95 Controls Testing Jobs

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development and execute strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role will be performed in our Bangalore Location (RMZ Eco world, Bellandur) in a hybrid model (3 days onsite, 2 days...

Join us as a Controls Testing Manager In this role, youll support and be responsible for the delivery of the regular testing of key controls and files, and the completion of targeted control reviews for a franchise or function Working closely with the relevant business areas and other business controls teams, youll make sure that findings from reviews are escalated and robust action plans are agreed and driven forward with key stakeholders This highly collaborative role provides an opportunity to develop your skillset and raise your profile across the bank We are offering this role at associate level What you''ll do Well look to you to ensure the timely completion of all appropriate risk iss...

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development and execute strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role will be performed in our Bangalore Location (RMZ Eco world, Bellandur) in a hybrid model (3 days onsite, 2 days...

Join our dynamic and collaborative team of risk professionals supporting Macquarie Technology teams in managing technology-related risks while driving operational excellence within a fast-paced and innovative environment. We are a dedicated team ensuring ensuring robust control frameworks and compliance across the organization. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes. What role wi...

Role Overview: Embark on a transformative journey by joining as an Analyst - Wholesale Credit Sanctioning - LevFin - Controls & Governance at our company. You will lead the evolution of the digital landscape, driving innovation and excellence. Your role will involve utilizing cutting-edge technology to enhance digital offerings and ensure exceptional customer experiences. As the person in this role, you will play a pivotal part in supporting the global Leveraged Finance Risk team and senior executives on key projects and strategic initiatives. This includes monitoring project progress, providing regular updates to the executive team, supporting risk and control oversight, assessing internal ...

Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team i...

In a significant transformation within the Operations function, a new function called T&O (Technology & Operations) has been created by combining Cyber Security Services, TPSR, ICS Operations, Data Management & Privacy, Automation, and Resilience. The primary goal of this function is to enhance trust with clients and regulators by implementing best practice cyber security solutions, protecting data and privacy, improving resilience, and reducing risks. Additionally, leveraging analytics and insights to enable data monetization through real-time analytics, process automation, customer insights, eco-system partnerships, and disruptive business practices is a key focus. As a Senior Manager of I...

Role Overview: You will be joining the Risk team at Stripe, where you will play a crucial role in ensuring the safety and security of our platform. Your primary responsibility will be conducting quality evaluations of Risk review cases and refining evaluation plans to maintain compliance with policies and procedures. Additionally, you will collaborate with senior stakeholders to formulate action items for remediation and drive improvements to the quality oversight program. Key Responsibilities: - Conduct quality evaluations of Risk review cases, specifically focusing on Fraud Operations - Oversee and refine Quality evaluation plans to align with policies and procedures for the Risk program a...

As an experienced professional, you will play a crucial role in driving the execution of the Target Operating Model, business strategies, and resource planning. Your responsibilities will include overseeing strategic initiatives, demand pipelines, and project implementation. You will lead process improvements to enhance operational efficiency and effectiveness while managing talent development, workforce planning, and succession strategies. Ensuring business continuity, crisis readiness, and regulatory compliance will also be part of your key responsibilities. In addition, you will coordinate with internal teams on technology, real estate, and communication needs, and support internal govern...

Role Overview: As the Divisional Risk and Control Senior Analyst at Deutsche Bank in Mumbai, India, you will be a key member of the Control Assurance and Risk Identification Team within the Investment Banks Divisional Controls Office (DCO). Your primary responsibility will be to ensure the effectiveness of the global control environment across the Investment Bank, with a focus on working closely with the Front Office (FO). This role will involve testing key controls, executing detection tests, running scenario analysis workshops, and performing quality assurance on Governance Fora. Key Responsibilities: - Assess the design of key controls before the Control Design Authority (CDA) Forum - Gui...

You will be joining the Control Assurance and Risk Identification Team in the Investment Banks Divisional Controls Office (DCO). DCO is responsible for the global control environment across IB and is closely aligned with the business, providing central oversight for Front Office (FO) control framework activities, including design, implementation, ongoing assurance/validation of key FO owned controls. The purpose of the Team is to provide the Investment Bank (IB) with assurance that the Non-Financial Risk control framework is effective. The Team is responsible for testing the design and operating effectiveness of IB Front Office (FO) owned key controls and executing detection tests to stress ...

As a Senior Manager of ICS Technical Controls Testing at Standard Chartered, you will play a crucial role in executing the testing of key ICS controls across the bank's critical IT systems and infrastructure. Your responsibilities will include: - Identifying, analyzing, and preparing Cyber Security controls for periodic Control Testing plan and execution. - Overseeing the execution of technical Cyber Security control testing framework for critical IT systems and infrastructure. - Coordinating with various departments and stakeholders to gather necessary information for periodic Control testing Plans. - Supporting in preparing annual and sprint/quarter plans for ICS controls testing. - Provid...

Role Description Experience : 10+ years Job Location :: WFH Notice Period: Immediate Joiner Travel -10-20% Role : Compliance advisory and/ or compliance monitoring experience (non-financial risks) working within the insurance sector. Experience conducting controls testing, designing and delivering compliance training, assessing and implementing regulatory changes within the insurance sector (non-financial regulations). Strong knowledge of conduct regulations applicable to the insurance sector and control processes such as RCSAs, experience conducting impact assessment of regulatory changes on policies, controls and procedures. Experience implementing regulatory changes and designing solution...

Role Overview: As an SOX professional at EY, you will be a qualified CA/CPA/ACCA/MBA with extensive experience in IFC and a strong understanding of the SOX audit processes and methodology. You will have the opportunity to engage with senior management, enhance your skills in technical competency, business development, client service, and people development. Key Responsibilities: - Execute SOX, IFC Designing, walkthrough & Implementation, Business Process Review, Creation & mapping of Business Flow charts with RCM etc. (individually and as a team). - Perform risk assessment procedures, including identification of significant accounts & classes of transactions, mapping of business processes, a...

Audit Assistant Preferred Qualification: CA Inter / CMA Inter About Us We provide internal audits, compliance reviews, and control-based assurance services for clients across trading, solar, and service sectors. Our work culture emphasises discipline, documentation, hygiene, and timely delivery. This position replaces an outgoing team member and is intended for candidates who can independently run 36 audits per month while supervising junior staff. Why This Role Matters This position is critical for maintaining audit quality, ensuring timely issue closure, and upholding client confidentiality. The role strengthens our internal audit delivery by bringing structure, reporting rigour, and team ...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary: The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management fun...

Role : Enterprise Architect + PMO functions Exp : 7 yrs Remote Function : Technology Governance, documentation & project management related activities We are seeking a detail-oriented professional to own technology governance and risk management while supporting strategic program delivery. 60% of the role focuses on maintaining IT policies, standards, risk registers, audit readiness, controls testing, and compliance reporting across cybersecurity, cloud, data, and change management. 40% of the role supports PMO activities including project tracking, RAID management, execution governance, and stakeholder reporting. The ideal candidate has experience in regulated or enterprise IT environments,...

As an SOX professional at EY, you will play a crucial role in executing SOX audits, IFC designing, walkthrough, and implementation. Your responsibilities will include, but are not limited to: - Leading teams on large projects involving the entire spectrum of SOX processes, from conceptualization to implementation, including documentation, control testing, internal controls evaluation, financial reporting reliability, compliance with laws, regulations, and operational efficiency. - Conducting risk assessment procedures, mapping business processes, preparing SOX documentation such as process flowcharts and narratives, and designing attributes to improve processes. - Planning, coordinating, and...

Roles and Responsibilities Conduct internal audits, risk assessments, and process improvements Ensure cost reduction and process efficiencies Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business p...

Job Summary This role could be based in India and Malaysia. When you start the application process you will be presented with a drop down menu showing all countries, Please ensure that you select a country where the role is based. Significant Transformation Is Underway Within The Operations Function To Rapidly Improve The Cyber, Data, Privacy And Automation Control Environment, Along With Digitization And Innovation. A New Function, T&O (Technology & Operations), Has Been Formed By Pulling Together Cyber Security Services, TPSR, ICS Operations, Data Management & Privacy, Automation And Resilience Into One Function To Grow trust with clients and regulators Best practice cyber security solutio...

About Northern Trust Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Job Summary The Risk Treatment Senior Consultant is a key position within Northern Trust's enterprise risk management funct...

About the Opportunity Job Type: Permanent Application Deadline: 22 November 2025 Job Description Title: Manager- Business Controls Testing Department: Risk Support Location: Gurgaon Reports To: Manager Business Controls Testing Level : Level 5 We're proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this By working together - and supporting each other - all over the world. So, join our team and feel like you're part of something bigger. Department Description This role is part of Business Control Testing Team supporting and advising our businesses in achieving their risk and regulatory objectives. The function operates globally withi...

As a UK Corporate Banking Assurance Lead at Barclays, your role involves reviewing work papers, testing reports, and ensuring compliance with Barclays Group policies and standards. You will be reporting testing results to senior stakeholders, partnering with Control Business Partners, and collaborating across Business Units, Functions, and Shared Services to develop consensus. Key Responsibilities: - Review work papers, testing reports, and challenge testing teams on scope and methodology - Provide guidance to ensure compliance with Barclays Group policies, standards, frameworks, and procedures - Report testing results to senior stakeholders and partner with Control Business Partners - Colla...

Job Title Senior Compliance About Us Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services in...

About Company: BDO India Services Private Limited is the India member firm of BDO International. BDO India offers strategic, operational, accounting, tax & regulatory advisory and assistance for both domestic and international organisations across a range of industries. We are led by more than 300 Partners & Directors with a team of over 8500 professionals operating across 12 cities Ahmedabad, Bengaluru, Chandigarh, Coimbatore, Chennai, Hyderabad, Goa, Kochi, Kolkata, Mumbai, New Delhi-Gurugram and Pune. We take pride in our service portfolio on the backing of a rich blend of experience and expertise, bringing to fore a work culture that is both client-centric and knowledge driven. Our focus...