Investment Banking Code of Ethics

1 - 5 years

0 Lacs

Posted:1 month ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As an individual contributor in this role, you will be required to solve routine problems with the help of general guidelines and precedents. Your interactions will mainly be within your team and direct supervisor. You can expect detailed to moderate instruction for daily tasks and detailed instruction for new assignments. The decisions you make will have an impact on your own work within a predetermined scope. Please be aware that this position may involve working in rotational shifts. Key Responsibilities: - Possess knowledge and some experience in Code of Ethics Activities for Asset Management Entity. - Understand compliance and regulatory aspects of asset management. - Have knowledge of Capital Markets, Asset Management, Mutual Funds, Equities, and Bonds (added advantage). - Demonstrate good communication skills. Qualifications Required: - 1 to 2 years of experience in a similar role. - Knowledge and experience in Code of Ethics Activities for Asset Management Entity. - Understanding of compliance and regulatory requirements in asset management. - Familiarity with Capital Markets, Asset Management, Mutual Funds, Equities, Bonds would be an added advantage. - Good communication skills.,

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