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Financial Compliance & Research Analyst

2 - 5 years

Hyderabad Telangana India

Posted:8 months ago

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Job Description

Financial Services Compliance & Controls

  • 2 to 5 years of experience in

    financial services compliance processes

    , including

    KYC

    and

    regulatory certificate handling

    under

    FINRA, SEC, MSRB, and regulations

    .
  • Hands-on experience with

    CRM / compliance systems

    ,

    internal controls

    ,

    financial policies

    ,

    regulatory standards

    , and strong

    data accuracy

    and

    validation skills

    .
  • Ability to

    review financial documentation and datasets

    ,

    identify data inconsistencies

    , and

    recommend process improvements

    .

Broker Research Analysis

  • Ability to

    research

    ,

    source equity research reports

    from multiple

    broker houses

    ,

    extract future financial projections

    , and

    generate consensus

    across

    key financial metrics

    .
  • Experience in

    validating equity price revisions

    and

    assessing suitability

    and

    relevance of equity research

    .

Financial Statement Interpretation & Analysis

  • Interpret, analyze, and validate financial data, reports, and statements, with the

    ability to read and interpret income statements, balance sheets, and cash flow statements.

  • Apply financial terminology and concepts such as

    P&L, balance sheet, cash flow, financial ratios, and variance analysis

    in daily operations.
  • Interpret and apply financial terminology related to

    equities.

  • Review and ensure accuracy of financial documentation and datasets
  • Ensure compliance with internal controls, financial policies, and regulatory standards
  • Identify data inconsistencies and recommend process improvements

Skills Required

internal controls data accuracy regulatory certificate handling financial statement interpretation balance sheet crm compliance systems equity research reports regulatory standards variance analysis financial projections financial policies validation skills kyc cash flow financial ratios financial services compliance processes

Work Mode

On-site

Job Type

Full Time

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IT Services and IT Consulting

Hyderabad TS

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