33 Controls Testing Jobs

Roles and Responsibilities Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Conduct internal audits, risk assessments, and process improvements Bring in Cost benefits Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business process improvement metho...

Controls Testing & Risk Assessment Conduct controls testing in areas such as Incident Management, Disaster Recovery, Cryptography, Network Security, and Identity & Access Management. Perform periodic reviews of new and existing controls from a design and effectiveness perspective. Evaluate IT and Cybersecurity controls to ensure they mitigate associated risks accurately, completely, and transparently. Take ownership of the testing progress for assigned controls and communicate updates to senior stakeholders. Assess IT & Cyber risks and the effectiveness of related controls to ensure alignment with management's risk tolerance. Lead Risk and Control Assessments (RCA) for various accounts by pe...

As a Markets/GMO - Testing Lead at Barclays, you will embark on a transformative journey shaping the future by providing assurance on key risks and controls within the Global Markets inc Investment Banking (IB) business. You will review work papers, testing reports, and challenge testing teams to ensure compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. **Key Responsibilities:** - Own and deliver the annual testing plan for Global Markets inc IB with a deep understanding of frameworks and controls. - Flex working time to adjust to Global stakeholder and team meetings. - Manage and guide the team through the li...

As a Senior Associate in our Digital Assurance and Transparency practice (DAT) at PwC, you will be at the forefront of innovation, supporting the delivery of quality, tech-enabled solutions that focus on trust, transparency, and value-add growth for our clients. Collaborating closely with clients, your Digital Assurance and Transparency team, and our external audit teams, you will gain a deep understanding of the systems and technologies utilized by our clients to help them mitigate risks effectively. Being a part of the Digital Assurance and Transparency team means being part of an organization that emphasizes quality, value, innovation, and growth through emerging technologies such as clou...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Technology Risk Assurance Manager, you'll actively establish, maintain, and strengthen internal and external relationships. With the guidance of partners, directors, and senior managers, you'll identify potential business opportunities for EY. Drawing on your knowledge and experience, you'll provide innovative commercial insights for cli...

You will be joining Pierag Consulting, a global consulting firm recognized for its unique blend of local knowledge and international expertise. Our team of over 300 highly skilled professionals operates in the US, India, UK, and Southeast Asia, offering services in Assurance, Business Risk, Technology Risk, and Accounting Advisory. Our core values of Excellence, Equity, and Empathy drive us to achieve outstanding outcomes for our clients. We have established offices in Gurgaon, Mumbai, Jaipur, Chandigarh, Bengaluru, Washington DC, and Singapore. As a part of the Domestic Client team, you are expected to have 3 to 5 years of relevant experience in internal audit/SOX/IFC Designing & Implementa...

Join us as a UK Corporate Banking Assurance Lead. In this role, you will be responsible for reviewing work papers, testing reports, and challenging testing teams to ensure alignment with Barclays and Controls Assurance testing methodology. Your guidance will be crucial in ensuring compliance with Barclays Group Policies, Standards, frameworks, and procedures across Business Units, Functions, and Shared Services. You will communicate the results of testing activities to Senior Stakeholders and collaborate with Control Business Partners (CBPs) and other stakeholders to develop consensus and address any issues that may arise. To excel as a UK Corporate Banking Assurance Lead, you should possess...

This is a strategic and execution-oriented management position accountable for end-to-end controls testing within the Global Core Operations. As the Global Core Operations Controls Testing leader, you will be a subject matter expert on control testing and responsible for assessing control design, developing testing tools and procedures, and ensuring compliance with policies and regulations. Your role will involve significant communication skills to negotiate internally, guide, and influence colleagues in various areas. You will support the Global Core Operations Controls Testing Utility by designing control testing tools, developing procedures, and providing insights. Additionally, you will ...

At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world. Senior, FAAS, EY GDS Assurance About EY EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communit...

Lowes Companies, Inc. is a FORTUNE 50 home improvement company that serves approximately 16 million customer transactions a week in the United States. With total fiscal year 2024 sales exceeding $83 billion, Lowes operates over 1,700 home improvement stores and employs around 300,000 associates. Headquartered in Mooresville, N.C., Lowes is dedicated to supporting the communities it serves through various programs focused on creating safe, affordable housing, enhancing community spaces, nurturing skilled trade experts of the future, and providing disaster relief to communities in need. As a Senior Analyst in the IT Security Compliance team, your main responsibility is to support the continuou...

The Divisional Control Officer (DCO) for Group Treasury in Mumbai, India, holds the position of Associate Vice President and is responsible for monitoring, managing, and mitigating Non-Financial Risk across Group Treasury and Legacy Portfolios. The DCO team oversees the risk and control strategy, provides a consolidated view of non-financial risks, and ensures risk-based control reporting of key issues. Key responsibilities include supervising cyclical activities such as annual control self-assessments, incident research, and remediation monitoring. The DCO collaborates with other risk and control functions to drive transparency and consistency. This role offers a unique opportunity to manag...

Manager Business Controls, Controls Testing & IFC Testing Experience: 7-10 years Educational Qualification: Any Finance-related Degree (e.g., B.Com, CA, MBA Finance, M.Com, CFA, etc.) Job Description: As a Manager in Business Controls, Controls Testing & IFC Testing, you will lead and manage internal controls and compliance testing activities ensuring adherence to regulatory requirements and organizational policies. Key Responsibilities: Lead and execute Business Controls design, implementation, and effectiveness assessments across finance processes. Manage and perform Controls Testing (design and operating effectiveness) including IFC (Internal Financial Controls) testing in compliance with...

About this role: Wells Fargo is seeking a Senior Information Security Analyst. In this role, you will: Perform issue lifecycle management, understand control gaps, develop controls and documentation for IAM Perform remediation of security assessment review issues, complex ad hoc data, and reporting to support information security risk management Provide guidance and direction in reviewing assessment findings and mitigating controls to optimize information security Identify and direct information asset portfolio reconciliations and certifications Provide advanced data aggregation and data of information security risk exposure Develop and deliver Information Security Education Awareness and Tr...

About Stripe Stripe is a company that envisions a future with almost limitless potential for innovation, creativity, and global prosperity. With the belief that the global online economy holds immense promise, Stripe is dedicated to providing a safe platform for online businesses. The Risk team at Stripe plays a crucial role in ensuring the safety and security of the platform, working to prevent prohibited parties from utilizing their services. What you'll do As a member of the Risk team, you will be responsible for conducting quality evaluations of Risk review cases, refining quality evaluation plans, and drafting detailed monthly QA reports. You will collaborate with senior Risk stakeholde...

The internal audit department is tasked with overseeing Ocwen's Internal Audit program under the direction of the Audit Committee. As an incumbent in this role, your primary responsibility will involve conducting controls testing as part of Internal Audit projects. This is essential to ensure that Ocwen maintains an effective internal controls structure with controls that are appropriately designed to operate efficiently. You will also play a key role in executing the internal audit methodology on a global scale, engaging stakeholders across various geographies including India, Philippines, and the US. Your duties will encompass conducting Test of Design & Effectiveness (TOD & TOE) for vario...

You will be joining M&G Global Services Private Limited, a subsidiary of M&G plc, with a rich history spanning over 170 years in the savings and investments industry. At M&G, our mission is to empower individuals to make confident decisions about their finances. We offer a wide range of financial products and services through Asset Management, Life, and Wealth divisions, all working together to provide exceptional financial outcomes for our clients and shareholders. As a Manager, Business Assurance and Controls Testing in the Risk & Resilience function, you will play a crucial role in advising and challenging key stakeholders to effectively manage risks and provide valuable business insights...

Line of Service Advisory Industry/Sector Not Applicable Specialism Risk Management Level Associate Job Description & Summary At PwC, our people in audit and assurance focus on providing independent and objective assessments of financial statements, internal controls, and other assurable information enhancing the credibility and reliability of this information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. Those in internal audit at PwC help build, optimise and deliver end-to-end internal audit services to clients in all industries. This includes IA function setup and transformation, ...

As a Control Management Associate at Wells Fargo, you will participate in and provide support for initiatives with low-risk within the Business Controls functional area. Your responsibilities will include reviewing basic issues, policies, or procedures for which answers can be quickly obtained, supporting the business with risk mitigation strategies, business processes, and controls, and receiving direction from supervisors while exercising judgment within defined parameters. You will also develop an understanding of function, policies, procedures, and compliance requirements. To be successful in this role, you should have at least 6+ months of Risk Management or Business Controls experience...

As an Internal Audit and SOX Senior Consultant, you will play a crucial role in leading and executing internal audit assignments, SOX compliance, and IFC design and implementation. Your qualifications should include being a qualified CA/CPA/ACCA/MBA with 3 to 5 years of relevant experience in internal audit, SOX, and IFC designing & implementation. Ideally, this experience would have been gained from a Big 4 firm or a reputed consulting firm, although exposure to internal audit/SOX in the industry will also suffice. Your primary responsibilities will involve conducting risk assessment procedures, designing, and implementing SOX programs, evaluating internal controls, ensuring compliance with...

As an Internal Audit Advisor/SOX within the Global Assurance and Transformations (GAT) Sarbanes-Oxley (SOX) team at Dell Technologies, you will play a crucial role in contributing to global financial controls assessment activities. Your responsibilities will include performing tests of design and operating effectiveness, executing the SOX audit plan for business unit processes, and collaborating with control/process owners to ensure comprehensive assessment coverage. You will be tasked with monitoring the assessment calendar to ensure timely completion of activities, evaluating issues, and escalating them to leads and the management team when necessary. Participating in process walkthroughs ...

As a Control Management Specialist at Wells Fargo, you will play a crucial role in mitigating current and emerging risk exposures within the assigned business group. Your responsibilities will include identifying opportunities for process improvements, reviewing and analyzing business challenges, and developing risk monitoring processes and controls. You will be expected to present recommendations for resolving complex situations, exercise independent judgment, and develop expertise in the Control Management functional area. Your role will also involve interpreting policy, guidelines, and governance programs as a front-line liaison to the Independent Risk Management area. Collaboration and c...

As a Senior Control Management Specialist at Wells Fargo, you will play a crucial role in identifying, assessing, managing, and mitigating risk exposures within the Control Management functional area. Your responsibilities will include providing risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and controls. You will monitor various business programs, evaluate their impact, and report to the relevant business group. Additionally, you will offer guidance to business groups on developing, implementing, and monitoring programs to identify, assess, and mitigate risks. Collaboration with relevant business groups to ide...

In this role, you will: Lead complex initiatives designed to mitigate current and emerging risks with broad impact Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area Develop and implement risk monitoring and risk reporting processes and controls Collaborate with relevant business group to identify current and ...

In this role, you will: Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process improvements within the scope of defined business control responsibilities Review and analyze basic business challenges that require research, evaluation, and selection of alternatives Develop and implement risk monitoring, risk reporting processes, and controls while evaluating and reporting results where necessary Present recommendations for resolving complex situations and exercise independent judgment while developing Control Management functional area expertise Provide support in the inter...

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills. Key responsibilities: Design and execute controls testing strategies to evaluate the design adequacy and operating effectiveness of controls. Create test plan, test scripts etc. to support the delivery of GCIO controls assurance objectives. Prepare detailed testing documentation, workpapers and reports to highlight findings and recommendations. Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc. Maintain up-to-date knowledge of industry standards and best practices related to controls tes...