357 Equities Jobs - Page 13

You should have over 15 years of experience in Wealth Management processes and products such as Deposits, Investments (equities, bonds, OTC, funds), Lending, and vendor risk management. It is essential to have at least 3 years of direct experience in managing global vendors. In this role, you will be working on service delivery, governance, and change-related activities on a global scale. You will collaborate closely with Front office, Technology, and onsite vendor managers to cover end-to-end processes. Your responsibilities will include managing service delivery risk and change in alignment with the business vision and strategy. You will be tasked with overseeing service delivery across mu...

You should have experience in investment operations, specifically in managing asset servicing roles including setting up assets such as mutual funds and managing NAVs. Your responsibilities will include hands-on unit pricing functions, asset servicing tasks like asset set up, income batch processing, checking overnight daily processes, MMF reinvestment, and working knowledge of assets, bonds, equities, derivatives, income, capital, corporate actions, and data flows. It is crucial for you to retain knowledge and apply it in future scenarios. As a part of the minimum qualifications required for this role, you should hold a finance graduate degree.,

You will be responsible for leading a team as a Post Trade Team Leader in Chennai with over 6 years of experience. Your role will involve overseeing the execution of complex corporate actions across various asset classes, collaborating with internal teams and external stakeholders. You will manage daily operations, ensure risk mitigation, and foster team development in a dynamic environment. Your expertise in corporate actions, analytical mindset, and strong leadership capabilities are essential for this role. Your key responsibilities will include scrutinizing and identifying new corporate action events, managing composite corporate action records, reviewing and approving team members" work...

As a VP Finance Controls at Barclays, you will be pivotal in developing and revising the testing methodology document periodically to adapt to current changes in the organization. Your responsibilities will include conducting tests of controls, leading improvement initiatives, and ensuring a continuous challenge to enhance the control environment. Collaborating with various teams across the Group, you will drive process improvements throughout the organization. Additionally, you will have the opportunity to engage with senior stakeholders, department heads, and BU CFOs. To excel in this role, you should possess expert knowledge of Investment Banking Areas, including Trade Life Cycle, Equitie...

As an Associate at DWS- TPG Securities in Bangalore, India, you will play a crucial role in providing operational support for investments made by DWS on behalf of clients investing in global markets. You will lead the day-to-day operations to ensure timely and accurate confirmation and settlement of trades, supporting clients, portfolio managers, and trading desks. Your responsibilities will include supervising and overseeing the TPG Securities team in Bangalore and Pune, managing the end-to-end workflow of the TPG Securities process, and coordinating with various stakeholders such as brokers, custodians, and market agents. To excel in this role, you should have a strong understanding of the...

You will be joining SMC Global Securities Ltd., an investment banking company based in New Delhi, India, renowned for its comprehensive financial services. At SMC Global, we focus on providing our clients with various investment and trading options while prioritizing the development of trusted relationships and offering innovative solutions in the financial sector. As an Equity Dealer in Bhopal, your role will be full-time and based on-site. Your primary responsibilities will include executing trades on behalf of clients, monitoring stock market trends, and managing client portfolios. Additionally, you will be expected to offer market insights, analyze investment opportunities, and ensure co...

You should have 4-6 years of experience in Fund accounting/ Financial Reporting for hedge funds or mutual funds. It is important to have knowledge about the capital market and a good understanding of derivatives, equities, and fixed income securities. Your responsibilities will include the preparation and presentation of various financial statements as per IFRS, US GAAP, Lux GAAP, and Irish GAAP. Previous experience in BPO/captive on capital markets back office processes will be beneficial. You will be responsible for the preparation and review of financial statements/regulatory reports like Balance sheet, PnL, Schedule of Investment, cash flows, Notes to the accounts as per applicable GAAP....

The Fund Accounting Manager position at NAM requires an individual with 8-12 years of experience in Fund accounting/ Financial Reporting for hedge funds or mutual funds. The role involves preparing and reviewing financial statements/regulatory reports such as Balance sheet, P&L, SOI, and Notes to financial statements, while ensuring compliance with US GAAPs, IFRS, Lux GAAPs, and IRISH GAAPs. The candidate will act as a subject matter expert for the team and identify opportunities for process improvement and efficiency gain. Key responsibilities include engaging with business/onshore teams to ensure alignment with key stakeholders, successful implementation of client onboarding initiatives on...

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team. As an analyst in the UK Financial Reporting (FinRep) team based in Mumbai, you will be part of the group of individuals with knowledge and expertise in understanding, managing, and delivering financial information to local regulators (BOE and PRA) of UK entities. The group is also dedicated to adding value and improving efficiency through transformation and focusing on the improvement of quality and controls. Assist team in preparation of the firm's reporting requirement to the Bank of England and PRA for the UK Bank regulated entities. Ensure timely and structured reconciliat...

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the trading operations, compliance, regulatory interactions, and business growth of the Stock Broking vertical. With over 15 years of experience in Share Broking/Trading Business, preferably in the Banking/Financial Services sector, you will play a pivotal role in driving revenue growth and ensuring full compliance with regulatory frameworks. Your key responsibilities will include supervising retail and institutional broking operations, handling a variety of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will also be r...

You should have 5-11 years of experience in Fund accounting/ Financial Reporting for hedge funds or mutual funds, including 2-4 years of team handling experience. A sound understanding of Derivatives, Equities, and Fixed income securities is required. Being a Qualified accountant or having strong working experience in financial reporting will be preferred. Knowledge of the Mutual fund and Hedge Fund industry is essential. You should have worked on Financial Reporting profiles, responsible for preparation and presentation of various financial statements as per IFRS, US GAAP, Lux GAAP, or Irish GAAP. Prior working experience in BPO/captive on capital markets back office processes is desirable....

Perform daily periodic reconciliation of accounts including Nostro, CAS, Transfer Agency, and Internal Accounts Investigate resolve breaks discrepancies in a timely accurate manner Reconcile across major asset classes including Equities, Fixed Incom Required Candidate profile Collaborate with internal teams, custodians, external stakeholders to resolve breaks Maintain accurate audit trails documentation of reconciliation Adhere to regulatory internal compliance standards Perks and benefits Perks and Benefits

Perform and manage daily corporate actions processing, ensuring timeliness and accuracy Act as first point of contact for corporate action event-related queries and clarifications Ensure data validation and completeness across all records Required Candidate profile Perform Quality Control (QC) checks as required Contribute actively to team meetings, huddles, and process improvement initiatives Plan and manage own workload Ensure delivery Perks and benefits Perks and Benefits

You should have 5-11 years of experience in Fund accounting/ Financial Reporting for hedge funds or mutual funds, along with 2-4 years of team handling experience. It is crucial to possess a sound understanding of Derivatives, Equities, and Fixed income securities. Being a qualified accountant or having strong working experience in financial reporting will be preferred. Knowledge of the Mutual fund and Hedge Fund industry is necessary. Your experience should include working on Financial Reporting profiles, responsible for the preparation and presentation of various financial statements as per IFRS, US GAAP, Lux GAAP, or Irish GAAP, etc. Prior working experience in BPO/captive on capital mark...

As a Stock Broking Head specializing in Trading, Compliance, and Institutional Sales, you will be responsible for overseeing the entire stock broking vertical, including trading operations, compliance, regulatory interactions, and business growth. With over 15 years of experience and a background in Banking or Financial Services, you will play a pivotal role in driving revenue growth and ensuring full compliance with various regulatory bodies. Your key responsibilities will include supervising retail and institutional broking operations, handling a range of products such as Equities, Options, Fixed Income, DVP/RVP, Prime Brokerage, and Mutual Funds. You will be expected to maintain strong re...

The ideal candidate should have 4-6 years of experience in Fund accounting/ Financial Reporting for hedge funds or mutual funds with a solid understanding of the capital market. A strong accounting background is essential along with knowledge of the Mutual Fund and Hedge Fund industry. The candidate should possess expertise in derivatives, equities, and fixed income securities. Previous experience in working on Financial Reporting profiles, preparing various financial statements in compliance with IFRS, US GAAP, Lux GAAP, and Irish GAAP is required. Experience in BPO/captive on capital markets back office processes is preferred. The candidate should also have experience in Business Areas suc...

As an Equity Dealer at AnandRathi Shares And Stock Brokers Limited in Tiruchirappalli, Tamil Nadu, India, you will play a vital role in managing daily trading activities, executing stock market transactions, and offering investment advice to clients. Your responsibilities will involve closely monitoring market trends, executing trades efficiently, and ensuring adherence to regulatory guidelines. Additionally, you will engage with clients to comprehend their investment objectives and deliver tailored trading solutions. To excel in this position, you should possess a strong foundation in Stock Market and Trading, coupled with practical experience in handling Equities and Finance. An understand...

The Fund Accounting Manager position at NAM involves overseeing financial reporting within the Fund Services Function, specifically focusing on the preparation of financial statements for key clients. As an intermediate management level role, you will be responsible for reviewing and preparing financial statements and regulatory reports such as Balance sheet, P&L, SOI, and Notes to financial statements. It is essential to have a solid understanding of regulatory disclosures to SEC and other EMEA Regulatories, while ensuring compliance with US GAAPs, IFRS, Lux GAAPs, and IRISH GAAPs. You will act as a subject matter expert for the team, identifying opportunities for process improvements and r...

You should have experience in Investment operations, specifically in Asset servicing role which involves setting up Assets like Mutual funds, managing NAVs, and performing hands-on Unit pricing function. You must possess Asset Servicing experience and be familiar with key tasks such as Asset set up, Income Batch Processing, Checking overnight daily process, MMF Reinvestment, and have a working knowledge of Assets, Bonds, Equities, Derivatives, Income and capital, corporate actions, and data flows. It is essential to retain knowledge and apply it in future scenarios related to Asset set up, Income Batch Processing, Checking overnight daily process, MMF Reinvestment, Unit Pricing, and Pricing....

You should possess over 15 years of relevant experience in Wealth Management processes and products such as Deposits, Investments (equities, bonds, OTC, funds), Lending, and vendor risk management. At least 3 years of direct experience in managing global vendors is required. As part of this role, you will be responsible for service delivery, governance, and change-related activities on a global scale. You will collaborate closely with Front office, Technology, and onsite vendor managers to oversee end-to-end processes. Your primary responsibilities will include managing service delivery risks and changes in alignment with the business vision and strategy. You will be tasked with overseeing s...

You will be responsible for participating in the development and maintenance of regulatory and internal risk models such as IMM, VaR, IRC, CRM, and Regulatory CVA. Your tasks will include theoretical modeling, empirical testing, historical back-testing, statistical analysis of market data, numerical implementations, model documentation, supporting risk applications, and providing analytical assistance to Risk Managers. In addition, you will be managing a local team to ensure smooth integration and strong cross-regional engagement with global teams. Your key accountabilities will involve applying cutting-edge quantitative risk methodologies to enhance Market and Counterparty credit risk monit...

Join our dynamic team as a Regulatory Reporting Manager within the Global Clearing Operations team, where you will play a pivotal role in shaping the future of regulatory reporting across EMEA and NA. This is your chance to lead the charge in requirement analysis, testing, and post go-live checks for groundbreaking new regulations, transformative changes to existing regulations, and strategic system transformations and migrations. As a Regulatory Reporting Manager within the Global Clearing Operations team, you will be responsible for managing all regulatory reporting requirements in EMEA and NA. You will lead requirement analysis, testing, and post go live checks for new regulations, change...

As a Principal Analyst - Business Analysis at FIS, you will have the opportunity to work on challenging issues in financial services and technology. Your role will involve project planning and execution, gathering and prioritizing product and customer requirements, collaborating with various stakeholders, and ensuring the product aligns with the company's overall strategy and goals. The Investment Accounting Manager team provides accounting and reporting solutions for Mutual Funds, Hedge Funds, and Fund Administrators. You will be responsible for managing accounting rules for various asset classes, creating system workflows, and ensuring relevant data is available for integration and financi...

As a Custody Product Delivery Manager at HSBC, you will play a crucial role in planning and executing one functionally aligned pod, supporting key client projects. Your responsibilities will include driving successful delivery through end-to-end leadership, collaboration with business partners, technology groups, external suppliers, market infrastructure, and customers. Your role will involve chairing, facilitating, and presenting updates to review overall progress during change lifecycle stages. You will proactively address risks and issues, ensuring appropriate mitigation and remedial plans while seeking endorsement from key stakeholders. Prioritizing backlogs to balance client and interna...

Warm Greetings from SP Staffing!! Role: T24 Business Analyst Experience Required :5 to 12 yrs Work Location :Chennai Required Skills, Work with business stakeholders to understand and document requirements for Securities trading lifecycle for Equities, Bonds and Mutual fund asset classes Translate business requirements into BRDs FSDs User Stories for the T24 system Create Business Process maps using tools such as Camunda Visio etc Assist in configuring and setting up the T24 SC module Create and maintain comprehensive documentation related to the T24 Capital markets Interested candidates can send resumes to nandhini.spstaffing@gmail.com