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Corporate Stalwarts logo
Head-Compliance Corporate Stalwarts

10.0 - 20.0 years

35 - 45 Lacs

Mohali, Bengaluru, Mumbai (All Areas)

Work from Office

—Regulatory inspections of commodity & Stock market —Well versed with internal audits, DPaudits, special & Spot inspections, verification of data submitted by depts —Coord. & Exchange submission, sending a suitable reply to the regulatory authorities Required Candidate profile —Exchanges exp: NSE, BSE, MCX —SEBI, RBI, PMLA regulations —Surveillance & audit tools —Trading platform compliance —Data privacy & information security protocols —Compliance & exchange formats

Posted 3 months ago

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