3577 Internal Control Jobs - Page 13

Audit Areas: Internal Audit Statutory Audit Management Audit Risk Assessment and review of Internal Controls Stock Audit Government Audit Pre-Audit Management Consultancy Bank Audit Taxation Areas: Income Tax Compliance & Advisory GST compliance & Advisory Tax Audit Other Legal & Secretarial Compliances Good Legal drafting Skill & Representation to Authorities Preferences: Qualified Chartered Accountants with experience of either Statutory Audit or Internal Audit will be preferred. Knowledge of SEBI Regulations, Company Laws and allied laws will be considered as an asset. Experience of listed company audit will be considered as an asset.

Responsibilities: * Manage internal controls, audits & compliance * Oversee financial reporting & GAAP knowledge * Ensure statutory & tax regulatory adherence * Lead ERP system implementation & maintenance

The Candidate shall be required to perform field work in risk advisory services, Sarbanes Oxley, Internal Financial Controls, Enterprise Risk Management, etc. covering following activities. o Preparing risk and control matrices. o Planning for field work. o Executing the field work covering – process and system walk through, preparation of process flow charts, perform data analysis, carry out substantive control testing for samples o Drafting of internal audit / engagement reports o Day to day guidance to trainees and associates working in team o Day to day coordination with reporting manager The candidate will have to review operational, financial, and technology processes to provide manage...

Position: SAP GRC Expert – Finance & Accounting Experience: 3–8 Years | Location: Chennai | Employment: Full-Time We’re looking for a Chartered Accountant (CA) with strong SAP LISA expertise to lead Governance, Risk & Compliance (GRC) in finance. You’ll play a key role in access risk management, Segregation of Duties (SoD), and ensuring smooth SAP deployments across the Group. What You’ll Do Manage SAP GRC access risks and SoD controls Review and maintain roles, authorization matrices, and automated finance controls Collaborate with internal teams and external auditors Support SAP implementation and harmonize finance roles/processes Lead annual testing of controls and risk reporting. What We...

Understand key business process/identify potential operational and financial risks. Independently plan, execute, and manage internal audit assignments, including risk assessments and process evaluation Collaborate with teams to conduct timely audits Required Candidate profile Transfer Pricing documentation Form 3CEB Transfer Pricing planning, risk assessment, and structuring of intercompany transactioN Transfer Pricing audits, assessments, and litigation matters.

Role Overview: You should have 12-15 years of post-qualification experience with excellent communication skills and expertise in Credit regulations (Wholesale/Retail) and related compliances. Your role will involve guiding Business Units on Regulatory Compliance for transactions handled by the Bank, covering Credit regulations. Key Responsibilities: - **Guidance & Advisory:** - Provide guidance and support to business teams regarding Credit (Wholesale and Retail) regulations/guidelines issued by RBI. - Liaise with RBI for seeking clarification. - **Product & Process Note Review:** - Review Product and Process notes to ensure compliance from a regulatory perspective. - Represent Compliance un...

Role Overview: You should have 12-15 years of post-qualification experience with excellent communication skills and a strong understanding of Credit regulations (Wholesale/ Retail) and related compliances. Your responsibilities will include providing guidance on regulatory compliance to the Business Units, ensuring product and process notes are compliant, implementing regulatory guidelines, conducting training on RBI guidelines, and preparing compliance reports. Key Responsibilities: - Provide guidance and support to business teams on Credit (Wholesale and Retail) regulations/guidelines issued by RBI - Liaise with RBI for seeking clarification - Review product and process notes to ensure reg...

**Role Overview:** As a candidate for this role, you will be responsible for ensuring compliance with statutes and accounting standards, including timely adherence to all statutory requirements and guidelines such as CFD compliance and Corporate governance. You will also be in charge of overseeing the compliance of SOPs and Delegation Manual to maintain operational efficiency. **Key Responsibilities:** - Conduct regular scrutiny of the General Ledger to ensure accuracy in financial records. - Monitor and prepare various types of reports as needed, facilitating both internal and external audits. - Coordinate the valuation and insurance coverage of the Plant, as well as ensure timely settlemen...

As a Regulatory Compliance Officer for the treasury function of the Bank, your role involves providing regulatory guidance on products, processes, and transaction structures. You will be responsible for interacting with regulators, preparing Management Information Systems, and ensuring compliance with the latest regulations. Key Responsibilities: - Provide regulatory guidance on business structures and transactions related to treasury and PD operations. - Review product and process notes from a regulatory perspective. - Regularly interact with regulators for clarifications and approvals. - Implement the latest regulations within prescribed deadlines. - Prepare and circulate accurate Manageme...

Embark on a transformative journey as an AVP IB Sustainability Client Controls at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences, The role will involve working as part of a team covering a range of activities focused on Sustainability Client Controls across Investment Banking and Markets These may include executing existing control processes, researching clients for sustainability enhanced due diligence, dealing with stakeholder questions and escalations, production of management information and identifying oppor...

Reference 24000T6G Responsibilities Client audit engagements, which include planning executing, directing, and completing business / financial audits, Good knowledge of business process, operational process related to banking and capital markets, Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc, Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business, Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc, A strong understanding of principles of risk management with a thorough unders...

Some Careers Have More Impact Than Others, If youre looking for a career where you can make a real impression, join HSBC and discover how valued youll be, HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions, We are currently seeking an experienced professional to join our team in the role of Assurance Manager Business: Finance Function Principal Responsibilities Risk Management & Operational Effectiveness Managing the overall control environm...

Kotak Mahindra Bank Limited is looking for RCU Trxn Monitoring Team Manager-Ho & Support-Internal Control to join our dynamic team and embark on a rewarding career journey Team Leadership: Manage and lead a team of employees, providing direction, guidance, and support to achieve departmental or organizational goals Planning and Strategy: Develop strategic plans, set goals, and create action plans to accomplish business objectives Operations Management: Oversee day-to-day operations, ensuring efficient workflow, resource allocation, and adherence to policies and procedures Budgeting and Financial Management: Manage budgets, allocate resources, monitor expenses, and contribute to financial pla...

Evaluate IT risks from SOX perspective Perform Design and operating effectiveness test of ITGCs as well as application controls Evaluate Design and performance of automated/configuration controls Liaise with client as well as external auditors for requirements and questions Finalize Issues noted and discuss it with the required stakeholders to bring it to closure Document Test work papers with precision and detail

Join Our Client's Team as an Internal Audit Manager! We are looking for an experienced and proactive Internal Audit Manager to lead and enhance our internal audit function. If you are a strategic thinker with a proven track record in risk management and process improvement, this is the perfect opportunity for you to make a significant impact. Key Responsibilities: Lead the planning, scoping, and execution of the annual internal audit plan. Manage and mentor a team of internal auditors, fostering their professional development. Oversee complex audits, reviewing work papers and ensuring audit conclusions are well-documented and supported. Evaluate the effectiveness of internal controls, risk m...

Sodexo Food Solutions India Pvt. Ltd.ces is looking for STEWARDING EXECUTIVE to join our dynamic team and embark on a rewarding career journey Supervise and manage the stewarding team, including hiring, training, scheduling, and performance management. Develop and implement standard operating procedures (SOPs) for stewarding operations to ensure efficient workflow and compliance with health and safety regulations. Maintain cleanliness and hygiene standards in the kitchen, dining areas, and other food and beverage service areas. Monitor and ensure proper handling, cleaning, and storage of all food and beverage equipment, utensils, and supplies. Coordinate with the purchasing department to ens...

Role & responsibilities Conduct internal audits across hospital departments as per audit plans Review financial, operational, and compliance processes Identify gaps, risks, and recommend corrective actions Prepare audit reports and follow up on implementation of audit findings Support management in process improvement and risk mitigation

Role & responsibilities: At Deloitte India, we believe in the importance of leadership at all levels. We expect our people to embrace and live our purpose by challenging themselves to identify issues that are most important for our clients, our people, and for society and make an impact that matters. In addition to living our purpose, Assistant Manager across our organization: Builds own understanding of our purpose and values; explores opportunities for impact. Demonstrates strong commitment to personal learning and development; acts as a brand ambassador to help attract top talent. Understands expectations and demonstrates personal accountability for keeping performance on track. Actively ...

Overview This role will be responsible to perform and keep a track business deliverable of timely manner. This role will need to partner with the finance and sales team to also manage Invoice/TPM related queries. Support Senior Associates to cater for a specific region, account or Finance teams requirements Responsibilities Functional Responsibilities Create and maintain performance reports by customer, region, brand, and account, districts and Zone. Develop and manage complex Excel models and business reports. Manage trade promotions events in SAP TPM, handle event enrolments, claims, and calendar approvals. Process trade claims, deduction clearances, and manage trade accruals and assisting...

Bravura’s Commitment and Mission At Bravura Solutions, collaboration, diversity and excellence matter. We value your ideas, giving you room to be curious and innovate in an exciting, fast-paced, and flexible environment. We look for many different skills and abilities, as well as how you can add value to Bravura and our culture. As a Global FinTech market leader and ASX listed company, Bravura is a trusted partner to over 350 leading financial services clients, delivering wealth management technology and products. We invest significantly in our technology hubs and innovation labs, which inspire and drive our creative, future-focused mindset. We take pride in developing cutting-edge, digital ...

Responsibilities for KYC Sr. Analyst Conducting Due Diligence and Know Your Customer (KYC) research for institutional & corporate clients as part of the business-wide Anti-Money Laundering (AML) Compliance remediation & refresh processes Perform hands on task related to KYC and account opening (Including working with front office on information and documents, updating system with relevant details, perform checks, validating & uploading documents, managing pipeline for new accounts and KYC rolling review- KYC refresh) Produce accurate and quality work (90-95%) under tight deadlinesand minimal supervision Executing and reviewing negative media alerts from client screening and escalating where ...

Department: Finance Location: Pune, India Reports to: Head of Finance / CFO Job Summary The Senior Internal Auditor will be responsible for leading internal audit activities across the organization, ensuring robust internal controls, governance, and statutory compliance. This role involves close coordination with an external internal audit firm (Big 4), implementation of audit recommendations, and monitoring of Internal Financial Controls (IFC) to strengthen the companys risk and compliance framework across its logistics operations. Key Responsibilities Develop and execute the annual internal audit plan in alignment with business and compliance priorities. Lead financial, operational, and co...

In this role, you will: Support performance of less experienced staff and overall effectiveness of team; proactively provide feedback and present ideas for improving or implementing processes and tools Perform complex tax document research and validation tasks accurately and within the defined processing time frame Perform second level reviews of validated tax forms and may have responsibility for handling escalations with guidance Analyze and review statements for accuracy; trace and investigate transactions to resolve questionable data Prepare account reconciliation, review taxes, and perform customer account maintenance duties Provide subject matter expertise and interpretation of procedu...

In this role, you will: Support Due Diligence group Seek ways to improve client onboarding process, on-going periodic client reviews and quality control activities Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate associated sanctions, financial crime, and reputational risks Receive direction from supervisor and escalate non-routine questions Interact with immediate team and Due Diligence area on wide range of information Engage with clients indirectly through relationship managers to support meeting policy and regulatory requirements Required Qualifications: 2+ years of Due Diligenc...

Role: SOX Control Enhancement IFRS 18 Presentation and Disclosure in Financial Statements - Financial Services (Banks) Location: Hyderabad/Gurgaon/Chennai/Bangalore/Mumbai Level: Assistant Manager Qualifications & Experience: Chartered Accountant (Preferred), ACCA or MBA 4-5 years of relevant experience Skills: IFRS Conversion: Understand, interpret, assess impacts on financial statements as per IFRS 18 (amended standard to IAS 1) Internal Controls over Financial Reporting (ICFR): Design and assess effectiveness of ICFR as part of SOX 404 compliance, including documentation and remediation of control gaps Controls GAP assessment: Conduct gap assessments between existing financial reporting c...