Depository participant operation-Compliance Tesk Training Consultancy

2.0 - 6.0 years

0 - 0 Lacs

ahmedabad, gujarat

On-site

The position available is for a Depository and Stock Broking Compliance Assistant at Ahmedabad location. As a Graduate or above qualified individual with more than 1.5 years of experience, you will be responsible for DP Operation and compliance, as well as Stock Broking Operation and compliance. The role offers a competitive CTC ranging from 2.04 p.a. to 4.80 p.a. based on your skills. You will be engaged in managing day-to-day operations related to depository participant services. Your responsibilities will include addressing customer inquiries, processing transactions, managing account documentation, and ensuring adherence to regulatory requirements. The role demands strong analytical and ...

Posted 3 months ago

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Assistant Vice President - Operations Innovations Global Services

10.0 - 20.0 years

15 - 25 Lacs

Mumbai Suburban, Mumbai (All Areas)

Work from Office

Assistant Vice President - Operations (Senior Level) - Job opening in one of the Leading Stock Broking Firm. Qualification- Post Graduate / PGDM - Finance / MBA / CA CTC Range: Up to 25 LPA (Based on experience) Location :- Mumbai Industry - Broking / Capital / Finance Market Experience (Operation) Work Profile: Assistant Vice President (AVP) - Operations (Senior Level) 1. Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. 2. Vendor management. 3. Able to build and manage teams for important functions like account opening, paying payout stock, and funds, DP account, customer modification, RMS, KYC, settlement, etc. 4. Responsible for...

Posted 4 months ago

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