Associate, Transaction Surveillance and Forensic Testing BlackRock

4.0 - 6.0 years

0 Lacs

mumbai, maharashtra, india

Remote

About This Role Summary: We are seeking a self-motivated Compliance professional to be part of a transaction surveillance and forensic testing team. The Global Transaction Surveillance and Forensic Testing team (TSFT) is responsible for the development, ongoing review, and follow-up of surveillance alerts related to BlackRocks equity, fixed income, and multi-asset portfolio management and trading functions globally. Through their work, the team is focused on mitigating regulatory risk and helping ensure compliance with internal policies, procedures, and regulatory requirements. In addition, the team provides regular MI reporting to various oversight committees and senior leaders. Team member...

Posted 3 months ago

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Associate, Compliance (Testing and Surveillance) Ares Management

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development, and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry. PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Conducting forensic, periodic, and transactional testing to ensure adherence...

Posted 5 months ago

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