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Regulatory Control Senior Advisor, AVP Deutsche Bank

8.0 - 10.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Regulatory Control Senior Advisor, AVP Position Overview Job Title: Business Supervisory Office - Regulatory Control Senior Advisor, AVP Location: Mumbai, India Role Description As a support role in the Business Supervisory Office (BSO) team, you will ensure that, The US Private Banking Business is compliant with local rules and regulations in transacting business for its clients. You shall also assist in reviewing that all business transacted for the clients are in their best interest (i.e. compliant with the Reg BI rule) and in line with their Suitability and risk profiles. This requires reviewing and providing disposition for daily trade alerts generated via the Surveillance systems imple...

Posted 4 days ago

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