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Front Office Services - Investment Monitoring Crisil

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

**Role Overview:** As an Investment Compliance professional, your primary responsibility will be to ensure adherence to investment compliance limits and restrictions set by regulations and clients. You will be expected to provide timely analysis, reports, and escalation of exceptions related to investment compliance. Additionally, you will play a crucial role in monitoring and reviewing regulations and client mandates across multiple countries. **Key Responsibilities:** - Conduct daily pre-trade and post-trade Investment Compliance monitoring to identify and resolve compliance violations promptly. - Record breaches in the breach register and ensure proper notification and follow-up with port...

Posted 2 months ago

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