27 Ifsca Jobs

understand IFSCA dept needs and act as a link between IFSCA’s departmental nodal officers and SI’s Staff. Handle Finance Module-related issue Interact with end-users Configuration and act as the bridge between IFSCA departments and the SI team,

Currently we are hiring AIF Compliance Manager for a leading Fund Management Company. Position: Compliance Manager (AIF-SEBI-PMS) Location: Mumbai - Gift city About the Organization The organization is a rapidly expanding and fully regulated entity under SEBI, RBI, and IFSCA. Initially focused on a single business line, it has now grown into four specialized verticals within the Asset Servicing space. The firm delivers comprehensive financial and consulting services to offshore investment managers, institutional and accredited investors, as well as onshore and offshore asset managers. The company employs around 100 professionals, with headquarters located in Mumbai (Prabhadevi and Worli), in...

Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Role Context The principal regulations governing the jobholder are RBI guidelines, Compliance guidelines and the group's internal policies. He/she needs to Manage within the regulatory framework to avoid any reputational impact on the Bank. He needs to process good analytical skills & understanding of FEMA /IFSCA guidelines & its interpretation to handle complica...

JOB DESCRIPTION Job Title: CS & Legal Counsel Real Estate & AIF Funds Location: GIFT City, Gandhinagar Reporting To: CFO Role Overview: The incumbent will be responsible for overseeing all legal, compliance, and governance functions for companies operations at GIFT City. This includes managing fund structuring and regulatory compliance for AIFs, real estate transactions, investor documentation, and governance frameworks in alignment with IFSCA, SEBI, FEMA, and other applicable regulations. This role combines strategic legal advisory, hands-on compliance execution, and active engagement with regulators, investors, and internal stakeholders to ensure smooth and compliant operations Key Respons...

Reports to: Head of Compliance Key Responsibilities: 1. Ability to liaise and interact with regulators. 2. Ability to manage Audits. 3. Ensuring 100% compliance across all existing and new products that the company manages. 4. Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc. 5. Should be aware of the latest regulatory requirements on all products. 6. Support and guide in the implementation of new products as required by the company. 7. Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system. 8. Drafting and vetting of legal agreements/ contracts/ MOU/ notices to suppor...

Overview of the role: Responsible for leading and managing all financial operations, strategic planning, accounting operation of the GIFT City branch. The role will be based out of Gift City, Gandhinagar Key responsibilities: Financial Management and reporting Oversee the IIOs financial performance, including profit and loss management, budgeting and forecasting. Collaborate with the ADNIC CFO to align branch financial actions to Group objectives Ensure accurate and timely preparation of financial statements in compliance with regulatory standards. Monitor branch performance, financial health, and key ratios and report to head office on IIO’s performance, challenges, and strategic initiative...

Job Title: Assistant Company Secretary Industry Type: Banking, Financial Services, Broking Employment Type: Full-time, Permanent Location: GIFT City and Gurgaon Roles and Responsibilities Maintain all statutory registers and secretarial records as per applicable laws. File various e-Forms and documents with the Registrar of Companies (ROC). Organize and coordinate Board Meetings, Committee Meetings, and General Meetings, including conducting meetings through Video Conferencing, and prepare accurate minutes. Draft resolutions, minutes, notices, agenda, and related secretarial documents. Ensure timely compliance with all event-based and periodic requirements under the Companies Act, 2013. Mana...

As a Chartered Accountant from ICAI, your role will involve maintaining proper accounting records and overseeing the duties of the accounting team. You are expected to have expertise in financial planning, taxation, RBI compliances, SEBI, IFSCA, audits, funds management, and investor relationship. **Key Responsibilities:** - Maintain proper accounting records - Oversee the duties of the accounting team **Qualifications:** - Chartered Accountant from ICAI Please note that no additional details about the company were provided in the job description.,

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad. Experience: 10+ years of work experience in compliance in banking Location: Gift city Gandhinagar JD:- Key Responsibilities: Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies. Develop, implement, and maintain the compliance framework for the IBU. Monitor regulatory developments and assess their impact on IBU operations. Conduct periodic compliance risk assessments and internal reviews. Review and approve new products, services, and processes from a compliance perspective. Liaise with internal stakeholders to ensure timely res...

Currently we are hiring Compliance role for Banking industry. Job Title: Compliance Manager - DVP Grade Location: Gandhinagar - GIFT City Industry: Banking Experience: 8+ Years Job Description: We are seeking a dynamic and experienced professional to manage the Compliance function at the GIFT City branch. The role involves close coordination with the Head Office and ensuring robust compliance with regulatory and internal standards. Key Responsibilities: Lead and manage the Compliance function at the GIFT City branch as an independent entity. Develop, implement, and monitor compliance frameworks and ensure timely reporting to senior management. Ensure accurate and timely submissions to both i...

As an Assistant in the IBU COO office at DBS Bank Limited IBU, located at GIFT City, Gandhinagar, your main role will be to assist in implementing the DBS Policy and Processes to ensure a sound Risk and Control environment. Your responsibilities will include: - Timely implementation of DBS Policy and Processes - Conducting thematic reviews on AML / CFT and other areas - Improving AML policies and controls as necessary - Tracking for closure of Audit issues and ensuring non-repeat occurrences - Assisting in GL, Nostro, and other reconciliations - Monitoring Key Risk Indicators (KRIs) for governance and control purposes - Actively supporting in RCSA activities for governance and control Your d...

Role Compliance Officer Location GIFT City, Gujarat Experience 3 to 10 yrs Education: CS/CA/CMA/ Bachelor of Laws (LLB) Key Responsibilities: Ensure adherence to relevant laws, regulations, and industry standards applicable The focus is to act as an oversight to the compliance and operations and to ensure that the activities align and implemented on time as per the regulatory requirements. Ensures the entitys readiness for internal audits, statutory audits, and inspections by IFSCA or other regulators. Identify, assess, and mitigate risks associated with asset management activities. New Fund Set up, New Fund Registrations with statutory Bodies as required under IFSCA/ SEZ regulations Review ...

Role & responsibilities Ensuring SEZ and IFSCA compliance and reporting applicable to the entity Ensuring SEZ compliance and reporting applicable to the funds where the entity is a trustee Liaising with the regulators from time to time and responding to queries or requirements received from the regulators Assist in performing KYC, screening and onboarding of investors as per AML norms and internal policy of the entity Review of Non-disclosure agreement or engagement letters Assist the group compliance officer in compliance and secretarial matters Drafting letters, and communications with various stakeholders such as investors, managers, advisors, board members, regulators, service providers,...

Role : Compliance Officer Experience : 7 to 8 Years Qualification : LLB,CA,CS Location : GIFT City- Gandhinagar Job Description : • Ensuring SEZ and IFSCA compliance and reporting applicable to the entity • Ensuring SEZ compliance and reporting applicable to the funds where the entity is a trustee • Liaising with the regulators from time to time and responding to queries or requirements received from the regulators • Assist in performing KYC, screening and onboarding of investors as per AML norms and internal policy of the entity • Review of Non-disclosure agreement or engagement letters • Assist the group compliance officer in compliance and secretarial matters • Drafting letters, and commu...

Role/ Job Title: Compliance and Principal Officer-IBU Function/ Department: Compliance Job Purpose: The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations. As CO & PO of the IBU, you need to perform your duties objectively and independently of operational and business functions. You shall have ultimate responsibility for all compliance matters pertaining to IBUs activities. Roles & Responsibilities: Set up & monitoring of robust & sustainable acquisition workflows implementation, processes & initiatives. Advisory support to various business and operations regarding IFSCA ...

Entity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME Location: GIFT City, Gandhinagar, GJ. Department: Compliance Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks. The role involves monitoring and evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with guidelines set by the IFSCA and other regulatory bodies. Key Responsibilities: ? Develop, implement, and monitor the funds compliance policies, procedures, and controls. ? Ensure the funds strict adherence to IFSCA, and other regulatory frameworks/reportings. ...

Key Responsibilities Manage all company secretarial functions , including convening board, committee, and shareholder meetings, drafting agendas, resolutions, and minutes. Custodian for all Policies and modifications custodian, Monitor compliance calendar for all finance and business compliances, Custodian for all signed Contracts Maintain statutory registers, records, and filings under the Companies Act, 2013 and applicable secretarial standards. File ROC forms, annual returns, and manage compliance for subsidiaries and group entities. Support RBI, IFSCA, SEZ, and NBFC-related compliance including license documentation, AML, KYC, and CFT frameworks. Draft, vet, and review commercial contrac...

Responsible for implementing AML/CFT/KYC policies, conducting risk assessments, and overseeing customer due diligence. Manages regulatory reporting, sanctions screening, and FIU-IND filings. Ensures compliance.

As an integral part of DBS Bank Limited IBU located at GIFT City, Gandhinagar, your role as a key member of the team will involve assisting the IBU COO in implementing DBS Policy and Processes to ensure a robust Risk and Control environment. Your primary responsibilities will include timely implementation of policies, conducting thematic reviews on AML/CFT, enhancing AML policies and controls, tracking closure of Audit issues, assisting in GL and Nostro reconciliations, monitoring KRIs, and actively supporting RCSA activities. You will be expected to assess IBU's compliance with CDD/AML Policy, monitor adherence to internal policies and external regulations, identify control gaps, drive reme...

About the Company - PlusWealth Capital Management , a high-frequency trading organization established in 2008, is a leader in innovative trading solutions. Join us as a Compliance Manager to shape the future of trading. Responsibilities - Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3) Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendors, Consultants Looking after Daily/ Monthly/ Quarterly/ Half yearly/ Annual compliances of the AIF, Stock Broking,...

Responsible for implementing AML/CFT/KYC policies, conducting risk assessments, and overseeing customer due diligence. Manages regulatory reporting, sanctions screening, and FIU-IND filings. Ensures compliance.

Overall Job Description - Regulatory Reporting Facilitate IFSCA onsite and offsite risk-based supervisions and Statutory audit, Internal audit, Concurrent audit, audit walkthrough, RCSA, BCP for IBU branch. Review of various IBU policies and SLAs Providing support and guidance to business, product and functional teams in terms of interpretation of IFSCA guidelines, circulars and doubt clearance thereof. Monitoring of General Banking Operations & Trade finance transactions Monitoring. Name Screening- Conduct sanctions, PEP, Adverse media and other watch list screening Review of alerts for identification for any suspicious activity within TAT Analyzing alerts and investigating customers and de...

Planning, scheduling, and managing the daily workflows of all client deliverables within the team. Responsible to review/prepare of the NAVs for the client for AIF Cat III funds on daily/Monthly basis. Prepare Cash/Position/Market Value Reconciliations and resolving breaks. Notify Clients/CSMs of valid breaks. If break are due to an erroneous or missing transaction in Accounting system, then make necessary adjustments Reviewing pricing of the portfolio as per the IFSCA/SEBI guidelines and analysing the pricing exceptions if any. Reviewing the corporate actions booked in the system and ensuring that the same is correctly reflected in the books. Dividends/Interest Reconciliation with Broker re...

This is regarding opening with a leading Financial Institution as a Chief Regulatory Officer Designation: Chief Regulatory Officer Experience: Minimum 12 years of experience in Regulatory affairs, compliance or with financial institution or Exchange. Location: Gujarat Job Role: Leading the Regulatory Team, providing direction, mentorship, and support; Responsible for securing surveillance of market activities and information technology relating to surveillance; Responsible for presenting regulatory strategies and policies to the board, regulators, and other stake holders; Engagement with Regulators on all the policy-related issues, being part of the Committee advocacy based on fairness and n...

Regulatory & Legal Compliance - IFSCA, SEBI, SEZ, PMS, AIF AML/CFT compliance Prepare & present periodic compliance reports Support in internal audits & regulatory examinations Daily Branch Operations Awareness on legal responsibilities & compliance Required Candidate profile CS or LLB or both preferred 3 to 4 years of relevant experience in compliance or legal roles, preferably in financial services, PMS/AIF, or capital markets SEBI, IFSCA, SEZ, and AML regulations.