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2.0 - 7.0 years
5 - 12 Lacs
mumbai
Work from Office
Senior legal assistant (Securities Law & Regulatory Compliance) 2 To 10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department. Location: [Mumbai West] Employment Type: Full-time Department: Securities Lawyer Key Responsibilities: Securities Law & Regulatory Compliance Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.]. Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies. Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. Capital Markets Transaction...
Posted 1 month ago
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