7 Entity Types Jobs

Role Overview: You will be part of the Fixed Income Division as a Senior Associate / Manager in Mumbai, working with Interest Rate and Currency Products, Credit Products, and Distribution. Your role will involve actively managing risk, trading securities, and executing transactions in the global markets. You will collaborate with the team to prepare background reports for the Client Selection Committee, analyze Corporate Security reports, perform due diligence on clients, engage with stakeholders, and create executive-level presentations for Client Selection. Key Responsibilities: - Prepare background reports for Client Selection Committee - Analyze Corporate Security reports to identify ben...

Role Overview: You will be part of the Fixed Income Division at Morgan Stanley in Mumbai. As a Senior Associate / Manager, you will be responsible for Client Selection Review and supporting the team in various activities related to client selection. Key Responsibilities: - Prepare background reports for the Client Selection Committee. - Analyze Corporate Security reports to identify potential benefits or risks for the firm. - Conduct due diligence on clients and gather detailed information. - Engage with stakeholders to obtain client-centric information. - Create executive-level presentations for Client Selection. - Collaborate with Sales & Traders to understand client backgrounds. - Ensure ...

As a VP, Wholesale Client Onboarding Subject Matter Expert at Barclays, you will play a crucial role in delivering KYC Process Change & Regulatory objectives while providing exceptional service to stakeholders and customers. Your responsibilities will include representing WCOB on forums/projects, ensuring project deadlines are met, and supporting KYC teams with audit/compliance reviews. To be successful in this role, you should have: - Previous experience in AML/KYC within the investment or corporate banking sector. - Experience in reviewing complex structures, PEPs, and/or Sanctions screening. - Familiarity with approved KYC vendor sources such as Dun and Bradstreet, Companies House, and ot...

You will be responsible for configuring Entities, Entity Types, and Entity Class Hierarchies, including upstream/downstream relationships. Additionally, you will manage Authority Documents, Citations, Policies, and Policy Workflows with campaign, exception, and acknowledgment tracking. **Key Responsibilities:** - Define Control Objectives, Standards, Common Controls, and Control Workflows with attestations, indicators, issues, and test templates. - Knowledge of Risk Management including risk statements, assessments, scoring, indicators, issues, and advanced risk analysis (events, metrics, and identification). - Manage Audit Management covering auditable units, engagement workflows, test plan...

As a skilled professional in the field, you will be responsible for configuring Entities, Entity Types, and Entity Class Hierarchies, including upstream/downstream relationships. You will demonstrate proficiency in managing Authority Documents, Citations, Policies, and Policy Workflows with campaign, exception, and acknowledgment tracking. Your key responsibilities will include defining Control Objectives, Standards, Common Controls, and Control Workflows with attestations, indicators, issues, and test templates. You should possess a strong knowledge of Risk Management, covering risk statements, assessments, scoring, indicators, issues, and advanced risk analysis (events, metrics, and identi...

You will be responsible for the verification of client data by verifying KYC documentation of the clients to be adopted/reviewed. You will also perform the risk assessment of the client to be adopted/reviewed and sign off on new client adoptions and periodic reviews. The ideal candidate should have excellent observational skills, knowledge of KYC verification, and ID proofs. The ability to multitask and coordinate multiple projects is essential, along with well-developed IT skills. You should be able to interpret regulatory guidelines, assess risk scores and entity types, identify trends and inconsistencies, and have a good understanding of the end-to-end KYC process. Proficiency in Excel is...

Join Barclays as Vice President, Wholesale Client Onboarding Subject Matter Expert, where you will play a pivotal role in delivering KYC Process Change & Regulatory objectives while providing a first-class service to stakeholders and customers. At Barclays, we are not just anticipating the future - we are creating it. You will have the opportunity to work in partnership with teams across TC1 and Barclays Group. Your role will involve acting as an SME (Subject Matter Expert) representing WCOB (Wholesale Client Onboarding) on forums/projects and ensuring project deadlines are adhered to. Additionally, you will support KYC teams as needed with audit/compliance reviews. To be successful in this ...