SEBI Audit (Fresher) Altruist Fostering Services

0.0 - 4.0 years

0 Lacs

maharashtra

On-site

As an SEBI Audit (Fresher) at a reputed CA firm located in Sion, Mumbai, your role overview will include assisting in audit, inspection, and compliance of Authorized Persons (APs) and conducting audits of authorized persons of stockbrokers. You will be responsible for scrutinizing documents and certificates to ensure regulatory compliance, examining if authorized persons operate per SEBI regulations and Exchange guidelines, preparing audit reports, documenting findings, and recommending improvements. Additionally, you will be implementing circulars issued by SEBI/Exchanges related to AP audits and handling outstation audits, ensuring smooth execution and reporting. Key Responsibilities: - As...

Posted 1 month ago

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Commodity Operations-Paytm Money One 97

3.0 - 5.0 years

0 Lacs

mumbai, maharashtra, india

On-site

We are looking for a detail-oriented and process-driven Back Office Executive to handle post-trade operations and settlement activities for commodity trading. The ideal candidate will manage daily reconciliation, reporting, client documentation, margin monitoring, and compliance with exchange and regulatory norms. 1.In depth knowledge of commodity trading, settlement process, margin systems, and delivery processes. 2.Familiarity with exchange guidelines and settlement cycles. 3.Commodity Trade processing & reconciliation 4.Manage pay-in/pay-out process for funds and commodities as per exchange timelines. 5.Verification of Statutory levies, charges, income etc. 6.Coordination with clearing me...

Posted 3 months ago

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SEBI Audit (Fresher) Altruist Fostering Services

0.0 - 4.0 years

0 Lacs

maharashtra

On-site

As an SEBI Audit (Fresher) in a reputed CA firm located at Sion, Mumbai, you will be responsible for assisting in the audit, inspection, and compliance of Authorized Persons (APs). This will involve conducting and executing audits of authorized persons of stockbrokers, scrutinizing documents and certificates to ensure regulatory compliance, and examining if authorized persons operate per SEBI regulations and Exchange guidelines. You will also be involved in preparing audit reports, documenting findings, and recommending improvements, as well as implementing circulars issued by SEBI/Exchanges related to AP audits. Additionally, you will handle outstation audits, ensuring smooth execution and ...

Posted 3 months ago

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