilance on investigations. Customer (Both Internal & External) To ensure audit reports circulated or distributed meet the quality criteria i.e. accurate, objective, clear, concise, constructive, complete, and timely. To ensure that risks highlighted in the audit report are relevant. To coordinate with auditee for timely implementation of action plans. Promptly ensure to provide documentation of audit assignments upon requests by RBI or other regulator at the time of their AFI or information called for. To maintain documentation and audit trails demonstrating effective operation of issue tracking and closure mechanism and maintain relevant records. Internal Process To ensure complete documentation of work-papers by self and team in line with RBI requirements (as requested at the time of their AFI or otherwise) To maintain robust Internal MIS mechanism and submit information to management on prompt basis To ensure to adhere to IADs policy and manual in the conduct of audits, consulting reviews and maintain audit evidences thereof Ensure complete adherence to QAIP for central function audits To assist Head Internal Audit and Vigilance to carry ou t Internal QAIP testing . MINIMUM REQUIREMENTS OF KNOWLEDGE & SKILLS EducationalQualifications Chartered Accountant Mandatory Certified Internal Auditor and ISA (ICAI) or CISA- Good to have Experience Minimum 15+ years of experience in Risk Based Internal Audit, Process Audits, IS Audits and integrated approach to audits of which 10+ years in developing and delivering on IADs strategy and team management. Functional Skills Manage the expectations of Stakeholders Issuance of Quality Audit Reports Risk Management skills, understanding of RCSA , KRI s etc. In-depth understanding of Governance Frameworks and Auditing Standards Keep abreast with regulatory changes and industry standards Behavioural Skills Strong Leadership Effective Communication skills Attention to detail with an analytical mind and problem-solving skills Ability to work under pressure in a fast-paced environment Ability to deal with all levels of Management, specifically CXO positions Ability to promote the values of Internal Audit

Are you an experienced professional with a strong background in operational risk management? If you have 3+ years of experience and exceptional skills in risk assessment, this could be the perfect opportunity for you to advance your career. Location : Pune Your Future Employer : Our client is a prominent organization in the financial services sector, known for its inclusive and diverse work culture. With a commitment to innovation and excellence, they offer an environment where employees can thrive and grow in their careers. Responsibilities 1. Enhancing and maintaining the risk framework for operational risk management 2.Conducting risk assessments and developing risk reports 3. Utilizing risk analytics to identify potential threats and opportunities 4. Collaborating with cross-functional teams to implement risk mitigation strategies Requirements 1. 3+ years of experience in operational risk management 2.Strong expertise in risk analytics 3. Bachelor's degree in a relevant field 4. Excellent communication and analytical skills 5. Ability to thrive in a dynamic and fast-paced environment What's in it for you : This role offers the opportunity to work with a leading organization in the financial services sector, where you can contribute to the enhancement of operational risk management practices. You will have the chance to collaborate with a talented team and make a meaningful impact on the organization's risk management strategies. Reach us : If you feel this opportunity is well aligned with your career progression plans, please feel free to reach me with your updated profile at ananya.kad@crescendogroup.in Disclaimer : Crescendo Global specializes in Senior to C-level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status, or disability status. Note : We receive a lot of applications on a daily basis, so it becomes a bit difficult for us to get back to each candidate. Please assume that your profile has not been shortlisted in case you don't hear back from us in 1 week. Your patience is highly appreciated. Profile keywords : Crescendo Global, Crescendo, Risk Analytics, Risk Assessment, Operational Risk Management, Financial Services, Risk Reports, ORM

Position: Assistant Manager / Deputy Manager Reporting: Vice President - Risk Management Experience: 1-3 years CTC Range: Negotiable Qualification: Postgraduate (CAs / Progress towards CFA / FRM would be preferred) Job Overview: This role entails being part of the Risk Management Team at SBI Funds Management Ltd. The primary responsibility of this role would be to handle aspects pertaining to Investment Limits Monitoring which entails assimilating Regulatory frameworks, Fund Mandates and any internal Policies and Norms and developing limit monitoring frameworks surrounding the same. In addition to the above, it will also involve drafting policy frameworks as and when needed and periodic reporting and presenting the same at select forums. Another key aspect of this role would be to bolster the Enterprise Risk Management Framework of the AMC by being responsible for select aspects such as, but not limited to, Trades Monitoring, Trades and Trade Communication Surveillance, Key Risk Indicators, Risk Control Self Assessments (RCSA) of key functions and reporting and presenting findings from such exercises. Job Responsibilities: Formulation, Review & timely Reporting of Risk Dashboard highlighting Operational KRIs to Internal Risk Committee (IRC) & Board Timely capturing & reporting of Incidents/losses with RCA to Board Monitoring of Trade Surveillance Records, analysis of exceptions of the alert and conducting further examination of such alerts Conducting the RCSA exercises and control testing Conducting Critical Vendor Risk Reviews SOP reviews and updation Providing support in maintaining and monitoring the ERM framework, identification of new risks and working with functional teams on process controls Required Skills: Great communication & presentation skills Accountability for tasks assigned Analytical Abilities Multitasking Capabilities Proficient in Microsoft Excel

Location : Mumbai (Kalina) / Seawoods - Navi Mumbai Level: Senior Manager (L3) Reporting to: Head-Operational Risk Management ROLE AND RESPONSIBILITIES Support Head-ORM in implementing Operational Risk Management framework and facilitate understanding of operational risk requirements across Business, Support & Operations units assigned. Review Risk Register (identification of risks and their controls), RCSA and KRI for assigned units. Reviewing the Risk Register and RCSA that are updated in line with change in Product/ Process/ Technology/ Regulations from time to time. Undertake timely periodic review of Key Risk Indicator (KRI) and Risk and Control Self- Assessment (RCSA) exercises. Review the Loss Event Reporting for the units assigned as per the ORM policy and ensure the Root Cause is analysed, Corrective Actions taken and Preventive Actions drawn up to prevent re-occurrence. Reach out to other internal and external stakeholders as may be required to validate the submission. Track the appropriate and timely resolution of Issues and Preventive Actions identified by units. Review Product Notes and Processes (SOP / Policy / Manuals) to identify key risks and ensure mitigates / controls are provided by owners. Bring in and sustain improvement in the operational efficiency and effectiveness of operational risk processes for the assigned units. Support in preparation of decks for monthly reviews with Senior Management. Providing relevant inputs for the ORMC Deck. Other ad-hoc assignments and projects that may be assigned from time to time. QUALIFICATIONS AND EDUCATION REQUIREMENTS Graduate / Post Graduate with a minimum 5 years experience in First/Second Line Operational Risk Management. A Professional Degree with an experience in Assets Operations, Branch Banking Operations, Treasury units within a Bank will be an added advantage. Experience in implementing Operational Risk Management tools (RCSA, KRI, Incidents) for units. Good knowledge of Banking products for SMEs, Supply Chain, Micro Finance and Treasury. Understanding of industry trends and developments as well as their impact on the business Strong communication and writing skills & fluent in written and verbal English.