4402 Internal Control Jobs - Page 29

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for? "Key ResponsibilitiesAssist in the following tasks to senior colleagues in the Internal Controls Team:Evaluate and document the Operating Effectiveness of the ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: BE Years of Experience: 5 to 8 years What would you do? This role is responsible for evaluating the information technology systems and processes within an organization to ensure compliance with industry standards, regulations, and best practices. This position plays a critical role in assessing the effectiveness of IT controls, identifying potential risks and vulnerabilities, and recommending improvements to enhance the security and efficiency of IT operations.Looking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years What would you do? Assist in the following tasks to senior colleagues in the Internal Controls Team:Evaluate and document the Operating Effectiveness of the assigned controls/contracts in SarbOx Tool by the defined due dates.Evaluation of Operating Effectiveness includes:- Inspecting evidence to ensure control activities are performed accurately and consistently.- Documenting the findings in the SarbOx Tool.- Concluding on the Operating Effectiveness of each internal control.- For those controls assessed as ineffective, notifying the r...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: BE Years of Experience: 3 to 5 years Language - Ability: English(International) - Advanced What would you do? "1. Prioritize controls and assist in Audit Planning 2. Perform compliance reviews, enterprise security audits( both application and infrastructure) which involves a.Verify IT General, application and cyber security controls to ensure effective delivery of functional processes within operations to mitigate risks. b.Verify technology risk management processes, application development and deployment processes, database management, vendor management, etc., c.Publish ...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Finance & Accounting - Operational Audit & Compliance Designation: Quality Auditing Analyst Qualifications: Chartered Accountant/ICWA(Inter) Years of Experience: 3 to 5 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.General Accounting practicesAudit and manage effective implementation and delivery of functional processes within operations to mitigate risk. e.g. Policies; Anticorruption, BCM, InfoSec, P104, Records Management and Contractor controls. Establish processes to audi...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Order to Cash - Collections Processing Designation: Order to Cash Operations Associate Qualifications: BCom/Any Graduation Years of Experience: 1 to 2 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Optimizing working capital, providing real-time visibility and end-to-end management of revenue and cash flow, and streamlining billing processes. This team over looks the entire processes that starts from customers inquiry, sales order to delivery and invoicing. The Cash Applicatio...

About The Role Skill required: Finance & Accounting - Operational Audit & Compliance Designation: Quality Auditing Senior Analyst Qualifications: Chartered Accountant/ICWA(Inter) Years of Experience: 5 to 8 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.General Accounting practicesAudit and manage effective implementation and delivery of functional processes within operations to mitigate risk. e.g. Policies; Anticorruption, BCM, InfoSec, P104, Records Management and Contractor controls. Establish processes ...

The Role: Internal Auditor The Team : OSTTRA is a leader in Post Trade for the Capital Markets within the financial services industry. You will be a part of the Internal Audit team of OSTTRA to perform required and necessary audits for the OSTTRA group of companies. The internal audit function will establish, implement and maintain an annual audit plan to examine and evaluate the adequacy and effectiveness of the systems, internal control mechanisms and arrangements within OSTTRA. The internal audit function is separate and independent of management and of the operations to be audited. The Impact: As an individual contributor, you work closely with the Audit Director and Senior Management. Y...

The Role: Insurance Senior Risk Analyst The Team : The Business Risk Management team is responsible for managing various insurance policies to protect S&P Global against fortuitous risks. Within the team, there is a great deal of collaboration as members collectively participate in major insurance renewals and projects. Responsibilities: Assist with the renewals of S&P Global's Property, Casualty, Umbrella Liability, Errors & Omissions Liability, Directors & Officers Liability, Fiduciary Liability and Cyber-risk renewals. This involves compiling underwriting data, participating in strategy discussions, reviewing quotes, binders and policies and monitoring payment of invoices. Assist with E&O...

The Team: The S&P Global Internal Audit function reports functionally to the S&P Global Audit Committee and administratively to the S&P Global President and CEO. Join our dynamic Internal Audit Team at S&P Global as a seasoned IT Audit and a Cyber Security leader with keen interest in emerging technologies. As an Associate Director, you will lead and manage the Application Technology Audit professionals with an accountability for Divisional IT infrastructure, Divisional IT applications/Cloud, Cyber security, and provide independent and objective assessment on the audit delivery for the Company. In this critical role, you will be responsible for developing risk assessments, leading the execut...

Key AccountabilityReview of the various identified areas for operational risk and control processes and procedures Monitor the execution of the audit plan To liaison with the outsourced auditors Perform risk assessments and scoping of audit Independently manage the audit planning and executionFollow-up with stakeholders for audit related requirement Conduct form and substantive testing as per audit requirementCreate a detailed report as per defined format Maintain the audit documentations in audit systemDo a regular follow-up on overdue issues/findings and ensure timely complianceQualificationsCA (Preferred)/MBA with 8years of experience ToolsACL, MS Access, MS power point and MS Excel, Proa...

Provide an independent, risk-based evaluation of the company s operational and Sarbanes-Oxley (SOX) controls, ensuring their adequacy and effectiveness. Independently manage all phases of the audit process, including planning, fieldwork, closeout, report writing, wrap-up, and follow-up. Assist in SOX 404 compliance by documenting and testing internal controls over financial reporting. Own and understand end-to-end business processes for assigned areas, including operational audits and SOX cycles. Collaborate with department personnel to meet SOX 404 objectives, deliverables, and timelines. Track and coordinate internal/external testing of controls, monitoring gaps and remediation actions. Fa...

Perform specialized technical tasks and conduct research to optimize validation outcomes Ensure equipment, systems, and processes operate effectively and comply with regulations Conduct risk assessments, design protocols, analyze data, and prepare validation and qualification reports Verify that products and processes meet predefined criteria Support validation activities for aseptic process management Review and approve change control documentation Provide audit support and develop protocols for product transfers and launches Make decisions within the scope of assigned tasks, requiring advanced technical knowledge and analytical skills Adhere to Good Practice (GxP) regulations by strictly f...

Data quality control for manually captured new trade tickets. Front Office Supervision controls monitoring of Cancel & Amends, Off-Markets Rate and Backdated transactions. Trade reconciliations between trade capture systems. Non-validation transactional controls such as flat book and block deal monitoring. Brokerage Services in reconciling and arranging brokerage invoices for payment. What will you bring To grow and be successful in this role, you will ideally bring the following: 10+ years of experience in Control Testing and Audit. Extensive knowledge of Markets Products (FX, Rates, Commodities, Credit). Extensive experience in working closely with control testing/auditors/regulators. Exce...