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Compliance Officer Raghunandan Capital

1.0 - 3.0 years

3 - 5 Lacs

ahmedabad

Work from Office

Job Description: We are looking for an experienced Compliance Officer to ensure that the company operates in full compliance with all regulatory requirements laid down by BSE, NSE, INX, IFSC, and SEBI . The ideal candidate will have strong knowledge of exchange compliances and hands-on experience managing audits, filings, and internal controls for a stock broking or capital market firm. Key Responsibilities: Ensure compliance with regulatory frameworks of BSE, NSE, INX, IFSC, and SEBI . Monitor and implement internal control systems to meet statutory and exchange guidelines. Prepare and submit periodic compliance reports, returns, and disclosures to exchanges and regulators. Liaise with exch...

Posted -1 days ago

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