13 Financial Planner Jobs

Job Title: Registered Investment Adviser (RIA) Department / Function: Wealth Management & SEBI-Registered Advisory Services Location: Noida / Hybrid (Flexible Work Model) Job Summary: We are seeking a SEBI-registered and client-centric Investment Adviser (RIA) to manage and grow our wealth advisory vertical, offering personalized financial advice and portfolio management solutions. The role involves providing unbiased investment guidance, maintaining compliance with SEBI regulations, and ensuring that every client interaction upholds the firm's integrity and fiduciary standards. The ideal candidate should have a strong understanding of securities markets, financial products, and SEBI's regul...

Roles and Responsibilities The Paraplanners role may be broken down into four key parts: A. Preparing and maintaining the client files software entries B. Understanding and analyzing the recommendations to confirm that the compliance requirements are met C. Implementing recommendations D. Review external networks. A. Preparing and maintaining the client file: Generally the Financial Planner would collect the qualitative information (client attitudes, life goals etc.) leaving the Paraplanner to collect all the quantitative detailed information required to compile a financial plan. Specific activities include: Check all compliance paperwork is present Confirm client risk profile is determined ...

Hiring for a Leading Financial Services Company Profile: Wealth Manager (Financial Planner) CTC: 5L 16L Location: Dwarka Experience: 2+ years in wealth/financial services Joining: Immediate or short notice preferred Requirements: * Excellent English communication * Presentable and professional * Must have existing clients/book of business * Responsible for client acquisition, portfolio management & financial advisory Interested candidates can share their resume at hidden_mobile Key Responsibilities: Manage and review existing client investment portfolios. Acquire new clients through referrals, social media, and financial awareness programs. Conduct financial planning, portfolio analysis, and...

Work Level : Middle Management Core : Result Driven Leadership : Provide Feedback Industry Type : Financial Services Function : Relationship Manager Key Skills : Financial Planner,Mutual Fund,Financial Auditing,Financial Risk,Website Audits Education : PG/ Master Note: This is a requirement for one of the Workassist Hiring Partner Primary Responsibility: Develop and maintain accurate financial forecasts, including revenue, expenses, and cash flow projections both for Schemes and AMC. Collaborate with department heads and business units to prepare annual operating budgets and track performance against targets. Monitor budget variances and provide proactive analysis to identify areas of concer...

Hiring for a Leading Financial Services Company Profile: Wealth Manager (Financial Planner) CTC: 5L 16L Location: Dwarka Experience: 2+ years in wealth/financial services Joining: Immediate or short notice preferred Requirements: * Excellent English communication * Presentable and professional * Must have existing clients/book of business * Responsible for client acquisition, portfolio management & financial advisory Interested candidates can share their resume at 9759214475 Key Responsibilities: Manage and review existing client investment portfolios. Acquire new clients through referrals, social media, and financial awareness programs. Conduct financial planning, portfolio analysis, and re...

CFP & Sr. Relationship Manager / Investment Advisor Our Client: Is a leading fintech platform transforming the way new-age Indians manage their finances. By leveraging technology, we offer smarter, faster, and more convenient financial solutions. With over 1000 crore in monthly investments and 2 million+ transactions, we hold a significant share of the online investment market. Job Title: CFP & Sr. Relationship Manager / Investment Advisor Experience: 4-8 years in financial planning and wealth management advisory Education: Graduate, CFP/CFA/CA preferred Locations: Gurgaon About the Role: We are looking for a dynamic and experienced investment advisory with a proven track record. As a Relati...

Job Specification Account manager with primary responsibility for multiple hedge fund relationships Daily Accounting: Interact with brokers and clients, collect client data from brokers and fund, upload trades/pricing to general ledger system, reconcile positions/cash and resolve any break items Month-End Accounting: Create month-end reporting package, create month-end work papers, prepare investor allocations, review investor statements Year-End Accounting: Prepare year-end audit package which will help facilitate the funds year-end audit, assist auditor in their assessment of the funds control environment Working with various investment products including equities, bonds, swaps, options, F...

As an Expense Audit Associate , you will be a key part of maintaining Amgen's internal controls by reviewing expense reports to identify exceptions and validate compliance with company policies. This role is crucial for ensuring the accuracy of employee-submitted expense reports and requires a keen eye for detail and a strong understanding of compliance. Roles & Responsibilities Expense Report Audits: Perform timely and accurate audits of expense reports, flagging and escalating policy violations and compliance risks as they are identified. Documentation & Reporting: Document your findings and contribute to audit insights reporting. You will also support the implementation of new audit rules...

Job description Client first approach with focus on providing the right solution Make financial plan by deep understanding of the Client's financial needs, risk profile Effectively network Acquire new business Represent the Organization and reflect its values Required Candidate profile -3 to 4+ yrs relevant exp in Wealth Management -RM/Financial Planning/Product -CFP/Financial planning a must -Exp in wealth mngt of HNIs -Knowledge of Financial Markets, Products -Relationship Mngt

Job Specification Account manager with primary responsibility for multiple hedge fund relationships Daily Accounting: Interact with brokers and clients, collect client data from brokers and fund, upload trades/pricing to general ledger system, reconcile positions/cash and resolve any break items Month-End Accounting: Create month-end reporting package, create month-end work papers, prepare investor allocations, review investor statements Year-End Accounting: Prepare year-end audit package which will help facilitate the funds year-end audit, assist auditor in their assessment of the funds control environment Working with various investment products including equities, bonds, swaps, options, F...

Assesses clients' finances, creates investment, tax, retirement,, provides expert financial advice, monitors progress, & ensures compliance with regulations Crafts tailored financial plans, monitors progress, and adapts strategies to market changes. Required Candidate profile Industry - Mutual Fund Distributor Candidates should have financial knowledge, strong analytics, MS Excel proficiency, Female candidate preferred Should be CFP & QPFP certified

About this role: The Paraplanner Australia has responsibility for financial planner assistant (Australia) developing comprehensive advice documents for Planners/Advisers that are tailored, researched and technically accurate, and valuable to the client experience. 2+ years experience in assisting Australian Financial planner is essential. Please do NOT apply if you do not have this experience. Key Responsibilities: Handle administrative, implementation and other support tasks for the Financial Planning team Prepare and maintain client files on Xplan and on FYI Docs (as per the Service Standards). Assist with preparation of client meeting agendas and review packs. Knowledge of and comprehensi...

Job Specification Account manager with primary responsibility for multiple hedge fund relationships Daily Accounting: Interact with brokers and clients, collect client data from brokers and fund, upload trades/pricing to general ledger system, reconcile positions/cash and resolve any break items Month-End Accounting: Create month-end reporting package, create month-end work papers, prepare investor allocations, review investor statements Year-End Accounting: Prepare year-end audit package which will help facilitate the funds year-end audit, assist auditor in their assessment of the funds control environment Working with various investment products including equities, bonds, swaps, options, F...