1 Ctcl Management Jobs

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Head of Operations (From Stock Broking Business Only) Univest

0.0 years

0 Lacs

gurugram, haryana, india

On-site

Job Description Stock Broking Operations, Back Office, Dp, Kyc & Vendor Management * Ensuring seamless day-to-day broking operations across back office, DP, KYC, surveillance, and CTCL management, supporting uninterrupted trading and strong client experience. * Managing and optimising back-office and DP operations to handle higher trading volumes, timely settlements, accurate reconciliations, and regulatory reporting. * Overseeing KYC and onboarding functions to reduce turnaround time, enable faster client acquisition, and ensure continuous compliance with SEBI, AML, and PMLA requirements. * Proactively monitoring and resolving surveillance alerts in coordination with Compliance and Risk tea...

Posted 5 days ago

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