Complaince Huntingcube Recruitment Solutions Private Limited

1.0 - 5.0 years

3 - 7 Lacs

Hubli, Karnataka, India

On-site

Key Responsibilities Interfacing with Exchange officials to understand and fulfil compliance requirements for the firm. Liaising with vendors for supporting the IT/Audit/Accounting operations of the branch. Working with senior management and other team members to handle the operations of the branch. Assisting in drafting applications and other documentation required for day to day running of the business. Assisting vendors and other team members with audit, inspection and other compliance related requirements. Qualification Criteria Skills and Experience Experience with financial market software's like NEAT, BOLT, EKoole, MS office and other back office of financial market operations is desirable Must be detail oriented and a strong communicator. Should be a team player with a great attitude and work ethic with an ability to multi-task on several different assignments/projects and work under pressure. Certifications from NISM IIIA : Securities Intermediaries Compliance, NISM series VIII: Equity Derivative Certification Examination , NCFM : Capital market dealers module is desirable.

Posted 2 months ago

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