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3.0 - 7.0 years

0 Lacs

maharashtra

On-site

As an Assistant Manager - Surveillance and Investigation, your role involves handling day-to-day activities related to Surveillance & investigation of Equity, Equity F&O, and Currency Derivatives segments. Your responsibilities include ensuring data integrity, Regulatory compliance, timely submission of Regulatory reports, addressing ad hoc queries raised by Regulator and MIS. Your key responsibilities will include: - Analyzing and evaluating alerts from depositories, surveillance system, and scrips referred by SEBI. - Checking ad hoc MIS for senior management. - Computation of monthly penalties and resolving queries from members related to quarterly shareholding disclosure of securities. - ...

Posted 2 days ago

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