357 Equities Jobs - Page 9

AlphaGrep is a quantitative trading and investment firm established in 2010. The company holds a prominent position in trading volume on Indian exchanges and also has a notable market share on various large global exchanges. Our methodology revolves around a structured and systematic quantitative approach to pinpoint factors that consistently produce alpha. These identified factors are integrated with our exclusive ultra-low latency trading systems and strong risk management practices to create trading strategies spanning across different asset classes such as equities, commodities, currencies, and fixed income. Our strategies are designed to operate on global exchanges, ensuring a comprehen...

As the High Net-Worth Lending (HNWL) Documentation Specialist at Morgan Stanley, you will play a crucial role in the establishment of credit facilities by reviewing and delivering document packages to clients. Your responsibilities will include leveraging internal systems to prepare and assemble DocuSign/eSign envelopes for loan documentation, overseeing electronic signature workflows, and ensuring compliance with internal policies, legal standards, and client requirements. You will collaborate with internal teams to maintain a high standard of professionalism and attention to detail in all client-facing deliverables. Additionally, you will actively monitor the electronic signature process, ...

Line of Service Advisory Industry/Sector Not Applicable Specialism Risk Management Level Associate Job Description & Summary At PwC, our people in audit and assurance focus on providing independent and objective assessments of financial statements, internal controls, and other assurable information enhancing the credibility and reliability of this information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. Those in internal audit at PwC help build, optimise and deliver end-to-end internal audit services to clients in all industries. This includes IA function setup and transformation, ...

As part of Risk Management and Compliance at JPMorgan Chase, you play a crucial role in ensuring the strength and resilience of the firm. Your expertise is vital in facilitating responsible business growth by proactively identifying new and emerging risks. With your insightful judgment, you tackle real-world challenges that impact the company, customers, and communities. The culture within Risk Management and Compliance encourages innovative thinking, challenging the norm, and striving for excellence. Joining the Compliance Conduct and Operational Risk division as an E-Communication surveillance personnel, your primary responsibility is to detect potential instances of market abuse, such as ...

The Senior Business Specialist is an entry-level position responsible for contributing to the overall administrative activities of a business. Tasks may include participation in external audits, business continuity activities, or addressing regulatory issues. You may also participate in activities such as tracking business financials, managing employee headcount, or coordinating other administrative needs. The overall objective of this role is to ensure the business functions in a seamless and effective manner. Responsibilities: - Execute implementation for PlanView products across Citigroup Corporate and Financial Systems (CCFS) group - Provide enterprise solution for onboarding and support...

As a Fund Accounting Manager at NAM, your primary responsibility will be overseeing financial reporting within the Fund Services Function. You will serve as an SME Reviewer, ensuring the accurate preparation of financial statements for key clients. Your role will involve preparing and reviewing financial statements and regulatory reports such as Balance Sheet, P&L, SOI, and Notes to Financial Statements. It is crucial to have a deep understanding of regulatory disclosures to SEC and other EMEA Regulatories. You will be expected to act as a subject matter expert for the team, following US GAAPs, IFRS, Lux GAAPs, and IRISH GAAPs. Identifying opportunities for process improvement and recommendi...

You have founded the company in 2023 and currently have a team size of 40-50 individuals. You are seeking a Portfolio Manager with 3-7+ years of experience to lead and manage proprietary trading strategies across Options, Long-Short, Equities, and Commodities. As a Portfolio Manager, you will be responsible for developing and executing trading strategies, utilizing various approaches to identify opportunities, driving alpha generation while managing risk, and collaborating with cross-functional teams to optimize portfolio performance. Your role will involve monitoring market dynamics, collaborating with quants and engineers to refine models, contributing to portfolio construction decisions, ...

As a Senior Custody Data Business Analyst at HSBC, you will play a crucial role in collaborating with various stakeholders to design optimal solutions for Tax in Securities Services. Your responsibilities will include defining product and operations requirements, filtering and validating complex material from different sources, and developing clear process maps, business requirements, and test plans. You will work closely with product, operations, and technology teams to implement designed solutions and analyze message specifications for data standardization. Your expertise in Tax and Custody, along with experience in system development programs using agile/waterfall approaches, will be esse...

The role of Regulatory Reporting, NCT in Bangalore, India involves performing key functions to ensure compliance with various regulatory requirements, including Markets in Financial Directive MiFID II. This position is part of a team responsible for regulatory reporting across different asset classes such as Rates, Credit, Commodities, Equities, and Foreign Exchange. Key responsibilities include managing day-to-day exception management, compiling MIS, and conducting User Acceptance Testing (UAT). Additionally, the role involves providing support for in-house tech requirements like building reports and macros. As part of the flexible benefits scheme, the position offers various benefits such ...

Department Profile Morgan Stanleys Institutional Equity Division (IED) is a world leader in the origination, distribution and trading of equity, equity-linked and equity-derivative securities. Our broad and deep client relationships, market-leading platform and intellectual insights enable us to be a world-class service provider to our clients for their financing, market access and portfolio management needs. Global Markets Group is the offshoring arm of Morgan Stanleys Equity businesses in India. It covers functions across IED ranging from those associated with sales, trading, analytics, strats to risk management. Background on the Team The Institutional Equities Divisions Counterparty Risk...

About this role: Wells Fargo is seeking a Executive Director - Securities Operations Senior Manager In this role, you will: Manage professional teams accountable for overall operational performance of Securities Settlements line of business Engage with internal partners and peers associated with the function Identify and recommend opportunities for process improvement and risk control development Determine appropriate strategy and actions of security operations team to meet high risk deliverables Develop policies and procedures for security operations within the scope of moderate complexity and responsibility Collaborate and influence all levels of professionals including managers Lead team ...

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve. Bank of America is committed to an in-office culture with specific requirements for of...

Do you have interest in developing and managing wealth management products Do you enjoy researching fund managers & investment strategies Are you accustomed to juggling multiple stakeholders with a keen interest in financial markets We are looking for individuals for multiple roles to support Product & Portfolio Managers and Funds specialists in developing and managing Investment Products, working with on-shore specialists to drive sales efforts, observing trends, formulating and assessing product ideas, managing business risk, product risk, and control requirements, leading projects, ensuring proper governance, control, and regulatory adherence, and accessing data to deliver business improv...

The Securities Master Central (SMC) is responsible for providing authoritative sources of securities indicative data to clients across the organization, through implementing state-of-the-art technologies and operational processes. The SMC BA team is tasked with enhancing the system, including integrating vendor feeds, data model enhancement, and updating existing data from vendors. This role involves analyzing multiple data sets manually or engineering automated solutions to understand business needs and conduct data analysis. As a Business Analyst or Data Analyst with 9-12 years of experience, you will be responsible for data analysis for complex systems and front-to-back flows. This includ...

Join our EOC & Crest Settlements team as a Trade Lifecycle Analyst, where you will play a key role in enhancing client experience and improving custody settlement. Leverage your strategic thought leadership and deep understanding of the custody business to drive informed decisions. If you're intellectually curious and passionate about driving solutions across organizational boundaries. As a Trade Lifecycle Analyst within our Operations Team, you will be responsible for managing daily operations and mitigating risks related to custody trades, including EOC Tax & LEI Rejects and post-settlement activities. Your duties will include handling exceptions, ensuring the timely creation of reports, a...

As a Senior Fund Accountant, you will be a vital member of the finance team, focusing on accurate fund accounting, NAV calculations, performance analysis, and reporting for Hedge Funds and Fund of Funds. You will play a key role in reconciling fund cash, positions, and securities to third-party data sources, performing general ledger processing, and posting accounting entries. Your responsibilities will include pricing fund portfolios, managing all fund transactions, calculating fund NAVs, and analyzing fund performance on a daily, monthly, and quarterly basis. Moreover, you will be responsible for preparing year-end financial statements for audit and regulatory requirements, collaborating w...

About this role: Wells Fargo Investment Operations is seeking for a candidate to perform various back office or middle office functions that includes Trade allocations and Reconciliation within Advisory Operations. The Team is responsible for the allocation of trades and reconciliation of advisory accounts across trading platform and providing liaison services for the Money managers, financial advisors and Traders. In this role, you will: Perform various operational tasks on complex securities that require general knowledge of unit functions and systems Support securities operations Identify ways to improve the overall process Perform moderately complex duties such as processing, researching...

JOB DESCRIPTION Are you ready to make an impact at DTCC Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve. The Chief Client Office (CCO) is focused on providing a consistent Client Experience across all business lines and geographies, enabling enhanced Client Satisfaction, Reve...

Who we are looking for Hedge Fund Accounting, Assistant Vice President will be responsible for NAV delivery, client service, and oversight of global hedge accounting team They will participate and/or lead various projects both client-facing and internal. Additionally, they will be involved in regulatory work, training, and annual audit. Why this role is important to us The team you will be joining Alternative Investment Solutions is a recognized industry-leading provider of fund accounting, and risk services to hedge funds and private equity funds. These services are fully integrated to provide complete end-to-end solutions that span the front-, middle- and back-office requirements of instit...

As an Indian stock broking company with over 20 years of experience in the capital markets, A.C. Agarwal Share Brokers holds memberships in major stock exchanges and depositories such as NSE, BSE, MCX, and CDSL. With a dedicated team of 250+ authorized partners, our firm is committed to fostering growth and wealth creation at a national level. We are currently looking for a skilled and motivated Wealth Manager who specializes in Equities, Mutual Funds, and other Wealth Management Products. The ideal candidate should have a deep understanding of the share market and a strong commitment to delivering personalized wealth management solutions. Previous experience in the share market or a share b...

The primary role in this position is to act as an interface with Standard Chartered Private Bank clients for their trading and execution needs in the equity and related markets. Your responsibilities will include executing orders on registered Stock Exchanges on behalf of the company's customers, ensuring seamless transactions while adhering to policy guidelines. Additionally, you will be required to interact closely with the Private Bank team, contribute to strategy design by providing insights and market information, and support the execution of strategies through leading and participating in key projects. In terms of business activities, you will be responsible for maintaining a good rapp...

The Securities & Derivatives Rep 5 position entails processing orders and transactions from trading desks and branch offices in collaboration with the Operations - Transaction Services team. The primary responsibility is to support in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Identify and implement process improvements for securities and derivatives settlement using data analysis tools. - Prior experience in Income/Corp Action processing or Capital Markets is preferred. - Must have knowledge of Dividends/Interest and their role in the Investment world. - Perform operational tasks related to administering procedures...

The Reference Data Analyst position at Deutsche Bank in Pune, India focuses on managing strategic data utilized across the bank's systems and infrastructure. The role involves handling reference data, which includes crucial enterprise-wide information such as pricing, securities, financial products, clients, legal entities, and mandates. The Reference Data Analyst is responsible for ensuring the accuracy and quality of data, from its capture to validation, classification, and implementing controls to optimize its quality and coverage. Additionally, the role involves maintaining processes related to data setup, storage, and distribution, as well as system configuration, and participating in p...

You will be a Capital Markets Business Analyst at BFS Consulting with 4 to 13 years of experience. Your primary location could be in Hyd, Chennai, Pune, or Bangalore. Your notice period should be immediate to 60 days. Your domain expertise will cover Capital Markets, Investment Banking, Asset & Wealth Management, Securities Services, Trading, Clearing & Settlement. You will be involved in Brokerage, Advisory, Portfolio Management, Cash Management, Corporate Actions, Securities lending and Borrowing, Collateral Management, Asset Servicing, Margining/Risk management. Your knowledge should extend to Equities, Bonds (Fixed Income), Mutual Funds, and Derivatives (Futures & Options). In terms of S...

As a member of the Portfolio Analytics team at Morgan Stanley Fund Services in Mumbai, you will play a crucial role in analyzing, understanding, and reporting investment risk and performance for the global hedge fund clientele. Your responsibilities will include preparing custom client reports, building automation solutions using VBA coding, streamlining processes, and actively contributing to the development of new analytical tools. You will collaborate with teams across the globe, particularly in New York, Hong Kong, and London, to ensure timely client deliverables and operational efficiency. This role requires a combination of business knowledge, analytical skills, and the ability to work...