DDP & Custody Compliance Officer Nuvama Group

0.0 years

0 Lacs

mumbai, maharashtra, india

On-site

We are seeking a highly skilled and experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that our company complies with all relevant laws, regulations, and guidelines issued by SEBI, RBI, exchanges, and other regulatory authorities. Roles and Responsibilities: Knowledge: - SEBI regulations and guidelines, including FPI regulations - RBI guidelines and regulations, including NDI and ND rules - Exchange rules and regulations - Functioning of Designated Depository Participants (DDPs) - Other applicable laws and regulations 2. _Compliance Monitoring_: Monitor and ensure compliance with SEBI regulations, RBI guidelines, exchange rules, and other...

Posted 1 week ago

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DGM Market Compliance Olam

0.0 years

0 Lacs

chennai, tamil nadu, india

On-site

Olam Agri Job Description The primary focus of this role is the development, maintenance of compliance operations for global commodities derivatives trading, ensuring that the operations program continues to evolve in line with business activities and regulatory expectations. The commodities business currently includes soft commodities such as cotton, grains, edible oils, rubber and various other related products. Responsibilities Managing daily compliance operations (trade surveillance, regulatory reporting, position limit monitoring, management reporting) of commodities trading and monitor for possible regulatory risks. Overseeing the efficiency and effectiveness of controls where the dail...

Posted 1 month ago

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Business Analyst Dicetek LLC

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

As a Business Analyst focusing on bullion trading and treasury operations at our organization, you will be responsible for supporting the design, implementation, and optimization of a bullion trading system. Your expertise in commodities trading, financial markets, and treasury management will play a crucial role in analyzing trading workflows, risk management, and financial compliance. Your key responsibilities will include working closely with traders, treasury teams, and financial stakeholders to gather, analyze, and document business requirements for a bullion trading platform. You will define business rules, trading workflows, pricing mechanisms, and settlement processes. Additionally, ...

Posted 4 months ago

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