Senior Manager/AVP Compliance The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

As a Senior Manager/AVP Compliance with a leading Financial Institution in Mumbai, your role involves ensuring compliance with SEBI (ICDR) Regulations, SEBI (SAST) Regulations, SEBI (Delisting) Regulations, and SEBI Master Circular on Schemes. You will oversee the process for Preferential issue, Stock Exchange Compliances, and studying Valuation Reports. Your key responsibilities will include: - Ensuring adherence to SEBI Regulations, Exchange Checklist, and Guidelines. - Reviewing valuation reports as needed. - Meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations. - Updating the Exchange database upon share listing approval. - Responding to SEBI inquiries and submit...

Posted 4 weeks ago

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Senior Manager/AVP Compliance The Premier Consultants ( Recruitment Company )

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Senior Manager/AVP Compliance at a leading Financial Institution in Mumbai, your primary responsibility will be ensuring compliance with SEBI (ICDR) Regulations, SEBI (SAST) Regulations, SEBI (Delisting) Regulations, and SEBI Master Circular on Schemes. You will oversee the process for Preferential issue, Stock Exchange Compliances, and study Valuation Reports. Key Responsibilities: - Ensure adherence to SEBI Regulations, Exchange Checklist, and Guidelines. - Review valuation reports as required. - Meet deadlines outlined in the Exchange Guidance Note and SEBI Regulations. - Update the Exchange database upon share listing approval. - Respond to SEBI inquiries and submit e...

Posted 3 months ago

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