70 Controls Testing Jobs - Page 2

As a GSC Intl Internal Controls & Finance Process Transformation Manager at Schneider Electric, your role will be crucial in ensuring that controls are embedded in operations, focusing on digitization and standardization to minimize and mitigate risks. You will champion key internal controls and drive their implementation. Your responsibilities will include collaborating and challenging business process owners, driving design/process improvements within key supply chain processes, carrying out controls testing at plant level and cross-plants, building process controls expertise, replicating best practices between plants, and facilitating continuous process improvement, training, and awarenes...

Key Accountabilities Deliver a portfolio of risk-based control testing work Globally across the front to back for UK Corporate Bank and Global Markets Inc. Investment Banking (IB) business. Lead, manage and oversee the testing teams work, challenging control design and operating effectiveness. Own the development of the above areas Controls Testing plan, identification of risk focused topics with Business stakeholders and other Assurance teams. Work towards Coordinated efforts with the peer handling the similar portfolio for BI, BUK and BX business, in and outside India, to ensure synergies Deploy extensive data analytics in the CTE work and support the upskilling of the team in DA Review an...

Job Description Lead and support controls testing to ensure compliance with Laws, Rules, and Regulations (LRR) for Own Funds, Eligible Liabilities, and all RWA risk types. Own and deliver high-quality, timely control testing and sample reviews of 1LOD work. Prepare workpapers and reports to a high standard using agreed templates. Document issues and agree on remediation with stakeholders. Provide subject matter input on controls and PRA regulatory reporting compliance. Conduct walkthroughs and test control design and operating effectiveness for regulatory compliance. Review and provide feedback on 1st Line Of Defense control testing samples. Document test results and issues per agreed templa...

Role Overview: You will be joining the Finance, Risk and Controls team responsible for designing and building a UK SOX compliant controls framework. As a Manager, you will be involved in testing financial controls, their design and implementation, and effectiveness. The team is a part of the larger LSEG Finance organization and reports to the Group Controller. Key Responsibilities: - Perform Design & Implementation and Operating Effectiveness assurance (controls testing) program. - Collaborate with control owners to identify, design, and conduct the management assessment of internal controls. - Support 1LoD with control framework changes, evaluation, and remediation of control exceptions. - ...

About This Role Financial Crime Compliance Associate, India Job Purpose The firm is seeking an individual to join the global Financial Crime Compliance team, based in Mumbai. The role requires an ability to help the firm mitigate a broad range of financial crime risks, including money laundering and terrorist financing, sanctions, bribery and corruption, and fraud. Subject-matter expertise in financial crime compliance risk processes, such as risk identification and assessment, control design and implementation, risk monitoring and reporting, and issue management and resolution. The ability to interact with cross border teams would be an advantage along with strong technical and analytical s...

As an experienced professional, you will be responsible for driving the execution of the Target Operating Model, business strategies, and resource planning. This includes overseeing strategic initiatives, demand pipelines, and project implementation. Additionally, you will lead process improvements to enhance operational efficiency and effectiveness, manage talent development, workforce planning, and succession strategies, and ensure business continuity, crisis readiness, and regulatory compliance. You will also coordinate with internal teams on technology, real estate, and communication needs, and support internal governance, risk management, and compliance frameworks. Monitoring financial ...

Job Description Every career journey is personal. That's why we empower you with the tools and support to create your own success story. Be challenged. Be heard. Be valued. Be you ... be here. Job Summary The Sr Analyst, Validation Center of Excellence is accountable for performing execution of critical credible challenge activities for the Bread Financial (BFH) Enterprise Risk Organization (ERO). This includes validation of activities performed by the first lines of defense to guard against financial loss and other business risks. As the Sr Analyst, you will support and enable senior leaders and functional experts across BFH to integrate risk management practices into their strategic busine...

About This Role India Job Purpose The firm is seeking an individual to join the global Financial Crime Compliance team, based in Mumbai. The role requires an ability to help the firm mitigate a broad range of financial crime risks, including money laundering and terrorist financing, sanctions, bribery and corruption, and fraud. Subject-matter expertise in financial crime compliance risk processes, such as risk identification and assessment, control design and implementation, risk monitoring and reporting, and issue management and resolution. The ability to interact with cross border teams would be an advantage along with strong technical and analytical skills are necessary for success in thi...

Role Overview: Significant transformation is underway within the Operations function to rapidly improve the Cyber, Data, Privacy, and Automation control environment, along with digitization and innovation. A new function, T&O (Technology & Operations), has been formed to grow trust with clients and regulators, provide best practice cyber security solutions, leverage analytics and insights for data monetization, and be an enabler to journeys. To support in these initiatives, a Senior Manager of ICS Technical Controls Testing role has been created to execute the testing of key ICS controls across the banks critical IT systems and infrastructure. Key Responsibilities: - Identify, analyze, and d...

About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management funct...

Role Overview: As a Senior Manager of ICS Technical Controls Testing at Standard Chartered, you will play a crucial role in executing the testing of key ICS controls across the bank's critical IT systems and infrastructure. You will be part of a new team responsible for planning, executing, reporting, governance, and advocating best practices to shape the design and implementation of ICS key controls testing. Your focus will be on ensuring that these key controls are operating effectively through an evidence-based testing process. Key Responsibilities: - Identify, analyze, and prepare Cyber Security controls for periodic Control Testing plan and execution - Oversee the execution of technical...

Role Overview: As a Divisional Risk and Control Senior Analyst at Deutsche Bank based in Mumbai, India, you will be a crucial part of the Control Assurance and Risk Identification Team within the Investment Banks Divisional Controls Office (DCO). Your primary responsibility will be to ensure the effectiveness of the global control environment across the Investment Bank. Working closely with the Front Office (FO), you will be involved in testing the design and operating effectiveness of key controls, executing detection tests, running scenario analysis workshops, and performing quality assurance on Governance Fora. Key Responsibilities: - Assess the design of key controls before the Control D...

Roles and Responsibilities Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Conduct internal audits, risk assessments, and process improvements Bring in Cost benefits Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business process improvement metho...

Controls Testing & Risk Assessment Conduct controls testing in areas such as Incident Management, Disaster Recovery, Cryptography, Network Security, and Identity & Access Management. Perform periodic reviews of new and existing controls from a design and effectiveness perspective. Evaluate IT and Cybersecurity controls to ensure they mitigate associated risks accurately, completely, and transparently. Take ownership of the testing progress for assigned controls and communicate updates to senior stakeholders. Assess IT & Cyber risks and the effectiveness of related controls to ensure alignment with management's risk tolerance. Lead Risk and Control Assessments (RCA) for various accounts by pe...

As a Markets/GMO - Testing Lead at Barclays, you will embark on a transformative journey shaping the future by providing assurance on key risks and controls within the Global Markets inc Investment Banking (IB) business. You will review work papers, testing reports, and challenge testing teams to ensure compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. **Key Responsibilities:** - Own and deliver the annual testing plan for Global Markets inc IB with a deep understanding of frameworks and controls. - Flex working time to adjust to Global stakeholder and team meetings. - Manage and guide the team through the li...

As a Senior Associate in our Digital Assurance and Transparency practice (DAT) at PwC, you will be at the forefront of innovation, supporting the delivery of quality, tech-enabled solutions that focus on trust, transparency, and value-add growth for our clients. Collaborating closely with clients, your Digital Assurance and Transparency team, and our external audit teams, you will gain a deep understanding of the systems and technologies utilized by our clients to help them mitigate risks effectively. Being a part of the Digital Assurance and Transparency team means being part of an organization that emphasizes quality, value, innovation, and growth through emerging technologies such as clou...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Technology Risk Assurance Manager, you'll actively establish, maintain, and strengthen internal and external relationships. With the guidance of partners, directors, and senior managers, you'll identify potential business opportunities for EY. Drawing on your knowledge and experience, you'll provide innovative commercial insights for cli...

You will be joining Pierag Consulting, a global consulting firm recognized for its unique blend of local knowledge and international expertise. Our team of over 300 highly skilled professionals operates in the US, India, UK, and Southeast Asia, offering services in Assurance, Business Risk, Technology Risk, and Accounting Advisory. Our core values of Excellence, Equity, and Empathy drive us to achieve outstanding outcomes for our clients. We have established offices in Gurgaon, Mumbai, Jaipur, Chandigarh, Bengaluru, Washington DC, and Singapore. As a part of the Domestic Client team, you are expected to have 3 to 5 years of relevant experience in internal audit/SOX/IFC Designing & Implementa...

Join us as a UK Corporate Banking Assurance Lead. In this role, you will be responsible for reviewing work papers, testing reports, and challenging testing teams to ensure alignment with Barclays and Controls Assurance testing methodology. Your guidance will be crucial in ensuring compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. You will communicate the results of testing activities to Senior Stakeholders and collaborate with Control Business Partners (CBPs) and other stakeholders to develop consensus and address any issues that may arise. To excel as a UK Corporate Banking Assurance Lead, you should possess...

This is a strategic and execution-oriented management position accountable for end-to-end controls testing within the Global Core Operations. As the Global Core Operations Controls Testing leader, you will be a subject matter expert on control testing and responsible for assessing control design, developing testing tools and procedures, and ensuring compliance with policies and regulations. Your role will involve significant communication skills to negotiate internally, guide, and influence colleagues in various areas. You will support the Global Core Operations Controls Testing Utility by designing control testing tools, developing procedures, and providing insights. Additionally, you will ...

At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world. Senior, FAAS, EY GDS Assurance About EY EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communit...

Lowes Companies, Inc. is a FORTUNE 50 home improvement company that serves approximately 16 million customer transactions a week in the United States. With total fiscal year 2024 sales exceeding $83 billion, Lowes operates over 1,700 home improvement stores and employs around 300,000 associates. Headquartered in Mooresville, N.C., Lowes is dedicated to supporting the communities it serves through various programs focused on creating safe, affordable housing, enhancing community spaces, nurturing skilled trade experts of the future, and providing disaster relief to communities in need. As a Senior Analyst in the IT Security Compliance team, your main responsibility is to support the continuou...

The Divisional Control Officer (DCO) for Group Treasury in Mumbai, India, holds the position of Associate Vice President and is responsible for monitoring, managing, and mitigating Non-Financial Risk across Group Treasury and Legacy Portfolios. The DCO team oversees the risk and control strategy, provides a consolidated view of non-financial risks, and ensures risk-based control reporting of key issues. Key responsibilities include supervising cyclical activities such as annual control self-assessments, incident research, and remediation monitoring. The DCO collaborates with other risk and control functions to drive transparency and consistency. This role offers a unique opportunity to manag...

Manager Business Controls, Controls Testing & IFC Testing Experience: 7-10 years Educational Qualification: Any Finance-related Degree (e.g., B.Com, CA, MBA Finance, M.Com, CFA, etc.) Job Description: As a Manager in Business Controls, Controls Testing & IFC Testing, you will lead and manage internal controls and compliance testing activities ensuring adherence to regulatory requirements and organizational policies. Key Responsibilities: Lead and execute Business Controls design, implementation, and effectiveness assessments across finance processes. Manage and perform Controls Testing (design and operating effectiveness) including IFC (Internal Financial Controls) testing in compliance with...

About this role: Wells Fargo is seeking a Senior Information Security Analyst. In this role, you will: Perform issue lifecycle management, understand control gaps, develop controls and documentation for IAM Perform remediation of security assessment review issues, complex ad hoc data, and reporting to support information security risk management Provide guidance and direction in reviewing assessment findings and mitigating controls to optimize information security Identify and direct information asset portfolio reconciliations and certifications Provide advanced data aggregation and data of information security risk exposure Develop and deliver Information Security Education Awareness and Tr...