18 Controls Testing Jobs

You will be joining M&G Global Services Private Limited, a subsidiary of M&G plc, with a rich history spanning over 170 years in the savings and investments industry. At M&G, our mission is to empower individuals to make confident decisions about their finances. We offer a wide range of financial products and services through Asset Management, Life, and Wealth divisions, all working together to provide exceptional financial outcomes for our clients and shareholders. As a Manager, Business Assurance and Controls Testing in the Risk & Resilience function, you will play a crucial role in advising and challenging key stakeholders to effectively manage risks and provide valuable business insights. You will report to the Assistant Vice President/ Vice President, Business Assurance and Controls Testing, supporting the implementation of the Operational Risk Framework and Policies. Your responsibilities will include ensuring compliance with policies, conducting risk assessments, managing operational risk assurance reviews, and collaborating with various stakeholders to enhance control design and implementation. Key Accountabilities/Responsibilities: - Supporting the embedding of the operational risk framework across M&G plc - Providing consolidated risk analysis and management information for Senior Management - Managing operational risk assurance and control testing reviews across business areas and service providers - Preparing reports of assurance and control testing findings and recommendations - Contributing to Risk & Resilience Reporting for Senior Management and Boards - Building collaborative relationships with internal and external stakeholders - Keeping abreast of industry trends and regulatory issues Key Stakeholder Management: Internal stakeholders include M&G plc Risk and Compliance, UK Business Areas, and Internal Audit teams. External stakeholders include Suppliers, Business Partners, External Auditors, and Regulators. Required Skills: - Strong knowledge of Control Frameworks such as COSO and COBIT - Experience in risk monitoring, controls testing, and internal audit assurance - Knowledge of UK financial services sector regulations and risk management - Strong written and verbal communication skills - Ability to challenge constructively and drive improvements - Excellent stakeholder management skills - Proficiency in Microsoft Office tools Desired Skills: - Quick learner with analytical thinking - Ability to manage conflicting objectives and deadlines - Strong organization and decision-making skills Experience: - Minimum 3 years experience in Risk/Audit function within a financial institution If you are seeking a challenging role that offers opportunities for growth and impact in a dynamic financial services environment, we encourage you to apply for the position of Manager, Business Assurance and Controls Testing at M&G Global Services Private Limited.,

Line of Service Advisory Industry/Sector Not Applicable Specialism Risk Management Level Associate Job Description & Summary At PwC, our people in audit and assurance focus on providing independent and objective assessments of financial statements, internal controls, and other assurable information enhancing the credibility and reliability of this information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. Those in internal audit at PwC help build, optimise and deliver end-to-end internal audit services to clients in all industries. This includes IA function setup and transformation, co-sourcing, outsourcing and managed services, using AI and other risk technology and delivery models. IA capabilities are combined with other industry and technical expertise, in areas like cyber, forensics and compliance, to address the full spectrum of risks. This helps organisations to harness the power of IA to help the organisation protect value and navigate disruption, and obtain confidence to take risks to power growth. Why PWC At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us. At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firms growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. Job Description & Summary: ITGC Reviews, IT Internal Audits, Controls Testing, Compliance Reviews, ISO 27001 Reviews, HIPAA/ HITRUST Reviews Perform IT Assessment Reviews which includes IT General Controls, Internal Audits, Controls Testing, Compliance Reviews (such as ISO 27001, HIPAA, HITRUST etc.) Responsibilities: Strong understanding of IT General Controls domains such as Change Management, User Access Management, IT Operations, Back and Recovery Management etc Strong understanding of the third-party risk management Implementation and assessment knowledge of various industry standards, frameworks, and compliances such as ISO 27001, HIPAA, HITRUST, ISO 22301, ISO 27701 etc Understanding of the IT Risk Assessment methodologies and ability to comprehend and apply the knowledge during IT assessment lifecycle Interview client stakeholders and conducts walkthrough meetings and develop assessment artifacts Should understand complete assessment lifecycle from assessment scoping to project deliverables Great communication skills and the ability to break down and explain complex data security problems Excellent presentation skills and ability to effectively communicate proposals and point of view at senior management levels Education: Minimum Qualification: BE/ BTech/MBA/Mtech/MCA Postgraduates in any stream would be preferred (not mandatory) Prior Big 4 experience would be an added advantage Experience in IT Risk Advisory/ Assurance for varied industry segments preferred Excellent communication skills - both written and oral Certifications: CIA/CISA/CISM will be added advantage Mandatory Skill Sets : ITGC Reviews, IT Internal Audits, Controls Testing, Compliance Reviews, ISO 27001 Reviews, HIPAA/ HITRUST Reviews Preferred Skill Sets: ISO 27001 Reviews, HIPAA/ HITRUST Reviews Years Of Experience Required: 2-8 years Education Qualification: BE, B.tech, ME, M.tech, MCA, MBA, Mcom, CA, CS Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required: Bachelor of Engineering, Master of Engineering, Bachelor of Technology, Master Degree Degrees/Field Of Study Preferred: Certifications (if blank, certifications not specified) Required Skills Information Technology General Controls (ITGC) Optional Skills Accepting Feedback, Accepting Feedback, Accounting and Financial Reporting Standards, Active Listening, Artificial Intelligence (AI) Platform, Auditing, Auditing Methodologies, Business Process Improvement, Communication, Compliance Auditing, Corporate Governance, Data Analysis and Interpretation, Data Ingestion, Data Modeling, Data Quality, Data Security, Data Transformation, Data Visualization, Emotional Regulation, Empathy, Financial Accounting, Financial Audit, Financial Reporting, Financial Statement Analysis, Generally Accepted Accounting Principles (GAAP) + 19 more Desired Languages (If blank, desired languages not specified) Travel Requirements Not Specified Available for Work Visa Sponsorship No Government Clearance Required No Job Posting End Date Show more Show less

As a Control Management Associate at Wells Fargo, you will participate in and provide support for initiatives with low-risk within the Business Controls functional area. Your responsibilities will include reviewing basic issues, policies, or procedures for which answers can be quickly obtained, supporting the business with risk mitigation strategies, business processes, and controls, and receiving direction from supervisors while exercising judgment within defined parameters. You will also develop an understanding of function, policies, procedures, and compliance requirements. To be successful in this role, you should have at least 6+ months of Risk Management or Business Controls experience, or equivalent demonstrated through work experience, training, military experience, or education. A Bachelor's degree or higher and relevant certifications will be an advantage. Additionally, overall experience in the Financial Services industry and/or risk & control domains is preferred, covering operational risk, controls testing/evaluation, compliance, internal audit, risk management, etc. Desired qualifications include experience in automation, advanced excel, and reporting. You should have general knowledge of industry standards and best practices around control evaluations/testing, internal audit, and risk management processes. Experience in creating test questions or test scripts, assessing control design and performance, and identifying control gaps is beneficial. As a Control Management Associate, you are expected to have a comprehensive understanding of operational risk management in highly regulated industries, strong analytical skills, excellent verbal and written communication skills, and the ability to work in a challenging and dynamic environment. You should also demonstrate stakeholder management skills, flexibility to multitask, and the ability to challenge and effectively communicate with various levels of management. If you are looking to join a team that values diversity and focuses on building strong customer relationships while maintaining a compliance-driven culture, then this role may be a great fit for you. Applications are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples, and visible minorities. Accommodations for applicants with disabilities are available upon request. Please note that job posting may come down early due to the volume of applicants. If you require a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo. Wells Fargo maintains a drug-free workplace and prohibits third-party recordings unless authorized. Join us in our commitment to executing all applicable risk programs and adhering to Wells Fargo policies and procedures to ensure the success of our customers and company. Your role will involve proactive monitoring, risk identification, escalation, and sound risk decisions aligned with the business unit's risk appetite and all risk and compliance program requirements.,

As an Internal Audit and SOX Senior Consultant, you will play a crucial role in leading and executing internal audit assignments, SOX compliance, and IFC design and implementation. Your qualifications should include being a qualified CA/CPA/ACCA/MBA with 3 to 5 years of relevant experience in internal audit, SOX, and IFC designing & implementation. Ideally, this experience would have been gained from a Big 4 firm or a reputed consulting firm, although exposure to internal audit/SOX in the industry will also suffice. Your primary responsibilities will involve conducting risk assessment procedures, designing, and implementing SOX programs, evaluating internal controls, ensuring compliance with laws and regulations, and enhancing operational efficiency. You will be tasked with developing process flowcharts, narratives, and risk and controls matrices, as well as performing test procedures to assess control effectiveness. Additionally, you will need to demonstrate a strong understanding of financial reporting, process mapping, and RACM documentation. Your role will require you to identify control deficiencies, suggest improvements, and assist in remediation plans. You should be well-versed in PCAOB requirements, COSO framework, and financial statements under Indian/US GAAP. Collaboration and teamwork will be essential in this role, as you will work closely with senior management, clients, and team members. Your ability to provide clear, concise, and actionable recommendations, along with timely deliverables, will be key to your success. Strong analytical skills, process orientation, and proficiency in Excel, Visio, Word, and other MS Office applications are also important qualifications for this position. In summary, as an Internal Audit and SOX Senior Consultant, you will have the opportunity to work on challenging projects, interact with senior stakeholders, and enhance your technical competencies while contributing to the success of the organization.,

As an Internal Audit Advisor/SOX within the Global Assurance and Transformations (GAT) Sarbanes-Oxley (SOX) team at Dell Technologies, you will play a crucial role in contributing to global financial controls assessment activities. Your responsibilities will include performing tests of design and operating effectiveness, executing the SOX audit plan for business unit processes, and collaborating with control/process owners to ensure comprehensive assessment coverage. You will be tasked with monitoring the assessment calendar to ensure timely completion of activities, evaluating issues, and escalating them to leads and the management team when necessary. Participating in process walkthroughs of coverage areas with business units and external audit staff will be a key aspect of your role. You will conduct controls testing, review assessment reporting, and monitor the completion of remediation test plans. Acting as a point of contact to external audit staff, you will facilitate the timely delivery of work papers and supporting testing evidence. Building effective business relationships, assisting SOX management with ad hoc projects, and maintaining a strong knowledge of the SOX process are essential components of this position. To be successful in this role, you should possess a Bachelor's degree with at least 5 years of relevant experience. Any finance, audit, or IT certification (at least partially completed) such as CIA or CISA is preferred. A strong understanding of IT-related SOX controls, IT platforms (e.g., SAP, Oracle), and business applications is required. Experience in managing SOX projects and familiarity with automation tools like Power BI are advantageous. Desirable skills include the ability to independently manage multiple concurrent tasks, strong communication skills to interact with various levels of management, a team-oriented mindset with excellent interpersonal skills, and a self-driven approach with a keen eye for detail. If you are looking for an opportunity to grow your career surrounded by innovative technology and like-minded professionals, Dell Technologies welcomes you to join our Internal Audit Team based in Gurgaon/Bangalore, India. At Dell Technologies, we believe in the power of each individual to make a meaningful impact. We prioritize our team members and their growth, offering a work environment that values equality and inclusivity. If you are ready to contribute to a future where progress is inclusive and collaborative, we invite you to be part of our unique family of businesses. Application closing date: 30-July-2025 Dell Technologies is dedicated to providing equal employment opportunities for all employees and fostering a work environment free of discrimination and harassment. For more information, please refer to our Equal Employment Opportunity Policy.,

As a Control Management Specialist at Wells Fargo, you will play a crucial role in mitigating current and emerging risk exposures within the assigned business group. Your responsibilities will include identifying opportunities for process improvements, reviewing and analyzing business challenges, and developing risk monitoring processes and controls. You will be expected to present recommendations for resolving complex situations, exercise independent judgment, and develop expertise in the Control Management functional area. Your role will also involve interpreting policy, guidelines, and governance programs as a front-line liaison to the Independent Risk Management area. Collaboration and consultation with the Control Management team and key stakeholders, including internal customers, will be essential in ensuring effective risk management practices. To be successful in this role, you should have at least 2 years of Risk Management or Financial Services industry experience. A Bachelor's degree or relevant certifications will be advantageous. Experience in areas such as controls testing, compliance, internal audit, risk management, automation, advanced excel, and reporting will be beneficial. Additionally, familiarity with industry standards and best practices related to control evaluations, internal audit, and risk management processes is desirable. You will be expected to demonstrate a comprehensive understanding of operational risk management, strong analytical skills, attention to detail, and excellent communication and stakeholder management skills. A positive attitude, readiness to work in a challenging environment, flexibility to multitask, and the ability to challenge and communicate effectively with various levels of management are key attributes for this role. In conclusion, as a Control Management Specialist at Wells Fargo, you will have the opportunity to contribute to building strong customer relationships while maintaining a risk-mitigating and compliance-driven culture. Your role will be pivotal in executing risk programs, adhering to policies and procedures, and making sound risk decisions that align with the business unit's risk appetite and compliance requirements. Please note that the job posting may be removed early due to a high volume of applicants, and Wells Fargo values diversity and encourages applications from all qualified candidates, including women, persons with disabilities, aboriginal peoples, and visible minorities. If you require a medical accommodation during the application or interview process, please visit Disability Inclusion at Wells Fargo. Wells Fargo maintains a drug-free workplace, and candidates are required to represent their own experiences during the recruitment and hiring process. Reference Number: R-405039,

As a Senior Control Management Specialist at Wells Fargo, you will play a crucial role in identifying, assessing, managing, and mitigating risk exposures within the Control Management functional area. Your responsibilities will include providing risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and controls. You will monitor various business programs, evaluate their impact, and report to the relevant business group. Additionally, you will offer guidance to business groups on developing, implementing, and monitoring programs to identify, assess, and mitigate risks. Collaboration with relevant business groups to identify current and emerging risks associated with business activities is also a key aspect of this role. Required qualifications for this position include a minimum of 4 years of experience in Risk Management, Control Management, or equivalent demonstrated through work experience, training, military experience, or education. Desired qualifications involve focusing on performing evidence-based control evaluations, with at least 4 years of relevant experience in the Financial Services industry and/or risk & control domains. You will be responsible for designing, maintaining, and executing control evaluation scripts, identifying control deficiencies, documenting and escalating potential issues, and validating & tracking action plans. Your role will also involve engaging with multiple stakeholders to drive risk and control programs" objectives and instill a proactive risk culture. The essential qualifications and experience required for this role include a Bachelor's degree or higher, with relevant certifications being advantageous. You should have overall experience of 8+ years with 5 years of relevant experience in the Financial Services industry and/or risk & control domains. Experience in automation, advanced Excel, and reporting will be beneficial, along with a general knowledge of industry standards and best practices around control evaluations, testing, internal audit, and risk management processes. Your responsibilities will be focused on performing evidence-based control evaluations through various evidence gathering activities, designing and executing control evaluation scripts, identifying deficiencies, documenting findings, and engaging with stakeholders to drive risk and control programs" objectives. Please note that the job posting may come down early due to the volume of applicants. Wells Fargo values diversity and encourages applications from all qualified candidates, including women, persons with disabilities, aboriginal peoples, and visible minorities. Applicants with disabilities can request accommodation during the recruitment process, and Wells Fargo maintains a drug-free workplace. As you consider applying for this role, please ensure that you represent your own experiences directly during the recruiting and hiring process.,

In this role, you will: Lead complex initiatives designed to mitigate current and emerging risks with broad impact Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area Develop and implement risk monitoring and risk reporting processes and controls Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies Lead Control Management project or virtual teams Required Qualifications: 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Excellent verbal, written, interpersonal communication skills and stakeholder management. Relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc. Strong analytical skills with high attention to detail and accuracy. Demonstrate positive attitude and readiness to work in a challenging and dynamic environment. Flexibility to multitask and work across domains and business groups. Proven experience in leading control testing efforts, mentoring junior associates and driving results. Ability to credibly challenge, conduct tough conversations and effectively communicate with various levels of management, including senior leaders and executives. Job Expectations: Individual contributor role focusing on performing evidence-based control evaluations by conducting various evidence gathering activities. Design, maintain and execute the control evaluation scripts, identify control deficiencies, document and escalate potential issues to appropriate stakeholders. Validate & track action plans, escalate issues as required and document the control test artifacts and findings. Mentor and guide junior associates, oversee the timely completion of all control evaluation activities and documentation. Perform control evaluations for medium to complex engagements, challenge status-quo and identify opportunities to add efficiencies or refining the existing processes. Engage and work with multiple stakeholders - front line business groups, risk program aligned functions and IRM teams for driving the objectives of risk and control programs. Instill and drive proactive risk culture, operational excellence and efficiencies.

In this role, you will: Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process improvements within the scope of defined business control responsibilities Review and analyze basic business challenges that require research, evaluation, and selection of alternatives Develop and implement risk monitoring, risk reporting processes, and controls while evaluating and reporting results where necessary Present recommendations for resolving complex situations and exercise independent judgment while developing Control Management functional area expertise Provide support in the interpretation of policy, guidelines, and governance programs as front line liaison to Independent Risk Management area Collaborate and consult with Control Management team and key stakeholders, including internal customers Required Qualifications: 2+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Bachelor's degree or higher. Relevant certifications will be an advantage Overall experience of 2+ years relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc. Experience in automation / advanced excel / reporting will be an advantage. General knowledge of industry standards and best practices around control evaluations / testing, internal audit and risk management processes. Experience creating test questions or test scripts Experience assessing control design and performance through testing, audit or Risk Control Self-Assessment practices Experience assessing processes, procedures and identifying controls Experience in assessing risk, reviewing risk ratings, identifying control gaps and determining the appropriate evaluation methodology Job Expectations: Comprehensive understanding of operational risk management in the financial services or other highly regulated industries Strong analytical skills with high attention to detail and accuracy. Excellent verbal, written, interpersonal communication skills and stakeholder management. Demonstrate positive attitude and readiness to work in a challenging and dynamic environment. Flexibility to multi task and work across domains and business groups. Ability to credibly challenge, conduct tough conversations and effectively communicate with various levels of management Ability to synthesize data from a variety of sources and deliver results quickly

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills. Key responsibilities: Design and execute controls testing strategies to evaluate the design adequacy and operating effectiveness of controls. Create test plan, test scripts etc. to support the delivery of GCIO controls assurance objectives. Prepare detailed testing documentation, workpapers and reports to highlight findings and recommendations. Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc. Maintain up-to-date knowledge of industry standards and best practices related to controls testing. Support the creation of GCIO Controls Assurance management information (MI) Participate in audits and assessments, providing support and insights as needed. Provide training and support to junior team members on controls testing methodologies. Support Controls Assurance Lead to continuously identify and implement improvements within the assurance framework. Skills Experience Required 8-10 years experience in controls testing and/or internal audit. Strong understanding of industry standards like NIST and ITIL Excellent analytical and problem-solving skills Strong understanding of regulatory requirements and industry best practices related to controls assurance, relevant to GCIO risks - such as Information Technology (IT), Information Security (IS), and/ or Data Management Exceptional communication skills, both verbal and written, with the ability to influence and engage stakeholders at all levels. Experience operating in a regulated environment and managing stakeholders across the Three Lines of Defense. Strong organization skills and attention to detail. Familiarity with cyber security, resilience and related domains preferred. Prior experience with Service Now Integrated Risk Management (SNOW - IRM) preferred. Qualifications Bachelor s degree in Information Technology (IT), Computer Science, or a related field; relevant certification (e.g., CISA, CISSP) preferred.

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills. Key responsibilities: Execute controls testing procedures in accordance with the established methodology and testing plans, ensuring the accuracy and completeness of testing activities. Document testing workpapers clearly and concisely, providing sufficient evidence to support findings and conclusions, including recommendations for remediation and management action. Identify and escalate potential control deficiencies and areas for improvement, providing supporting documentation and analysis. Analyse testing results, identify trends and patterns that may indicate control weaknesses or areas of heightened risk. Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc Maintain up-to-date knowledge of industry standards and best practices related to controls testing. Support the creation of GCIO Controls Assurance management information (MI) Participate in audits and assessments, providing support and insights as needed. Actively participate in team meetings and discussions, contributing ideas and insights to enhance the effectiveness and efficiency of controls assurance activities. Support Controls Assurance Lead to continuously identify and implement improvements within the assurance framework. Skills & Experience Required 5-8 years experience in Information Security controls testing. Strong understanding of Information Security, for example, data protection, vulnerability assessment, penetration testing, security events and monitoring, data loss prevention, endpoint detection and response, network security etc Knowledge of industry standards like NIST and ITIL Excellent analytical and problem-solving skills Knowledge of regulatory requirements and industry best practices related to controls assurance, relevant to GCIO risks - such as Information Technology (IT), Information Security (IS), and/ or Data Management Exceptional communication skills, both verbal and written, with the ability to influence and engage stakeholders at all levels. Experience operating in a regulated environment and managing stakeholders across the Three Lines of Defense. Strong organization skills and attention to detail. Familiarity with cyber security, resilience and related domains preferred. Prior experience with Service Now Integrated Risk Management (SNOW - IRM) preferred. Qualifications bachelors degree in Information Technology (IT), Computer Science, or a related field; Relevant certification (eg, CISA, CISSP), ISO 27001 Lead Auditor preferred

You will lead the Compliance Assurance function in India, reporting to the MD, Head of India Compliance, and the MD, Head of Compliance Assurance. Your role involves providing assurance on the effectiveness of Compliance Risk Management across the bank. Your key responsibilities include leading and supervising Compliance Assurance teams in Pune and Mumbai, managing a team of professionals, developing the location strategy for Compliance Assurance, and executing assurance reviews for Barclays India and global operations. You will drive the digital strategy for compliance assurance by leveraging AI, data analytics, and technology to enhance efficiency and coverage. As part of the India Compliance Management Team, you will provide leadership and support for the Compliance hub in India, contribute to the people agenda, governance, and value proposition. You will also oversee the execution of risk-based assurance reviews, engage with stakeholders, mentor team members in analytics, and measure the impact of analytics on assurance outcomes. Your required skills include a Bachelor's degree in a related field, extensive experience in compliance and risk management, leadership capabilities, strong analytical skills, and knowledge of regulatory requirements. Desired skills include direct experience in compliance assurance, understanding of compliance functions in a global environment, and project management expertise. Your role involves developing and refreshing the Compliance Assurance Annual Plan, delivering risk-based assurance activities, identifying compliance risks, communicating assurance reports, and fostering effective relationships with stakeholders. You are expected to contribute to strategic initiatives, manage a team or projects, provide expert advice, and ensure compliance with regulations and policies. As a senior leader, you will demonstrate leadership behaviours such as listening, inspiring, aligning, and developing others. Upholding Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, alongside the Barclays Mindset of Empowering, Challenging, and Driving, is essential for all colleagues within the organization.,

The Divisional Risk and Control Senior Analyst role at Deutsche Bank is based in Mumbai, India. As part of the Control Assurance and Risk Identification Team in the Investment Banks Divisional Controls Office (DCO), you will play a crucial role in ensuring the global control environment across the Investment Bank is effective. Working closely with the Front Office (FO), your responsibilities will include testing the design and operating effectiveness of key controls, executing detection tests, running scenario analysis workshops, and performing quality assurance on Governance Fora. You will be responsible for assessing the design of key controls before Control Design Authority (CDA) Forum, guiding Finding/Control Owners on effective control design principles, and providing advice and training on control design. Your strong understanding of control design principles, Non-Financial Risk, and experience in Audit, Controls Testing, or Business Control Unit will be essential for this role. An effective communicator, you will be able to write concisely, present effectively, and manage and influence senior stakeholders. Your proactive and delivery-focused approach, along with the ability to work in a fast-paced environment with tight deadlines, will be key to success in this role. Additionally, your structured and meticulous nature, combined with strong analytical and problem-solving skills, will be highly valued. Deutsche Bank offers a range of benefits to support your well-being and professional growth, including a best-in-class leave policy, gender-neutral parental leaves, childcare assistance benefit, sponsorship for industry-relevant certifications, and comprehensive insurance coverage for you and your dependents. Moreover, you will receive training and development opportunities, coaching from experts in your team, and a culture of continuous learning to aid your progression in your career. At Deutsche Bank, we strive for a collaborative and inclusive work environment where individuals are empowered to excel together every day. If you are looking to join a dynamic team that values responsibility, commercial thinking, initiative, and collaboration, we encourage you to apply for the Divisional Risk and Control Senior Analyst position.,

At EY, you will have the opportunity to shape a career unique to your individuality, leveraging global resources, inclusive culture, and cutting-edge technology to realize your full potential. Your distinct voice and perspective are essential in contributing to EY's continuous improvement journey. Join us to craft a remarkable experience for yourself while contributing to a more sustainable working world for all. EY Global Delivery Services (GDS) Assurance practice plays a vital role in supporting EY client-serving teams worldwide across various industries such as financial services, manufacturing, and technology. With a diverse team of professionals possessing sector-specific knowledge and expertise, EY GDS Assurance empowers client teams in over 30 countries to meet the audit requirements of the world's leading companies. As an experienced SOX professional, you are expected to hold qualifications such as CA/CPA/ACCA/MBA and demonstrate in-depth expertise in IFC and a strong understanding of SOX audit processes and methodologies. This role offers a unique opportunity to engage with senior management, enhance technical competencies, contribute to business development, deliver exceptional client service, and foster team development. Your responsibilities will include overseeing team operations on large-scale projects encompassing various aspects of SOX compliance, from planning and execution to documentation, control testing, internal control evaluation, financial reporting reliability assessment, legal compliance, and operational efficiency evaluation. You will play a crucial role in implementing the SOX framework effectively. Key Responsibilities: - Conduct SOX, IFC Designing, walkthrough & Implementation, Business Process Review, and Business Flow chart creation & mapping. - Perform risk assessment procedures, identify significant accounts & transactions, map business processes, and contribute to developing a risk-based internal audit/SOX audit plan. - Prepare SOX documentation such as process flowcharts, narratives, and risk and controls matrices. - Design attributes, test control effectiveness, identify process improvements, and assist in remediation efforts. - Lead walkthroughs, validate key controls, develop test procedures, execute testing, and report results to Management. - Communicate clear observations, recommendations, and resolution plans for SOX deficiencies with clients. - Support in audit plan preparation, testing, and reporting activities. - Demonstrate critical thinking, adaptability, and strong relationship-building skills. - Ensure quality and timely delivery of conclusions on control effectiveness and impact of deficiencies. Qualifications and Skills: - Chartered Accountant (CA), CPA (US), or ACCA (UK) with 3+ years of relevant experience. - MBA degree is a plus. - 2 to 7 years of experience in SOX/IFC Designing & Implementation, preferably from a Big 4 Risk Advisory practice. - Strong analytical skills, process orientation, and understanding of financial statements under Indian/US GAAP. - Proficiency in Excel, Visio, Word, and other MS Office applications. - Excellent communication, report writing, and client management skills. - Ability to handle pressure, work in a team, and adapt to complex situations. - Familiarity with PCAOB requirements and COSO framework. Join EY in its mission to build a better working world by creating long-term value for clients, people, and society while fostering trust in the capital markets. With diverse teams in over 150 countries leveraging data and technology, EY offers assurance services that drive growth, transformation, and operational excellence across various sectors. Embrace the opportunity to ask better questions and find innovative solutions to the world's most pressing challenges.,

Currently hiring DGM - Internal Controls & Finance Process Do you dream of working in a company that is driven by a meaningful purpose and that continuously creates an inclusive environment where you are empowered to do your best and be innovative The role: GSC Intl Internal Controls & Finance Process Transformation Manager This role will be part of Global Supply Chain Internal Control team network What will you do Ensure controls are embedded in operations (not limited to Finance) with a focus on digitization and standardization to minimize and mitigate risks. Be the champion for key internal controls and its implementation Collaborate and challenge business process owners Drive design / process improvements to ensure effectiveness of controls within key supply chain processes at plant (cycle count, inventory receipts, scrapping, FA mgt,) Carry out controls testing at plant level Carry out control testing cross-plants Build process controls expertise Replicate best practices between plants Facilitate continuous process improvement, training & awareness program for key SC processes Consistently follow & drive process implementation - strong liaison with Internal Controls team (power of 2) Create detailed SOPs aligning to KICs / SPS requirement Assess the gap between existing process vs SOP Facilitate SPS style process check along with SMEs on regular intervals Act as a bridge between operational challenges vs process requirement Qualifications - External Who would be successful Qualified CA At least 9-12 years professional experience in audit and controls - manufacturing or supply chain, is a must. Having Broad view of business processes and compliance mindset General Strong in controls, governance and compliances Strong Influencing skills & stakeholder management Experience : manufacturing and/or supply chain experience (mandatory) Whats in it for me Global family leave Comprehensive medical coverage for employee and dependents Worldwide Employee Stock Ownership Flexible work arrangement On-site gym and more!,

4+ years of Compliance experience Relevant experience in Financial Services industry and / or risk & control domains covering operational risk, controls testing / evaluation, compliance, internal audit, risk management etc. Discuss Legal & Public Affairs related laws (vast & Complex) with I&P Senior Leadership and Key Stakeholders in the US. Oversee the Front Line's execution and challenges appropriately on compliance related decisions CS Certification & Legal experience required.

Role & responsibilities Strong understanding of ITGC, ITAC, SOC reports, and working knowledge of Audit tools & ServiceNow (SNOW) • Exposure to SOX, NIST 800-53, ISO 27000 series standards. Ability to support and document audit findings including action plans, remediation timelines, and closure tracking. Comfortable working from office/client location and in shift-based schedules Strong communication, stakeholder management, and project management skills Candidates holding CISA, CISM, ISO 27001 certifications will have an added advantage Preferred candidate profile Educational Background: Graduation / B.E. / B. Tech in any specialization Required Experience: 1-8 years in IT Audits, including ITGC, SOX / ICFR / IFC / SAS 70 / SSAE / SOC. Experience with IT Financial Audit, Business Automated Controls, and IT Risk Consulting or other compliance/regulatory audits. Perks and benefits How you'll grow At Deloitte, our professional development plan focuses on helping people at every level of their career to identify and use their strengths to do their best work every day. From entry-level employees to senior leaders, we believe there is always room to learn. We offer opportunities to help build world-class skills in addition to hands-on experience in the global, fast-changing business world. From on-the-job learning experiences to formal development programs at Deloitte University, our professionals have a variety of opportunities to continue to grow throughout their careers Explore Deloitte University, The Leadership Center. Benefits At Deloitte, we know that great people make a great organization. We value our people and offer employees a broad range of benefits. Learn more about what working at Deloitte can mean for you

Role & responsibilities Strong understanding of ITGC, ITAC, SOC reports, and working knowledge of Audit tools & ServiceNow (SNOW) • Exposure to SOX, NIST 800-53, ISO 27000 series standards. Ability to support and document audit findings including action plans, remediation timelines, and closure tracking. Comfortable working from office/client location and in shift-based schedules Strong communication, stakeholder management, and project management skills Candidates holding CISA, CISM, ISO 27001 certifications will have an added advantage Preferred candidate profile Educational Background: Graduation / B.E. / B. Tech in any specialization Required Experience: 1-8 years in IT Audits, including ITGC, SOX / ICFR / IFC / SAS 70 / SSAE / SOC. Experience with IT Financial Audit, Business Automated Controls, and IT Risk Consulting or other compliance/regulatory audits. Perks and benefits How you'll grow At Deloitte, our professional development plan focuses on helping people at every level of their career to identify and use their strengths to do their best work every day. From entry-level employees to senior leaders, we believe there is always room to learn. We offer opportunities to help build world-class skills in addition to hands-on experience in the global, fast-changing business world. From on-the-job learning experiences to formal development programs at Deloitte University, our professionals have a variety of opportunities to continue to grow throughout their careers Explore Deloitte University, The Leadership Center. Benefits At Deloitte, we know that great people make a great organization. We value our people and offer employees a broad range of benefits. Learn more about what working at Deloitte can mean for you