2 External Regulators Jobs

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1.0 - 5.0 years

0 Lacs

chennai, all india

On-site

As a Company Secretary and Compliance Officer at Prithvi Exchange, your role will be crucial in ensuring compliance with SEBI and corporate laws. Your responsibilities will include managing regulatory filings, maintaining statutory books, and facilitating board meetings. Additionally, you will be tasked with monitoring changes in relevant legislation, providing guidance on corporate governance, and handling communication with stakeholders and regulatory authorities. Key Responsibilities: - Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points. - Ensure compliance with Companies Act, 2013, SEBI (LODR), PIT regulations, SAS...

Posted 4 days ago

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3.0 - 5.0 years

0 Lacs

mumbai, maharashtra, india

On-site

You are a strategic thinker passionate about ensuring a robust control environment. You have found the right team. As a Control Management Associate in our Finance team, you will spend each day overseeing control issue identification, escalation, evaluation, and remediation. As a Control Management Associate in our Finance team, you will play an instrumental role in promoting consistency of approach across both Corporate and Line of Business Finance teams. Job responsibilities Develop an enhanced operating model and organizational structure that allows for the continuous assessment of the control environment Design and implement an evaluation process that will assess the impact of issues and...

Posted 3 months ago

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