4 Key Controls Jobs

As a Control Library Manager at LSEG, you will play a key role in maintaining and updating the centralised Technology & Cyber Security control library. Your responsibilities will include ensuring that controls align with industry frameworks such as NIST, ISO, and COBIT, as well as meeting regulatory requirements like DORA. You will be tasked with translating complex framework and regulatory requirements into clear and actionable controls. Your role will also involve conducting Tests of Design Assurance and Operating Effectiveness Assurance for key controls at both group and divisional levels. By documenting test results and identifying areas for improvement, you will provide critical support for Group Engineering, Risk & Control Assessments. Additionally, you will establish and oversee processes for proper documentation, storage, and accessibility of control evidence at required frequencies. As part of your duties, you will plan and coordinate periodic independent assurance activities with internal audit teams and external assessors, preparing documentation and facilitating access to evidence. You will also be responsible for implementing, tracking, and analyzing Key Control Indicators (KCIs) aligned to the control library to identify trends and potential weaknesses. In your role, you will maintain detailed control performance dashboards and metrics to communicate control status to various partners, from technical teams to executive leadership. You will lead a team of GRC analysts, providing mentorship, technical guidance, and career development opportunities while ensuring high-quality results. Moreover, you will collaborate with control/process owners to develop and implement effective remediation strategies for thematic control weaknesses. To qualify for this position, you should have a relevant degree in IT, Cybersecurity, or Risk Management (Desirable) along with at least 5 years of experience in technology controls or compliance. Strong knowledge of control frameworks such as NIST, ISO, and COBIT is essential, as well as demonstrable knowledge of key controls across Technology process areas. Your experience in control implementation, testing, evidence validation, team management, and project delivery will be beneficial. Excellent analytical, communication abilities, and presentation skills are required for this role. Experience with GRC tools and control automation will also be advantageous. Join LSEG, a leading global financial markets infrastructure and data provider, and be part of a dynamic organization that values individuality and encourages new ideas. Together, we aim to drive financial stability, empower economies, and create sustainable growth for communities and economies globally.,

The role is to support the development and maintenance of robust control frameworks and a unified Technology & Cyber Security Control library. You will help implement process control monitoring capabilities to coordinate control execution across Engineering and contribute to driving a positive risk culture within Engineering by implementing processes for control efficiency demonstration. This role requires organized, methodical thinking with strong attention to detail for creating control test plans and documentation. Your responsibilities will include: - Maintaining and regularly updating the centralized Technology & Cyber Security control library, ensuring controls align with industry frameworks (NIST, ISO, COBIT) and regulatory requirements (e.g. DORA). You will help translate complex framework/regulatory requirements into clear, actionable controls. - Conducting Tests of Design Assurance and Operating Effectiveness Assurance for key controls at both group and divisional levels, providing critical support for Group Engineering, Risk & Control Assessments. Documenting test results and identifying areas for improvement. - Establishing and overseeing processes to ensure control evidence is properly documented, stored, and accessible at required frequencies. Creating standardized templates for evidence collection to improve consistency. Reviewing monitoring results for completeness and accuracy, driving corrective actions as needed. - Planning and coordinating periodic independent assurance activities with internal audit teams and external assessors, preparing documentation and facilitating access to evidence. - Implementing, tracking, and analyzing Key Control Indicators (KCIs) aligned to the control library, helping to identify trends and potential weaknesses before they impact operations. - Maintaining detailed control performance dashboards and metrics that clearly communicate control status to various partners, from technical teams to executive leadership. Performing sample-based testing of control operating efficiency. - Identifying thematic control weaknesses and collaborating with control/process owners to develop and implement effective remediation strategies with clear timelines and accountability. Representing Engineering in risk discussions with internal team members. - Leading a team of GRC analysts, providing mentorship, technical guidance, and career development opportunities while ensuring high-quality results. Qualifications: - Relevant degree in IT, Cybersecurity, or Risk Management (Desirable). - 5+ years of experience in technology controls or compliance. - Strong knowledge of control frameworks (NIST, ISO, COBIT). - Demonstrable knowledge of key controls across Technology process areas (e.g. incident, change, capacity management). - Experience in control implementation across Technology process areas. - Experience in control testing and evidence validation. - Proven team management and project delivery skills. - Excellent analytical, communication abilities, and presentation skills. - Experience with GRC tools and control automation. About Us: LSEG (London Stock Exchange Group) is a diversified global financial markets infrastructure and data business dedicated to excellence in delivering services to customers. With extensive experience and deep knowledge across financial markets, we enable businesses and economies worldwide to fund innovation, handle risk, and build jobs. LSEG values integrity, partnership, excellence, and change, guiding our decision-making and actions every day. We are committed to sustainability and driving sustainable economic growth.,

The General Auditor - AVP position is based in Mumbai, India and involves participating in internal audits of specific business/functional areas, assessing the adequacy and effectiveness of internal controls, and conducting Concurrent Audit deliverables as part of Group Audit. You will also be involved in ad hoc projects and Special Investigations, working collaboratively with subject matter experts and other teams to ensure comprehensive audit coverage. As an Auditor, you will be responsible for executing day-to-day operational audit work, contributing to audit delivery, drafting high-quality audit reports, facilitating issue tracking, and validating the closure of audit issues. You will conduct audit fieldwork in line with the agreed audit approach, partner with other teams during audit engagements, and provide expert opinions on action plans to help clients develop robust remediation plans. Additionally, you will proactively manage and execute responsibilities with group audit deliverables on Concurrent Audit and act as a challenger to clients in the issue closure process. To excel in this role, you should have audit/business knowledge and experience in areas such as Investment Banking, Transaction Banking, Retail & Corporate Banking, Asset & Wealth Management, Risk, Legal & Compliance, Finance, and Information Technology. You should possess solid communication skills, relationship management abilities, analytical skills, and a good understanding of auditing standards and concepts. A Bachelor's degree from an accredited college or university, along with professional qualifications like CISA (for IT auditors) or ACA and CPA, is required. We offer a range of benefits including a best-in-class leave policy, gender-neutral parental leaves, sponsorship for industry relevant certifications, comprehensive insurance coverage, and employee assistance programs for you and your family members. Additionally, we provide training, coaching, and support to help you excel in your career and foster a culture of continuous learning and progression. At Deutsche Bank, we strive for a culture of empowerment, responsibility, collaboration, and commercial thinking. We value diversity and inclusivity in our work environment, promoting a positive and fair workplace for all. Join us in celebrating the successes of our people and being part of the Deutsche Bank Group. For more information about our company and teams, please visit our website: https://www.db.com/company/company.htm,

As a Quality Audit Specialist in Operations Control, your primary responsibility will involve conducting regular and ongoing controls testing on regulatory topics within the Operations department. You will be tasked with following up on remediation actions to ensure compliance with relevant regulations. Another key aspect of your role will be to review the collection and reporting of key risk indicators to identify any potential areas of concern or improvement. You will also be responsible for executing Control Assessments, which involve testing the design and operating effectiveness of the Bank's first-line Key Controls. In some cases, you may also be required to act as the designated lead tester or reviewer for control testing engagements. Your contribution to the articulation of results, conclusions, and memos from control testing activities will be crucial. You will need to effectively communicate these findings to key stakeholders within the organization. Furthermore, you will play a role in supporting a high-performance environment by fostering inclusivity, assisting and elevating your peers, and taking ownership of your individual developmental goals. If you are looking to be part of a dynamic team in a challenging environment, this position in Bangalore, IN, could be the next step in your career.,