217 Equities Jobs - Page 9

The Company NTT DATA Services is a top 10 global services company and part of the NTT Group, a Fortune 29 telecommunications and services company based in Japan. We operate with 60,000 professionals in 36 countries. Every day around the world we help clients explore new ways to respond to market dynamics with flexibility and speed, reduce costs with less risk, and increase productivity to enable growth. For more than 30 years, our Business Process Outsourcing (BPO) team has implemented the processes and technologies for our clients that bring about real transformation for customers of all sizes. Our end-to-end administrative services help streamline operations, improve productivity and stren...

Manage the entire FPI registration process with the clients from participating in the business introductory calls to trading go-live. Function as the primary contact for the clients during the registration process and help them navigate the application, provide guidance and support. Consult with the DDP to ensure timely processing of applications and to stay updated on regulatory changes and guidelines related to FPI. Ensure all the account renewal and maintenance activities are completed within the regulatory deadlines. Obtaining an in-depth knowledge of the rules, regulations, and various nuances of the Indian equities & listed derivatives market. Responding promptly to client and counterp...

Being a self-starter is essential Strong negotiation and relationship skills to bring Engineering and Business project sponsors and stakeholders to the table to build complex solutions while balancing competing priorities Manage team of individuals involved in investigating and resolving product & pricing data exceptions and maintaining product data. Proactively solve data quality issues from both tactical and strategic perspectives Proactively work with market data and external vendors (e.g. Bloomberg, Reuters, S&P, etc..) to ensure we have the highest quality data in our systems The product & pricing team covers data related to: Equities: Common Stock, Preferred Stock, Rights, Warrants, Ex...

business analyst in investment banking, commercial banking or asset/investment management. financial instruments, capital markets & banking products.AI/ML concepts, cross-functional teams, Excel, SQL, Power BI, Tableau, stakeholder management.

Department General Counsel Shared Services Reports To Senior Manager - Portfolio Compliance Monitoring Level 5 General Counsel General Counsel (GC) is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management General Counsel Shared Services: The General Counsel Shared services function is a global centre of expertise currently being built out in Dalian and India. It will provide operational support and services to the General Counsel function. Three key verticals of GC shared services are:- Reporting and Systems - Cen...

Commerce Graduate and/or MBA (Financial and/or Banking) Financial markets, products services Strong analytical skills, specifically analyzing financial records providing detailed technical commentary Proficiency in MS Office Required Candidate profile FINRA SIE, Series 6 or 7 Certification in Indian Stock Market courses (General Securities, Mutual Funds similar courses Canadian Securities Course or equivalent Exp RRSP, RSP, IRA, 401k and offerings Perks and benefits Perks and Benefits

We are seeking a results-oriented Branch Manager to lead our Chennai branch. The ideal candidate will be responsible for driving revenue growth, overseeing daily operations, managing a high-performing team, & ensuring exceptional client service Required Candidate profile Minimum 5 years of experience in the equity & broking industry. At least 2 Yrs in a managerial position Strong client servicing & relationship management skills Ability to meet revenue targets NISM

Hiring Capital Markets Murex with experience range 3 to 8Years of experience Skills: Equities, Interest Rate Derivatives, FX Trading, mutual funds, Trading platforms, pricing measures, accounting events, FX, Credit, Interest Rates, Equities, Commodities, MX Test Tool, Murex FO/BO, Calipso, Datamart, UAT Education: Btech/BE, BCA/MCA,Bsc/MSc

Will manage Financial Accounting teams with a focus on Fund Accounting & recon processes. Will oversee a range of products including Equities, Fixed Income, Derivatives & NAV, ensuring compliance with SLA & custodian & accounting standards. Required Candidate profile Min of 15-18 yrs of exp in managing FA teams with 10 -12 yrs relevant exp in Fund Accounting & recon process. Exp in managing a team of 40-90 FTE's. Exp in global stakeholder management

Proven experience (5+ years) in data reconciliation, preferably in capital markets or financial services. Hands-on Duco expertise - configuration, rule building, workflows, exception handling, and reporting, Finance IT and Regulatory IT systems and workflows, financial instruments, trade lifecycle, and capital market operations. Key Responsibilities Duco Platform Expertise Configure and customize Duco reconciliation workflows, rules, and exception management processes. Build, maintain, and optimize reconciliation rules, matching logic, and transformation rules. Develop and enhance automated workflows, exception handling processes, and scheduled reporting. Collaborate with IT teams to integra...

Job Title: Sr. Team Manager / Team Leader Qualification: Graduate (Finance/Commerce preferred; NISM certifications a plus) Job Summary We are seeking an experienced Sr. Team Manager / Team Leader to lead and drive sales, branch expansion, and business development initiatives across the Gujarat region. The role involves managing a team of Relationship Managers, Sales Managers, Team Leads, and Equity Dealers while ensuring high productivity, client satisfaction, and revenue growth. Key Responsibilities Lead, mentor, and manage a team of RMs, Sales Managers, Team Leads, and Equity Dealers. Strategize and execute business development plans to drive regional growth. Oversee and support the establ...

Role & responsibilities Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost effective manner Timely resolution of nostro and depot breaks Mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades. Direct Responsibilities Responsible for the settlement of Security transactions & associated products booked in Back Office system, on a timely and cost effective basis by: Ensuring all trades are instructed, matched & settled on a timely basis Monitoring of failing trades...

SHIFT:- UK & US SHIFT Summary of Role The successful candidate will join a recently formed operation within Apex Fund Services to help build and grow out a new loan servicing business. They will work alongside the local Middle Office Manager, helping to onboard systems, define processes and build a global team to service a new product. This is a huge opportunity to join a department at ground level and make it successful. The Candidate The candidate will have a good working knowledge and experience working with CLOs, CDOs, Credit Funds and the different types of Loans. They will be driven and motivated to achieve excellence through hard work, good organisation skills, excellent communication...

SHIFT:- UK & US SHIFT Summary of Role The successful candidate will join a recently formed operation within Apex Fund Services to help build and grow out a new loan servicing business. They will work alongside the local Middle Office Manager, helping to onboard systems, define processes and build a global team to service a new product. This is a huge opportunity to join a department at ground level and make it successful. The Candidate The candidate will have a good working knowledge and experience working with CLOs, CDOs, Credit Funds and the different types of Loans. They will be driven and motivated to achieve excellence through hard work, good organisation skills, excellent communication...

Main Responsibilities: Asset administration:Responsibilities include, but are not limited to performing and coordinating a variety of administrative duties and tasks including Asset setup Asset Maintenance and reconciliation Liaising with 3rd party brokers/custodians/agents Processing agent notices Processing corporate actions Entering and settling trades as required Preparing and assisting with various reports required by internal teams Other duties assigned by Management Cash/Position Reconciliation:Responsibilities include, but are not limited to performing and coordinating a variety of reconciliation duties and tasks including Preparing daily reconciliation of cash transactions Preparing...

The candidate will join Middle Office team and will be closely working with Client Service Managers based in Middle East/Europe/Singapore/US regions in connection with the performance of duties related to the Middle Office Trade confirmation and Settlement process. Candidate should possess a good understanding about Capital Market, Derivatives, Corporate Actions, and Hedge/Mutual Funds. Good knowledge in Financial Products is required. Reporting The position reports to AVP Middle Office Responsibilities Working as a member of the Trade Processing team that includes trade capture, Matching settlement of Securities, FX and Money market instruments. Process Global Security transactions on Calyp...

Role & responsibilities Global Market Securities Settlements team ensures that Security transactions (Bonds, Equities, Complex Securities, ETF, SLAB, Repo..) and positions registered in the books under CIB ITOs mandate, match the commitment actually taken with counterparties within a secure setup, in accordance with Group and Regulatory Policies and/or contractual agreements. Within the Securities Settlement Department, the main processes include pre & post settlement activities, clearing, and event-related accounting for securities deemed in scope. Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost effective manner...